ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
35
REFINE YOUR SEARCH
Sections
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Brexit filter Brexit
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Prospectus filter Prospectus
- (-) Remove Trading filter Trading
- Speeches (159) Apply Speeches filter
- CESR Archive (33) Apply CESR Archive filter
- MiFID - Secondary Markets (32) Apply MiFID - Secondary Markets filter
- Fund Management (31) Apply Fund Management filter
- Post Trading (27) Apply Post Trading filter
- Innovation and Products (21) Apply Innovation and Products filter
- MiFID - Investor Protection (18) Apply MiFID - Investor Protection filter
- Supervisory convergence (17) Apply Supervisory convergence filter
- Sustainable finance (13) Apply Sustainable finance filter
- Credit Rating Agencies (12) Apply Credit Rating Agencies filter
- Joint Committee (12) Apply Joint Committee filter
- Benchmarks (9) Apply Benchmarks filter
- Transparency (7) Apply Transparency filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- CCP Directorate (5) Apply CCP Directorate filter
- Market Integrity (5) Apply Market Integrity filter
- Risk Analysis & Economics - Markets Infrastructure Investors (5) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securitisation (5) Apply Securitisation filter
- Short Selling (5) Apply Short Selling filter
- Corporate Finance (4) Apply Corporate Finance filter
- Trade Repositories (4) Apply Trade Repositories filter
- COVID-19 (3) Apply COVID-19 filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- International cooperation (2) Apply International cooperation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Market data (1) Apply Market data filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Standards filter Technical Standards
- Reference (209) Apply Reference filter
- Letter (186) Apply Letter filter
- Press Release (84) Apply Press Release filter
- Annual Report (82) Apply Annual Report filter
- Statement (81) Apply Statement filter
- Final Report (50) Apply Final Report filter
- Consultation Paper (41) Apply Consultation Paper filter
- Report (36) Apply Report filter
- Opinion (20) Apply Opinion filter
- Guidelines & Recommendations (12) Apply Guidelines & Recommendations filter
- Compliance table (7) Apply Compliance table filter
- Decision (7) Apply Decision filter
- CESR Document (4) Apply CESR Document filter
- Technical Advice (4) Apply Technical Advice filter
- Investor Warning (1) Apply Investor Warning filter
- SMSG Advice (1) Apply SMSG Advice filter
- Summary of Conclusions (1) Apply Summary of Conclusions filter
Your filters
Planning reporting budget X Corporate Information X Trading X Market Abuse X Prospectus X Corporate Disclosure X Brexit X Q&A X Technical Standards X Speech X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
19/09/2012 | 2012/579 | Statement by Steven Maijoor at the ECON hearing on 19/09/2012 | Corporate Information, Speeches | Speech | PDF 190.14 KB |
Statement given by Steven Maijoor, Chair of ESMA, at the ECON hearing in the European Parliament on 19 September 2012 | |||
04/12/2012 | 2012/800 | ESMA’s role in markets reform- Verena Ross, ESMA Executive Director | Corporate Information, Speeches | Speech | PDF 147.98 KB |
Verena Ross, ESMA Executive Director, delivered the keynote address at the ICI Global Trading and Market Structure Conference in London. | |||
04/12/2012 | 2012/803 | Rebuilding investors trust in EU capital markets- Steven Maijoor, ESMA Chair | Corporate Information, Speeches | Speech | PDF 150.43 KB |
Steven Maijoor, Chair of the European Securities and Markets Authority (ESMA), delivered the keynote address at the DSW Finuse Conference in Wiesbaden on 4 December 2012. | |||
20/12/2013 | 2013/1970 | Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus | Prospectus, Corporate Disclosure | Technical Standards | PDF 713.74 KB |
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment. | |||
11/03/2013 | 2013/279 | "Regulation of systemically important financial institutions and of the shadow banking system"- speech by Steven Maijoor, Chair, at the CDU/CSU congress in Berlin | Corporate Information, Speeches | Speech | PDF 102.94 KB |
||||
24/05/2013 | 2013/603 | ESAs—Achievement and Challenges, by Steven Maijoor, Chair of ESMA | Corporate Information, Speeches | Speech | PDF 87.87 KB |
ESAs – Achievement and Challenges Public Hearing on Financial Supervision in the EU 24 May 2013, Brussels Speech by Steven Maijoor, Chair |
|||
29/09/2014 | 2014/1187 | Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive | Corporate Disclosure, Transparency | Technical Standards | PDF 810.07 KB |
The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings. | |||
06/11/2014 | 2014/1339 | Capital Markets Union: building competitive, efficient capital markets trusted by investors | Corporate Information, Speeches | Speech | PDF 124.34 KB |
Steven Maijoor, ESMA Chair, spoke at the joint EU Commission/Italian Presidency Growth for Finance Conference in Brussels - " Excerpts "Following its launch by President Juncker in July 2014, the Capital Markets Union (CMU) is now a concept under construction and I am very happy to have been invited to contribute today to its development. When doing so, we should remember the clear objective from President Juncker who stated that the CMU should maximise the benefits of capital markets and non-bank financial institutions for the real economy. "Despite the many efforts of the past four decades, and the good results achieved, the EU capital market is still fragmented which limits its potential. For example, an institutional investor wanting to invest in a mid-sized company will still have a strong bias towards companies in its own Member-State. There are transactions not happening that otherwise would be beneficial both for the investor and the company because of this home bias. The reason for this stems from a complex set of barriers relating to such issues as transparency of Small and Medium-sized Entities (SMEs), differences in their governance and cross-border differences in the ownership of shares. In sum, we are only halfway there. While the EU capital market has integrated steadily in the past four decades it is not yet comparable with, for example, the US capital market. With a five year time-horizon in mind, what is needed to achieve a strong and integrated capital market to increase capital availability and to support economic growth in all 28 Member States? In my view, there are four main building blocks: (1) greater diversity in funding; (2) increasing the efficiency of capital markets; (3) strengthening and harmonisation of supervision; and (4) increasing the attractiveness of capital markets both for EU investors and for investors from outside the Union. "The CMU should be based on an accelerated integration of the capital markets of the 28 Member States. The end goal should be a CMU that is competitive, efficient and that provides a wide range of funding channels. Above all, it should be trusted by investors." | |||
19/11/2014 | 2014/1382 | Regulatory measures to prevent another crisis- speech by Steven Maijoor | Corporate Information, Speeches | Speech | PDF 226.16 KB |
Steven Maijoor, Chair of ESMA, gave the keynote speech at the "Regulatory measures to prevent another crisis?" event organised by the CFA Institute in Brussels, Belgium. | |||
28/09/2015 | 2015-ESMA-1455 | Final Report MAR TS | Market Abuse | Technical Standards | PDF 1.77 MB |
||||
01/07/2015 | 2015/1014 | Draft RTS on prospectus related issues under the Omnibus II Directive | Corporate Disclosure | Technical Standards | PDF 949.89 KB |
||||
14/09/2015 | 2015/1349 | Statement by Steven Maijoor ESMA Chair- ECON Hearing 14 September 2015 | Corporate Information, Speeches | Speech | PDF 108.95 KB |
||||
17/11/2015 | 2015/1679 | Steven Maijoor Opening Statement ECON 17 Nov 2015 | Corporate Information, Speeches | Speech | PDF 105.09 KB |
||||
17/11/2015 | 2015/1680 | Verena Ross Statement ECON 17 Nov 2015 | Corporate Information, Speeches | Speech | PDF 164.34 KB |
||||
01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |
||||
09/10/2020 | ESM22-103-1158 | ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference | COVID-19, Market Abuse, Market Integrity, MiFID - Secondary Markets, Speeches | Speech | PDF 133.94 KB |
||||
19/10/2018 | ESMA 32-67-510 | Speech by ESMA Chair Maijoor at Banco de España – CEMFI – FSI High-Level Conference | Corporate Disclosure | Speech | PDF 288.04 KB |
||||
14/10/2021 | ESMA24-436-13 | Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 690.55 KB |
||||
14/10/2021 | ESMA24-436-15 | Annex to the Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 415.73 KB |
||||
27/07/2021 | ESMA31-62-1258 | Q&As on the Prospectus Regulation | Prospectus | Q&A | PDF 814.87 KB |