ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
50
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Prospectus filter Prospectus
- MiFID - Secondary Markets (86) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (65) Apply MiFID - Investor Protection filter
- Post Trading (46) Apply Post Trading filter
- Risk Analysis & Economics - Markets Infrastructure Investors (34) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Market Integrity (33) Apply Market Integrity filter
- Short Selling (33) Apply Short Selling filter
- Supervisory convergence (21) Apply Supervisory convergence filter
- Corporate Disclosure (19) Apply Corporate Disclosure filter
- IFRS Supervisory Convergence (19) Apply IFRS Supervisory Convergence filter
- Credit Rating Agencies (15) Apply Credit Rating Agencies filter
- COVID-19 (13) Apply COVID-19 filter
- Joint Committee (11) Apply Joint Committee filter
- Securities and Markets Stakeholder Group (11) Apply Securities and Markets Stakeholder Group filter
- Innovation and Products (9) Apply Innovation and Products filter
- Corporate Information (8) Apply Corporate Information filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Benchmarks (6) Apply Benchmarks filter
- Securitisation (5) Apply Securitisation filter
- Board of Supervisors (4) Apply Board of Supervisors filter
- Brexit (4) Apply Brexit filter
- Trade Repositories (4) Apply Trade Repositories filter
- Transparency (3) Apply Transparency filter
- Corporate Finance (2) Apply Corporate Finance filter
- Guidelines and Technical standards (2) Apply Guidelines and Technical standards filter
- IAS Regulation (2) Apply IAS Regulation filter
- Sustainable finance (2) Apply Sustainable finance filter
- CCP Directorate (1) Apply CCP Directorate filter
- Corporate Governance (1) Apply Corporate Governance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Management Board (1) Apply Management Board filter
- Press Releases (1) Apply Press Releases filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Report filter Report
- (-) Remove Opinion filter Opinion
- (-) Remove Technical Standards filter Technical Standards
- Guidelines & Recommendations (111) Apply Guidelines & Recommendations filter
- Reference (76) Apply Reference filter
- Consultation Paper (63) Apply Consultation Paper filter
- Press Release (54) Apply Press Release filter
- Final Report (48) Apply Final Report filter
- Letter (41) Apply Letter filter
- Speech (19) Apply Speech filter
- Statement (19) Apply Statement filter
- Compliance table (12) Apply Compliance table filter
- Q&A (11) Apply Q&A filter
- Technical Advice (10) Apply Technical Advice filter
- CESR Document (3) Apply CESR Document filter
- Annual Report (2) Apply Annual Report filter
Your filters
Securities Financing Transactions X Market Abuse X Audit X Prospectus X Fund Management X Opinion X Technical Standards X Report X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
22/12/2020 | ESMA70-156-3782 | ESMA report on application of AMP 2020 | Market Abuse | Report | PDF 1.38 MB |
||||
21/12/2020 | ESMA70-156-3537 | Annual Report on MAR administrative and criminal sanctions 2020 | Market Abuse | Report | PDF 291.51 KB |
||||
13/11/2020 | ESMA34-39-1119 | Recommendation of the European Systemic Risk Board (ESRB) on liquidity risk in investment funds | Fund Management | Report | PDF 1.12 MB |
||||
12/11/2020 | ESMA34-32-548 | Penalties and measures imposed under the AIFMD Directive in 2018- 2019 | Fund Management | Report | PDF 565.29 KB |
||||
12/11/2020 | ESMA34-45-934 | Penalties and measures imposed under the UCITS Directive in 2019 | Fund Management | Report | PDF 365.02 KB |
||||
24/09/2020 | ESMA32-384-4852 | Prospectus Activity Report 2019 | Prospectus | Report | PDF 406.85 KB |
||||
21/07/2020 | JC 2020 66 | Draft Final Report following consultation on draft regulatory technical standards to amend the PRIIPs KID (NOT APPROVED) | Fund Management, Joint Committee | Report | PDF 2.77 MB |
||||
04/06/2020 | ESMA34-39-1042 | Supervisory briefing on the supervision of costs in UCITS and AIFs | Fund Management, Supervisory convergence | Report | PDF 162.41 KB |
||||
06/04/2020 | ESMA 50-165-1098 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2020 | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 4.08 MB |
||||
31/01/2020 | ESMA70-155-7850 | Opinion- Relating to the intended Accepted Market Practice on liquidity contracts notified by the Commissione Nazionale per le Società e la Borsa (Consob) | Market Abuse | Opinion | PDF 407.58 KB |
||||
10/01/2020 | ESMA50-165-1032 | EU Alternative Investment Funds- 2020 Statistical Report | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.94 MB |
||||
13/12/2019 | ESMA70-156-1823 | ESMA 2019 report on the application of AMPs | Market Abuse, Market Integrity | Report | PDF 1.4 MB |
||||
12/12/2019 | ESMA70-156-2005 | MAR Article 33 Report on Sanctions | Market Abuse | Report | PDF 352.9 KB |
||||
12/12/2019 | ESMA34-45-756 | Penalties and measures imposed under the UCITS Directive in 2018 | Fund Management | Report | PDF 467.36 KB |
||||
31/10/2019 | ESMA31-62-1360 | EEA prospectus activity in 2018 | Prospectus | Report | PDF 394.26 KB |
||||
19/09/2019 | ESMA70-155-8524 | ESMA Opinion CNMV revised Accepted Market Practice | Market Abuse, Market Integrity | Opinion | PDF 520.92 KB |
||||
05/09/2019 | ESMA50-164-2458 | Stress simulation for investment funds | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 868.55 KB |
||||
04/04/2019 | ESMA34-45-651 | UCITS Sanction Report 2016/2017 | Fund Management | Report | PDF 398.96 KB |
||||
16/01/2019 | ESMA70-145-1184 | Report Application Accepted Market Practices | Market Abuse, Market Integrity | Report | PDF 1.68 MB |
||||
13/04/2018 | ESMA70-145-442 | ESMA Opinion on AMF Accepted Market Practice on liquidity contracts | Market Abuse, Market Integrity | Opinion | PDF 542.91 KB |