ESMA LIBRARY
REFINE YOUR SEARCH
Sections
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- Corporate Information (99) Apply Corporate Information filter
- Post Trading (39) Apply Post Trading filter
- Corporate Disclosure (35) Apply Corporate Disclosure filter
- MiFID - Secondary Markets (34) Apply MiFID - Secondary Markets filter
- Brexit (33) Apply Brexit filter
- CESR Archive (30) Apply CESR Archive filter
- MiFID - Investor Protection (27) Apply MiFID - Investor Protection filter
- Board of Supervisors (26) Apply Board of Supervisors filter
- Credit Rating Agencies (24) Apply Credit Rating Agencies filter
- Joint Committee (22) Apply Joint Committee filter
- Fund Management (21) Apply Fund Management filter
- Press Releases (21) Apply Press Releases filter
- COVID-19 (18) Apply COVID-19 filter
- IFRS Supervisory Convergence (17) Apply IFRS Supervisory Convergence filter
- Market Integrity (16) Apply Market Integrity filter
- Supervisory convergence (14) Apply Supervisory convergence filter
- Benchmarks (12) Apply Benchmarks filter
- Innovation and Products (10) Apply Innovation and Products filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Trade Repositories (9) Apply Trade Repositories filter
- Management Board (7) Apply Management Board filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- Prospectus (6) Apply Prospectus filter
- Short Selling (6) Apply Short Selling filter
- CCP Directorate (5) Apply CCP Directorate filter
- Corporate Finance (5) Apply Corporate Finance filter
- Corporate Governance (5) Apply Corporate Governance filter
- Warnings and publications for investors (5) Apply Warnings and publications for investors filter
- IAS Regulation (4) Apply IAS Regulation filter
- Risk Analysis & Economics - Markets Infrastructure Investors (4) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securitisation (4) Apply Securitisation filter
- Speeches (4) Apply Speeches filter
- Trading (3) Apply Trading filter
- Guidelines and Technical standards (2) Apply Guidelines and Technical standards filter
- Market data (2) Apply Market data filter
- Transparency (2) Apply Transparency filter
- Audit (1) Apply Audit filter
- Crowdfunding (1) Apply Crowdfunding filter
- International cooperation (1) Apply International cooperation filter
Type of document
- (-) Remove Statement filter Statement
- (-) Remove Q&A filter Q&A
- (-) Remove Annual Report filter Annual Report
- Reference (99) Apply Reference filter
- SMSG Advice (89) Apply SMSG Advice filter
- Summary of Conclusions (42) Apply Summary of Conclusions filter
- Press Release (28) Apply Press Release filter
- Final Report (27) Apply Final Report filter
- Letter (26) Apply Letter filter
- Report (21) Apply Report filter
- Consultation Paper (18) Apply Consultation Paper filter
- Speech (12) Apply Speech filter
- Opinion (9) Apply Opinion filter
- Guidelines & Recommendations (7) Apply Guidelines & Recommendations filter
- Compliance table (3) Apply Compliance table filter
- Decision (3) Apply Decision filter
- CESR Document (1) Apply CESR Document filter
- Technical Advice (1) Apply Technical Advice filter
- Technical Standards (1) Apply Technical Standards filter
Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
||||
23/11/2021 | ESMA70-156-4673 | Annual Report on MAR administrative and criminal sanctions 2021 | Market Abuse | Annual Report | PDF 338.34 KB |
||||
02/06/2022 | JC 2022 23 | Clarifications on the ESAs' draft RTS under SFDR | Joint Committee, Sustainable finance | Statement | PDF 306.38 KB |
||||
26/03/2020 | ESMA80-191-995 | COVID-19 Public Statement | COVID-19, Securities Financing Transactions | Statement | PDF 113.93 KB |
||||
26/07/2021 | SFDR EC Q&A | EC Q&A on sustainability-related disclosures | Joint Committee, Sustainable finance | Q&A | PDF 601.99 KB |
||||
30/11/2021 | SFDR EC Q&A CORRECTION | EC Q&A on sustainability-related disclosures- correction | Joint Committee, Sustainable finance | Q&A | PDF 87.19 KB |
||||
28/01/2021 | ESMA71-99-1544 | ESMA appoints new IPISC and CNS Chairs | Board of Supervisors, Corporate Information, MiFID - Investor Protection, Sustainable finance | Statement | PDF 87.3 KB |
||||
28/01/2021 | ESMA71-99-1544 | ESMA appoints new IPISC and CSN chairs | Board of Supervisors, Corporate Information, MiFID - Investor Protection, Sustainable finance | Statement | |||||
06/05/2020 | ESMA71-99-1321 | ESMA registers SFTR TRs | Press Releases, Securities Financing Transactions, Trade Repositories | Statement | PDF 95.4 KB |
||||
11/06/2020 | ESMA32-334-245 | ESMA response to EC Consultation on NFRD | Corporate Disclosure, Sustainable finance | Statement | PDF 429.86 KB |
||||
14/03/2022 | ESMA71-99-1864 | ESMA Statement on Ukraine | Benchmarks, Board of Supervisors, CCP Directorate, Corporate Disclosure, Credit Rating Agencies, Fund Management, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Press Releases, Trade Repositories, Trading | Statement | PDF 93.35 KB |
||||
09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
25/02/2021 | JC 2021 06 | Joint ESAs supervisory statement- SFDR | Joint Committee, Sustainable finance | Statement | PDF 220.21 KB |
||||
07/03/2017 | ESMA22-106-141 | Joint Statement of the SMSG and the BSG on the Draft Guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | Statement | PDF 91.5 KB |
Joint Statement of the SMSG and the BSG on the Draft Guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
|||
18/12/2020 | ESMA80-192-10053 | Public Statement_Registration_DTCC Data Repository (Ireland) PLC under EMIR and SFTR | Securities Financing Transactions, Trade Repositories | Statement | PDF 76.58 KB |
||||
01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |
||||
23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.16 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
||||
25/05/2022 | Joint Committee SFDR Q&As | Questions related to Regulation (EU) 2019/2088 on SFDR | Joint Committee, Sustainable finance | Q&A | PDF 794.9 KB |
||||
25/05/2016 | 2016/724 | Requirements for reference data submission under Article 4 MAR | Market Abuse, Market Integrity | Statement | PDF 88.1 KB |