ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
18
REFINE YOUR SEARCH
Sections
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Prospectus filter Prospectus
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Crowdfunding filter Crowdfunding
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- Securities and Markets Stakeholder Group (89) Apply Securities and Markets Stakeholder Group filter
- Joint Committee (9) Apply Joint Committee filter
- Supervisory convergence (8) Apply Supervisory convergence filter
- CESR Archive (7) Apply CESR Archive filter
- Fund Management (7) Apply Fund Management filter
- Post Trading (7) Apply Post Trading filter
- MiFID - Secondary Markets (6) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (4) Apply Corporate Disclosure filter
- Corporate Information (3) Apply Corporate Information filter
- Short Selling (3) Apply Short Selling filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Market Abuse (2) Apply Market Abuse filter
- Securitisation (2) Apply Securitisation filter
- Trade Repositories (2) Apply Trade Repositories filter
- Benchmarks (1) Apply Benchmarks filter
- Credit Rating Agencies (1) Apply Credit Rating Agencies filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Innovation and Products (1) Apply Innovation and Products filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (169) Apply Reference filter
- Opinion (95) Apply Opinion filter
- Press Release (94) Apply Press Release filter
- Guidelines & Recommendations (88) Apply Guidelines & Recommendations filter
- Final Report (68) Apply Final Report filter
- Letter (65) Apply Letter filter
- Consultation Paper (62) Apply Consultation Paper filter
- Statement (62) Apply Statement filter
- Report (58) Apply Report filter
- Investor Warning (27) Apply Investor Warning filter
- Speech (27) Apply Speech filter
- Compliance table (15) Apply Compliance table filter
- Annual Report (13) Apply Annual Report filter
- Decision (9) Apply Decision filter
- Technical Advice (8) Apply Technical Advice filter
- CESR Document (2) Apply CESR Document filter
- Technical Standards (2) Apply Technical Standards filter
Your filters
Planning reporting budget X IFRS Supervisory Convergence X Corporate Governance X Prospectus X Crowdfunding X Securities Financing Transactions X MiFID - Investor Protection X Market Integrity X Sustainable finance X Q&A X SMSG Advice X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 25/05/2022 | Joint Committee SFDR Q&As | Questions related to Regulation (EU) 2019/2088 on SFDR | Joint Committee, Sustainable finance | Q&A | PDF 794.9 KB |
||||
| 20/05/2022 | ESMA35-42-1088 | Q&A on the European crowdfunding service providers for business Regulation | Crowdfunding | Q&A | PDF 279.38 KB |
||||
| 13/05/2022 | JC 2022 26 | SFDR queries forwarded to the Commission | Joint Committee, Sustainable finance | Q&A | PDF 132.33 KB |
||||
| 04/05/2022 | ESMA22-106-4032 | SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 274.55 KB |
||||
| 28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
||||
| 04/01/2022 | ESMA22-106-3800 | SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 374.84 KB |
||||
| 30/11/2021 | SFDR EC Q&A CORRECTION | EC Q&A on sustainability-related disclosures- correction | Joint Committee, Sustainable finance | Q&A | PDF 87.19 KB |
||||
| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
||||
| 27/07/2021 | ESMA31-62-1258 | Q&As on the Prospectus Regulation | Prospectus | Q&A | PDF 814.87 KB |
||||
| 26/07/2021 | SFDR EC Q&A | EC Q&A on sustainability-related disclosures | Joint Committee, Sustainable finance | Q&A | PDF 601.99 KB |
||||
| 17/05/2021 | ESMA22-106-3375 | SMSG advice to the ESA’s Joint Consultation Paper on Taxonomy-related sustainability disclosures | Securities and Markets Stakeholder Group, Sustainable finance | SMSG Advice | PDF 227.92 KB |
||||
| 13/11/2020 | ESMA22-106-2993 | SMSG advice on Sustainability Templates | Securities and Markets Stakeholder Group, Sustainable finance | SMSG Advice | PDF 184.15 KB |
||||
| 15/09/2020 | ESMA22-106-2858 | SMSG advice on ESG disclosure | Securities and Markets Stakeholder Group, Sustainable finance | SMSG Advice | PDF 251.29 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 09/11/2018 | ESMA35-36-1262 | Technical Q&As on product intervention measures on CFDs and binary options | MiFID - Investor Protection | Q&A | PDF 147.84 KB |
||||
| 31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |
||||
| 22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |