ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
40
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Management Board filter Management Board
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- Corporate Information (79) Apply Corporate Information filter
- Guidelines and Technical standards (41) Apply Guidelines and Technical standards filter
- CESR Archive (24) Apply CESR Archive filter
- Fund Management (19) Apply Fund Management filter
- MiFID - Investor Protection (16) Apply MiFID - Investor Protection filter
- Post Trading (15) Apply Post Trading filter
- Joint Committee (12) Apply Joint Committee filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Market Abuse (7) Apply Market Abuse filter
- Corporate Disclosure (6) Apply Corporate Disclosure filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Market Integrity (4) Apply Market Integrity filter
- Prospectus (4) Apply Prospectus filter
- Sustainable finance (4) Apply Sustainable finance filter
- Trade Repositories (4) Apply Trade Repositories filter
- Benchmarks (3) Apply Benchmarks filter
- Corporate Finance (3) Apply Corporate Finance filter
- Securitisation (3) Apply Securitisation filter
- Short Selling (3) Apply Short Selling filter
- Brexit (2) Apply Brexit filter
- Innovation and Products (2) Apply Innovation and Products filter
- Transparency (2) Apply Transparency filter
- Vacancies (2) Apply Vacancies filter
- Crowdfunding (1) Apply Crowdfunding filter
Type of document
- (-) Remove Annual Report filter Annual Report
- (-) Remove Q&A filter Q&A
- (-) Remove Compliance table filter Compliance table
- (-) Remove Vacancy filter Vacancy
- Reference (256) Apply Reference filter
- Press Release (188) Apply Press Release filter
- Final Report (112) Apply Final Report filter
- Report (105) Apply Report filter
- Opinion (92) Apply Opinion filter
- Consultation Paper (76) Apply Consultation Paper filter
- Statement (74) Apply Statement filter
- Letter (63) Apply Letter filter
- Guidelines & Recommendations (57) Apply Guidelines & Recommendations filter
- Summary of Conclusions (48) Apply Summary of Conclusions filter
- Decision (40) Apply Decision filter
- Speech (33) Apply Speech filter
- Technical Advice (12) Apply Technical Advice filter
- Technical Standards (12) Apply Technical Standards filter
Your filters
Securities Financing Transactions X Management Board X Corporate Governance X Risk Analysis & Economics - Markets Infrastructure Investors X Supervisory convergence X MiFID - Secondary Markets X Credit Rating Agencies X IFRS Supervisory Convergence X Annual Report X Q&A X Compliance table X Vacancy X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
| 14/08/2015 | 2015/1261 | Guidelines compliance table- Guidelines on the application of definitions C6 and C7 under MiFID I | MiFID - Secondary Markets | Compliance table | |||||
| 19/12/2016 | 2016/1673 | 2016-1673 Q&A on MiFID II commodity derivatives topics | MiFID - Secondary Markets | Q&A | PDF 338.93 KB |
||||
| 14/12/2017 | ESMA70-151-957 | MiFID II Q&A on post-trading issues | MiFID - Secondary Markets, Post Trading | Q&A | PDF 280.02 KB |
||||
| 08/02/2018 | ESMA80-199-153 | ESMA’s supervision of credit rating agencies, trade repositories and monitoring of third country central counterparties- 2017 Annual Report and 2018 Work Programme | Credit Rating Agencies | Annual Report | PDF 1.03 MB |
||||
| 17/07/2018 | ESMA70-154-651 | Application form- SMSC CWG Renewal 2018 | MiFID - Secondary Markets | Vacancy | DOCX 37.81 KB |
||||
| 17/07/2018 | ESMA70-154-652 | Call for expressions of interest- SMSC CWG Renewal | MiFID - Secondary Markets | Vacancy | PDF 263.08 KB |
||||
| 04/12/2018 | ESMA33-9-281 | CRA market share report | Credit Rating Agencies | Annual Report | PDF 827.25 KB |
||||
| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
||||
| 10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
||||
| 19/02/2019 | ESMA80-199-273 | ESMA supervision 2019 work plan and annual report 2018 | Credit Rating Agencies | Annual Report | PDF 622.46 KB |
||||
| 21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 112.12 KB |
||||
| 27/03/2019 | ESMA70-872942901-36 | Q&A on MiFID II and MiFIR commodity derivatives topics | MiFID - Secondary Markets | Q&A | PDF 602.38 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 03/09/2019 | ESMA70-156-1411 | Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE | MiFID - Secondary Markets | Compliance table | PDF 102.75 KB |
||||
| 09/10/2019 | ESMA70-156-1010 | On the application of waivers and deferrals | MiFID - Secondary Markets | Annual Report | PDF 7.3 MB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 15/06/2020 | ESMA20-95-1132 | 2020 Annual Work Programme- revised | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 548.42 KB |
||||
| 15/06/2020 | ESMA20-95-1264 | 2019 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 3.03 MB |
||||
| 09/10/2020 | ESMA70-156-3300 | MiFID II/MiFIR Annual Report under Commission Delegated Regulation (EU) 2017/583 (RTS 2) | MiFID - Secondary Markets | Annual Report | PDF 477.23 KB |