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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
09/06/2010 10-333 Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies CESR Archive, Credit Rating Agencies Technical Advice PDF
4.59 MB
22/10/2004 04-561 Standards for securities clearing and settlement systems in the European Union CESR Archive CESR Document PDF
531.56 KB
08/07/2002 02-086b Standards for Alternative Trading Systems CESR Archive CESR Document PDF
124.16 KB		 CESR published today common European Standards for Alternative Trading Systems (ATSs). This paper sets outs standards for ATSs in the European Economic Area (EEA) with a view to providing appropriate regulation of investments firms operating ATSs under the current ISD. It builds on FESCO's report to the European Commission on the Regulation of Alternative Trading Systems in Europe, which was published in September 2000. Also published today was a feedback statement summarising the responses received in the final round of consultation (Ref. CESR/02-087b)
22/04/2004 04-045b Standard No. 2 on Financial Information- Co-ordination of enforcement activities- Feedback Statement CESR Archive CESR Document PDF
96.23 KB
22/04/2004 03-317c Standard No. 2 on Financial Information- Co-ordination of enforcement activities CESR Archive CESR Document PDF
90.15 KB		 CESR releases today the standard on the organisation of greater co-ordination of enforcement activities by supervisors of financial information in Europe
01/03/2003 03-073 Standard No. 1 on Financial Information CESR Archive CESR Document PDF
147.6 KB		 During the seventh meeting of CESR held in Paris on 21 March 2003, the first CESR standard on Financial Information: Enforcement of standards on financial information in Europe was approved. The standard is being published today along with a feedback statement summarising the responses received during the consultation process (Ref. CESR/03-074). The standard represents a significant part of CESR\'s contribution to the task of developing and implementing a common approach to the enforcement of International Financial Reporting Standards (IFRS) in Europe. The feedback statement can be viewed under the heading "Recent Publications".
09/04/2002 02-020b Stabilisation and Allotment – European Supervisory Approach CESR Archive CESR Document PDF
93.51 KB		 This paper provides harmonised standards for stabilisation practices in the context of a public offer and an harmonised disclosure regime for the Allotment of securities as well as some basic principles of the Allotment process. This work has not been elaborated under a formal mandate of the EU Commission in the context of the future Directives on Insider Dealing and Market Manipulation or the future Directive on Prospectuses. However, these standards represent an important "acquis" for any future work to be undertaken on the same subject. A summary of the responses to the second consultation (Ref. CESR/02-060) is published in the "Recent Publications".
29/05/2007 07-337 Recommendations- The passport under MiFID CESR Archive CESR Document PDF
129.31 KB
29/05/2007 07-228b Recommendations- Inducements under MiFID CESR Archive CESR Document PDF
161.88 KB
30/12/2003 03-323e Recommendation for additional guidance regarding the implementation of International Financial Reporting Standards (IFRS) CESR Archive CESR Document PDF
161.3 KB		 CESR publishes today its recommendation for regulators on how listed companies can effectively manage the communication of the financial impact of transitioning to international accounting standards in 2005. CESR considers it essential that the transition must be carefully monitored by regulators to ensure that every company continues to meet its reporting requirements and that investors are able to understand the effect of the new reporting standards on the financial position of listed companies. European companies whose securities are traded on a regulated market will be required by the European Regulation n
14/01/2002 02-002 Proposed Standards for Alternative Trading Systems- Feedback statement CESR Archive CESR Document PDF
419.83 KB
30/12/2003 03-490b Preparing for the implementation of Financial Reporting Standards (IFRS)- Feedback Statement CESR Archive CESR Document PDF
137.69 KB
09/07/2009 09-590 MiFID Supervisory Briefing- Information and reporting to clients CESR Archive CESR Document PDF
151 KB
12/07/2007 06-562b Market Abuse Directive- Level 3 – second set of CESR guidance and information on the common operation of the Directive to the market CESR Archive CESR Document PDF
119.25 KB		 This guidance develops the common understanding amongst CESR Members of the following issues: - What constitutes inside information? - When is it legitimate to delay the disclosure of inside information? - When does information relating to a client's pending orders constitute inside information? - Insider lists in multiple jurisdictions This guidance is accompanied by a press release and a feedback statement.
15/03/2000 00-FESCO-A Implementation of Article 11 of the ISD: Categorisation of investors for the purpose of Conduct of Business Rules CESR Archive CESR Document PDF
62.07 KB
30/04/2008 3L3 IA guidelines Impact assessment guidelines for EU Lamfalussy level 3 committees CESR Archive CESR Document PDF
629.67 KB
20/12/2010 10-1319 Guidelines- Transition from the Simplified Prospectus to the Key Investor Information document CESR Archive CESR Document PDF
136.11 KB
20/12/2010 10-1318 Guidelines- Selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS CESR Archive CESR Document PDF
198.56 KB
28/07/2010 10-788 Guidelines- Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS CESR Archive CESR Document PDF
357.18 KB
27/02/2009 09-178 Guidelines- Risk management principles for UCITS CESR Archive CESR Document PDF
113.6 KB

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