ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
09/06/2010 10-333 Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies CESR Archive, Credit Rating Agencies Technical Advice PDF
4.59 MB
28/09/2009 09-845 Letter- CESR’s response to the European Commission’s consultation on the UCITS depositary function CESR Archive Letter PDF
116.03 KB
12/10/2010 3L3 12-10-10 Letter Letter- 3L3 Task Force Report on Packaged Retail Investment Products (PRIPs) CESR Archive Letter PDF
119.3 KB
05/09/2018 ESMA70-151-1719 Letter to VP Dombrovskis on opinion on SFTR Securities Financing Transactions Letter PDF
213.13 KB
22/12/2010 10-1505 Letter to the IFRS foundation regarding the Trustees' Strategy Review CESR Archive Letter PDF
236.52 KB
31/10/2008 08-866 Letter to the European Commission- CESR’s advice on the UCITS Management Company Passport CESR Archive Letter PDF
67.25 KB
10/12/2010 10-1456 Letter to the European Commission regarding CESR’s supplementary report related to developments of certain third country GAAPs with regard to their equivalence under Transparency Directive and Prospectus Regulation CESR Archive Letter PDF
94.08 KB
26/05/2010 10-618 Letter to the Commission- The Technical Details of the Pan-European Short Selling Disclosure Regime CESR Archive Letter PDF
94.36 KB
27/10/2021 ESMA32-67-791 Letter to IFRS IC on classification of SPAC shares as equity or liability (IAS 32) IAS Regulation, IFRS Supervisory Convergence, MiFID - Investor Protection, Prospectus Letter PDF
223.92 KB
04/09/2008 08-483 Letter to EFSA, ESBG, EACB and EAPB regarding the MiFID Q&A CESR Archive Letter PDF
1004.98 KB
13/04/2010 10-359 Letter to Commission on CESR's technical advice in the context of the MiFID review CESR Archive Letter PDF
104.97 KB
17/11/2006 EC G3 D(2006) 8626 Letter from the European Commission- Request for initial assistance on non-equities markets transparency CESR Archive Letter PDF
29.3 KB
02/10/2008 EC 11/04/08 Letter from the European Commission- Physical short selling in the context of the UCITS Directive CESR Archive Letter PDF
487.67 KB
06/07/2006 06-328 Letter from the EU Commission regarding Annual Reports on Credit Rating Agencies, and CESR's answer CESR Archive Letter PDF
1.34 MB		 These documents are included in 06-220, however, they are added here seperately for ease of reference.
02/10/2006 3L3 Cross Border Letter from the Chairs of CEBS, CESR and CEIOPS to Commissioner McCreevy in respect of the Commission's proposals on Cross Border Consolidation. CESR Archive Letter PDF
385.98 KB
05/09/2018 ESMA70-151-1651 Annex 1 Letter from European Commission on SFTR draft RTS Securities Financing Transactions Letter PDF
159.5 KB
esma70-151-1651_esmas_opinion_on_ec_amendments_of_sftr.pdf
11/04/2007 McCreevy 05/03/07 Letter from Charlie McCreevy, Commissioner for the Internal Market, regarding standard forms for the notification of holdings of voting rights CESR Archive Letter PDF
87.08 KB
28/05/2008 08-278 Joint CESR/ERGEG mandate in the context of the Third Energy Package- Letter to the European Commission and their response CESR Archive Letter PDF
228 KB
06/01/2012 2012/10 Interpretation of the Mineral Companies Recommendations for cement companies Prospectus, Corporate Disclosure Letter PDF
41.27 KB		 Open letter regarding Interpretation of the Mineral Companies Recommendations for cement companies
03/07/2003 03-174b Interim Report on the Activities of CESR to the European Commission CESR Archive Annual Report PDF
129.89 KB		 CESR publishes today its Interim Report on the Activities of CESR to the European Commission. This report aims at providing half year information on the activities of CESR to the European Commission, the European Parliament and the European Securitities Committee. The report focuses on the functioning of CESR, "Level 2 work and "Level 3 work" as well as providing an indicative timetable for the CESR work plans.

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