ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/12/2015 | JC/2015/079 | 2015 list of identified Financial Conglomerates | Joint Committee, MiFID - Investor Protection | Reference | PDF 146.29 KB |
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| 11/02/2016 | 2016/203 | 2016 Supervisory Convergence Work Programme | Corporate Information, Supervisory convergence | Reference | PDF 340.61 KB |
The European Securities and Markets Authority’s (ESMA) Supervisory Convergence Work Programme for 2016 (2016 SCWP) supplements ESMA’s Annual Work Programme for 2016 (ESMA/2015/1475) by further elaborating the nature and focus of the work ESMA will carry out in order to promote supervisory convergence and how that will contribute to implementing ESMA’s Strategic Orientation for 2016-2020 (ESMA/2015/935). The 2016 SCWP provides an overview and explanation of the steps ESMA will take in 2016 to promote sound, efficient and consistent supervision in the EU. It sets out priority areas and how they have been identified and sets them in the context of the wider work programme and environment. Implementation of the 2016 SCWP will be monitored in the course of 2016 and depending on developments during the year, priorities might be re-adjusted. It will also be used to inform ESMA’s Annual Report and its supervisory convergence work programme for future years which will be risk-based. |
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| 09/02/2017 | ESMA42-397158525-448 | 2017 Supervisory Convergence Work Programme | Supervisory convergence | Reference | PDF 540.81 KB |
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| 30/05/2005 | Austria | Accepted Market Practices- Austrian provisions- Not continued under MAR | Market Abuse | Reference | PDF 19.9 KB |
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| 30/05/2005 | AMP France Buy Back | Accepted Market Practices: a market practice related to share buy back programs. Buy an hold for future use as means of payment for acquiring another company on Euronext (France)- Not continued under MAR | Market Abuse | Reference | PDF 71.11 KB |
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| 30/05/2005 | AMP France Liquidity | Accepted Market Practices: a market practice related to share buy back programs. Liquidity contracts on Euronext (France) | Market Abuse | Reference | PDF 107.34 KB |
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| 23/06/2011 | AMP Netherlands | Accepted Market Practices: Liquidity agreements (Netherlands)- TERMINATED UNDER MAR ON 19 September 2017 | Market Abuse | Reference | PDF 96.72 KB |
The publication (in Dutch) of the decision to terminate the Dutch AMP on liquidity agreements can be found on the AFM’s website at the following link https://www.afm.nl/nl-nl/professionals/nieuws/2017/sep/beeindigen-amp. |
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| 19/08/2008 | AMP Portugal | Accepted Market Practices: Liquidity Contracts (Portugal) – To be replaced by an accepted market practice under MAR | Market Abuse | Reference | PDF 101.04 KB |
The national legal text is available on the CMVM website. |
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| 11/02/2008 | AMP Spain | Accepted Market Practices: Liquidity Contracts (Spain) – Replaced by an accepted market practice under MAR on 11 July 2017 | Market Abuse | Reference | PDF 157.13 KB |
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| 22/06/2012 | AMF AMP 2012 | Accepted market practices: Liquidity contracts for bonds (France)- Not continued under MAR | Market Abuse | Reference | PDF 242.43 KB |
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| 15/01/2009 | AMP Greece | Accepted Market Practices: Purchase of own shares to hold them for future acquisition of shares of another company (Greece)- Not continued under MAR | Market Abuse | Reference | PDF 77.84 KB |
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| 30/05/2005 | AMP Austria | Accepted Market Pratices: Valuation transaction on the bond market on the Vienna Stock Exchange (Austria) | Market Abuse | Reference | PDF 78.74 KB |
The Austrian provisions in their original form can be found by clicking on the following link. | |||
| 26/03/2018 | ESMA35-43-1000 | Additional information on the agreed product intervention measures relating to contracts for differences and binary options | MiFID - Investor Protection | Reference | PDF 202.01 KB |
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| 02/10/2017 | ESMA71-99-608 | Annex (Template for the Assessment of Collective Suitability) | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 72.7 KB |
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| 31/10/2016 | 2016/1529 ANNEX | Annex I- Template for the assessment of collective suitability | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 54.43 KB |
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| 19/12/2014 | 2014/1569 Annex | Annex to Technical Advice on MiFID II and MiFIR- investor protection topics | MiFID - Investor Protection | Reference | PDF 962.39 KB |
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| 27/03/2019 | ESMA35-43-1862 | BO Renewal Decision 3 Notice | MiFID - Investor Protection | Reference | PDF 83.42 KB |
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| 01/08/2012 | 2012/490 | Call for expressions of interest in ESMA's Consultative Working Group on Investor Protection and Intermediaries Standing Committee | MiFID - Investor Protection | Reference | PDF 130.34 KB |
The deadline for responses to this call for interest has been extended two weeks, to 14 September 2012. | |||
| 17/03/2017 | ESMA 35-30-473 | Call for expressions of interest- Consultative Working Group for ESMA’s IPISC 2017 | MiFID - Investor Protection | Reference | PDF 270.59 KB |
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| 23/03/2015 | 2015/615 | Call for interest IPISC-CWG renewal | MiFID - Investor Protection | Reference | PDF 187.49 KB |
ESMA is today launching the process to renew the composition of the IPISC CWG. ESMA is therefore calling for expressions of interest from stakeholders. Application procedure, closing date Relevant stakeholders meeting the required selection criteria and wishing to apply for a position on the CWG are invited to submit, in English:. A completed application form (see separate document), and. A detailed curriculum vitae (CV), preferably in the EU CV format. It is optional for applicants to attach a motivation letter (2 pages maximum).. Unclear or incomplete applications will not be considered.. Applications must be submitted by email no later than 23 April 2015 to the following email addresses: IPISC.CWG.renewal2015@esma.europa.eu |