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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
23/10/2020 ESMA31-62-1193 List of prospectus thresholds Corporate Disclosure, Corporate Finance, Prospectus Reference PDF
220.58 KB
13/01/2020 ESMA31-62-1409 Compliance table GLs on Risk factors Prospectus Reference PDF
132.75 KB
06/01/2020 ESMA74-362-388 LEI statement SFTR Securities Financing Transactions Reference PDF
105.88 KB
04/12/2019 ESMA31-59-1417 ESMA amendments to an RTS relating to the PR Prospectus Reference PDF
283.48 KB
12/07/2019 ESMA31-62-1333 Response form consultation on Guidelines on disclosure requirements under the Prospectus Regulation Prospectus Reference DOCX
759.09 KB
27/05/2019 ESMA70-151-1019 Consolidated SFTR_Validation_Rules Securities Financing Transactions Reference XLSX
120.19 KB
27/05/2019 ESMA70-151-2371 Response form to consultation on Guidelines for reporting under Articles 4 and 12 SFTR Securities Financing Transactions Reference DOCX
757.3 KB
27/03/2018 ESMA33-128-212 reply form Reply form- Consultation Paper TA Fees Securitisation Repositories Securities Financing Transactions Reference DOCX
766.76 KB
27/03/2018 ESMA33-128-109 reply form Reply form- Consultation Paper Securitisation Repositories Application Securities Financing Transactions Reference DOCX
767.02 KB
15/12/2017 ESMA31-62-802 reply form Response form- Consultation Paper on draft RTS under the new Prospectus Regulation Prospectus Reference DOCX
772.18 KB
06/07/2017 ESMA31-62-649 reply form Response form_Consultation Paper on EU Growth prospectus Prospectus Reference DOCX
771.83 KB
06/07/2017 ESMA31-62-532 reply form Response form_Consultation Paper on format and content of the prospectus Prospectus Reference DOCX
776.87 KB
06/07/2017 ESMA31-62-650 reply form Response form_Consultation Paper on scrutiny and approval Prospectus Reference DOCX
768.87 KB
30/09/2016 2016/1409 SFTR Tables Post Trading, Securities Financing Transactions Reference XLSX
45.84 KB
04/04/2016 2016/218 ToR Audit Working Group Audit Reference PDF
113.35 KB
11/02/2016 2016/214 ToR OWG Prospectus Prospectus Reference PDF
87.64 KB
08/02/2016 2016/268 Opinion on equivalence of Turkish prospectus regime Prospectus Opinion PDF
98.76 KB
20/12/2013 2013/1970 Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus Prospectus, Corporate Disclosure Technical Standards PDF
713.74 KB		 The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment.
18/12/2013 2013/1944 Format of the base prospectus and consistent application of Article 26(4) of the Prospectus Regulation Prospectus, Corporate Disclosure Opinion PDF
75.6 KB
20/03/2013 2013/317 Framework for the assessment of third country prospectuses under Article 20 of the Prospectus Directive Prospectus, Corporate Disclosure Opinion PDF
725.59 KB