ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
129
REFINE YOUR SEARCH
Sections
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Short Selling filter Short Selling
- (-) Remove Fund Management filter Fund Management
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Securitisation filter Securitisation
- (-) Remove IAS Regulation filter IAS Regulation
- CESR Archive (286) Apply CESR Archive filter
- MiFID - Secondary Markets (112) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (86) Apply MiFID - Investor Protection filter
- Post Trading (76) Apply Post Trading filter
- Joint Committee (41) Apply Joint Committee filter
- Supervisory convergence (34) Apply Supervisory convergence filter
- Risk Analysis & Economics - Markets Infrastructure Investors (32) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Corporate Disclosure (31) Apply Corporate Disclosure filter
- Market Abuse (25) Apply Market Abuse filter
- Prospectus (21) Apply Prospectus filter
- CCP Directorate (19) Apply CCP Directorate filter
- IFRS Supervisory Convergence (15) Apply IFRS Supervisory Convergence filter
- COVID-19 (14) Apply COVID-19 filter
- Guidelines and Technical standards (13) Apply Guidelines and Technical standards filter
- Benchmarks (10) Apply Benchmarks filter
- Market data (10) Apply Market data filter
- Sustainable finance (9) Apply Sustainable finance filter
- Innovation and Products (8) Apply Innovation and Products filter
- Trading (8) Apply Trading filter
- Securities Financing Transactions (7) Apply Securities Financing Transactions filter
- Brexit (6) Apply Brexit filter
- Corporate Information (6) Apply Corporate Information filter
- Trade Repositories (6) Apply Trade Repositories filter
- Corporate Finance (4) Apply Corporate Finance filter
- European Single Electronic Format (4) Apply European Single Electronic Format filter
- Board of Supervisors (3) Apply Board of Supervisors filter
- Corporate Governance (2) Apply Corporate Governance filter
- Crowdfunding (2) Apply Crowdfunding filter
- Press Releases (2) Apply Press Releases filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Transparency (2) Apply Transparency filter
- Audit (1) Apply Audit filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove Final Report filter Final Report
- (-) Remove Q&A filter Q&A
- Reference (200) Apply Reference filter
- Guidelines & Recommendations (175) Apply Guidelines & Recommendations filter
- Press Release (124) Apply Press Release filter
- Letter (106) Apply Letter filter
- Consultation Paper (90) Apply Consultation Paper filter
- Report (52) Apply Report filter
- Statement (49) Apply Statement filter
- Speech (36) Apply Speech filter
- Decision (30) Apply Decision filter
- Technical Advice (19) Apply Technical Advice filter
- Annual Report (16) Apply Annual Report filter
- Compliance table (15) Apply Compliance table filter
- Technical Standards (10) Apply Technical Standards filter
- SMSG Advice (2) Apply SMSG Advice filter
Your filters
Planning reporting budget X IAS Regulation X Market Integrity X Securitisation X Credit Rating Agencies X Fund Management X Short Selling X Q&A X Opinion X Final Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/07/2022 | ESMA34-43-392 | Q&A on the application of the UCITS Directive | Fund Management | Q&A | PDF 767.22 KB |
||||
| 20/07/2022 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 707.65 KB |
||||
| 15/07/2022 | ESMA80-196-6345 | Final Report on the Revision to Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Final Report | PDF 411.44 KB |
||||
| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 31/05/2022 | ESMA34-45-1673 | Final report- On the 2021 CSA on costs and fees | Fund Management | Final Report | PDF 243.65 KB |
||||
| 02/05/2022 | ESMA70-449-501 | Opinion ITS insider lists | Market Integrity, MiFID - Investor Protection, MiFID - Secondary Markets, Trading | Opinion | PDF 1.76 MB |
||||
| 02/05/2022 | ESMA70-449-497 | Opinion RTS liquidity contracts for SME Growth Market issuers | Market Integrity, MiFID - Investor Protection, MiFID - Secondary Markets, Trading | Opinion | PDF 849.59 KB |
||||
| 04/04/2022 | ESMA70-448-10 | Final Report- Short Selling Regulation Review | Short Selling | Final Report | PDF 749.55 KB |
||||
| 16/02/2022 | ESMA34-49-437 | Final report- ESMA opinion on the review of the Money Market Fund Regulation | Fund Management | Final Report | PDF 975.15 KB |
||||
| 14/02/2022 | ESMA50-1664-5224 | Final report- Guidelines on stress test scenarios under the MMF Regulation 2021 | Fund Management, Guidelines and Technical standards | Final Report | PDF 637.33 KB |
||||
| 31/01/2022 | ESMA80-416-20 | Final report on the Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings | Credit Rating Agencies | Final Report | PDF 282.39 KB |
||||
| 17/12/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 337.6 KB |
||||
| 19/11/2021 | ESMA33-128-563 | Questions and answers on the Securitisation Regulation | Securitisation | Q&A | PDF 1.39 MB |
||||
| 12/10/2021 | ESMA82-402-683 | Final Report on STS notification for synthetic securitisations | Securitisation | Final Report | PDF 795.09 KB |
||||
| 30/09/2021 | ESMA80-196-5819 | Opinion on improving access to and use of credit ratings | Credit Rating Agencies | Opinion | PDF 331.84 KB |
||||
| 29/07/2021 | ESMA33-5-87 | Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA | Credit Rating Agencies | Q&A | PDF 409.83 KB |
||||
| 21/06/2021 | ESMA80-196-5170 | Final Report Technical Advice on Fees Charged to CRAs by ESMA | Credit Rating Agencies | Final Report | PDF 404.7 KB |
||||
| 31/05/2021 | ESMA70-155-11961 | Opinion on AMF AMP | Market Abuse, Market Integrity | Opinion | PDF 1.77 MB |
||||
| 28/05/2021 | ESMA50-164-4575 | Opinion- Collection of information for the effective monitoring of systemic risk under Article 24(5), first subparagraph, of the AIFMD | Fund Management | Opinion | PDF 135.74 KB |
||||
| 27/05/2021 | ESMA34-45-1244 | Final report- Guidelines on marketing communications | Fund Management | Final Report | PDF 430.47 KB |