The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
REFINE YOUR SEARCH
Type of document
Planning reporting budget X Securities and Markets Stakeholder Group X Trading X Warnings and publications for investors X Joint Committee X Market Integrity X IFRS Supervisory Convergence X Compliance table XReset all filters
|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|17/12/2021||ESMA35-43-1215||Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body||Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection||Compliance table||PDF
|10/12/2021||JC/2015/087||Compliance Table GL financial conglomerates||Guidelines and Technical standards, Joint Committee||Compliance table||PDF
|01/12/2020||ESMA32-67-142||Compliance table on ESMA Guidelines on the enforcement of financial information||Corporate Disclosure, IFRS Supervisory Convergence||Compliance table||PDF
|04/12/2019||ESMA70-21038340-46||Compliance table for the Guidelines on market making activities under the Short Selling Regulation||Guidelines and Technical standards, Market Integrity, Short Selling||Compliance table||PDF
|04/02/2019||ESMA70-145-153||Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives||Guidelines and Technical standards, Market Abuse, Market Integrity||Compliance table||PDF
|18/02/2015||JC/GL/2014/43 Appendix 1||Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors||Guidelines and Technical standards, Joint Committee||Compliance table||PDF
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors.