ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
41
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Management Board filter Management Board
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- Warnings and publications for investors (92) Apply Warnings and publications for investors filter
- Securities and Markets Stakeholder Group (89) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (79) Apply Corporate Information filter
- CESR Archive (17) Apply CESR Archive filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Credit Rating Agencies (6) Apply Credit Rating Agencies filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- MiFID - Secondary Markets (4) Apply MiFID - Secondary Markets filter
- Sustainable finance (3) Apply Sustainable finance filter
- Market Abuse (2) Apply Market Abuse filter
- Benchmarks (1) Apply Benchmarks filter
- Corporate Finance (1) Apply Corporate Finance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Fund Management (1) Apply Fund Management filter
- Innovation and Products (1) Apply Innovation and Products filter
- Market Integrity (1) Apply Market Integrity filter
- Post Trading (1) Apply Post Trading filter
- Securitisation (1) Apply Securitisation filter
- Short Selling (1) Apply Short Selling filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Investor Warning filter Investor Warning
- (-) Remove Annual Report filter Annual Report
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (218) Apply Reference filter
- Guidelines & Recommendations (158) Apply Guidelines & Recommendations filter
- Press Release (120) Apply Press Release filter
- Final Report (104) Apply Final Report filter
- Consultation Paper (74) Apply Consultation Paper filter
- Report (73) Apply Report filter
- Opinion (66) Apply Opinion filter
- Summary of Conclusions (58) Apply Summary of Conclusions filter
- Statement (49) Apply Statement filter
- Letter (41) Apply Letter filter
- Speech (22) Apply Speech filter
- Decision (21) Apply Decision filter
- Compliance table (14) Apply Compliance table filter
- Q&A (12) Apply Q&A filter
- Technical Advice (9) Apply Technical Advice filter
- Technical Standards (4) Apply Technical Standards filter
- CESR Document (3) Apply CESR Document filter
Your filters
Securities Financing Transactions X Corporate Governance X Management Board X Joint Committee X Prospectus X Risk Analysis & Economics - Markets Infrastructure Investors X MiFID - Investor Protection X Annual Report X Investor Warning X SMSG Advice X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 04/05/2022 | ESMA22-106-4032 | SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 274.55 KB |
||||
| 19/04/2022 | JC 2022 01 | Joint Committee Annual Report 2021 | Joint Committee | Annual Report | PDF 217.87 KB |
||||
| 17/03/2022 | ESA 2022 15 | EU financial regulators warn consumers on the risks of crypto-assets | Innovation and Products, Joint Committee, MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 118.67 KB |
bgcsdadeelesetfifrgahrhuitltlvmtnlplptroskslsv | |||
| 07/01/2022 | ESMA22-106-3809 | SMSG response to ESAs on their joint Call for evidence on the European Commission mandate regarding the PRIIPs Regulation | Fund Management, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 325.26 KB |
||||
| 04/01/2022 | ESMA22-106-3800 | SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 374.84 KB |
||||
| 16/06/2021 | ESMA20-95-1381 | 2020 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 4 MB |
||||
| 07/04/2021 | JC 2021 08 | Joint Committee Annual Report 2020 | Joint Committee | Annual Report | PDF 1.01 MB |
||||
| 15/06/2020 | ESMA20-95-1264 | 2019 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 3.03 MB |
||||
| 15/06/2020 | ESMA20-95-1132 | 2020 Annual Work Programme- revised | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 548.42 KB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 21/01/2020 | ESMA22-106-2077 | SMSG Advice on Joint Consultation Paper on PRIIPs KID | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 426.62 KB |
||||
| 09/04/2019 | 2019 19 | Joint Committee Annual Report 2018 | Joint Committee | Annual Report | PDF 198.17 KB |
||||
| 10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
||||
| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
||||
| 12/02/2018 | ESMA50-164-1284 | ESA warning on virtual currencies | Joint Committee, MiFID - Investor Protection | Investor Warning | PDF 563.64 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 07/03/2017 | ESMA22-106-140 | SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 150.61 KB |
SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
|||
| 25/07/2016 | 2016/1166 | Warning about CFDs, binary options and other speculative products | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 149.13 KB |
||||
| 07/02/2014 | 2014/154 SV | Risker med att investera i komplexa produkter | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 468.78 KB |
||||
| 07/02/2014 | 2014/154 ES | Riesgos de las inversiones en productos complejos | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 331.22 KB |
||||
| 07/02/2014 | 2014/154 SL | Tveganja, ki jih prinašajo naložbe v kompleksne produkte | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 564.53 KB |