ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
| 12/05/2016 | ESA/2016/41 | Opinion of the ESAs- ECAI credit assessments | Credit Rating Agencies, Joint Committee | Opinion | PDF 379.79 KB |
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| 31/05/2017 | ESMA42-110-433 | General Principles to support supervisory convergence in the context of the UK withdrawing from the EU | Brexit, Supervisory convergence | Opinion | PDF 182.68 KB |
The European Securities and Markets Authority’s (ESMA) competence to deliver an opin-ion is based on Article 29(1)(a) of Regulation (EU) No 1095/2010 of the European Parliament and of the Council (ESMA Regulation). In accordance with Article 44(1) of the ESMA Regulation, the Board of Supervisors has adopted this opinion. |
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| 13/07/2017 | ESMA35-45-344 | Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union | Brexit, Fund Management, Supervisory convergence | Opinion | PDF 246.6 KB |
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| 13/07/2017 | ESMA35-43-762 | Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Investor Protection, Supervisory convergence | Opinion | PDF 236.23 KB |
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| 13/07/2017 | ESMA70-154-270 | Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Secondary Markets, Supervisory convergence | Opinion | PDF 181.69 KB |
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| 08/02/2018 | ESMA80-199-153 | ESMA’s supervision of credit rating agencies, trade repositories and monitoring of third country central counterparties- 2017 Annual Report and 2018 Work Programme | Credit Rating Agencies | Annual Report | PDF 1.03 MB |
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| 04/12/2018 | ESMA33-9-281 | CRA market share report | Credit Rating Agencies | Annual Report | PDF 827.25 KB |
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| 19/02/2019 | ESMA80-199-273 | ESMA supervision 2019 work plan and annual report 2018 | Credit Rating Agencies | Annual Report | PDF 622.46 KB |
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| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
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| 14/12/2020 | ESMA 33-9-383 | CRA Market Share Calculation 2020 | Credit Rating Agencies | Annual Report | PDF 511.26 KB |
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| 30/09/2021 | ESMA80-196-5819 | Opinion on improving access to and use of credit ratings | Credit Rating Agencies | Opinion | PDF 331.84 KB |