ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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| 25/05/2022 | Joint Committee SFDR Q&As | Questions related to Regulation (EU) 2019/2088 on SFDR | Joint Committee, Sustainable finance | Q&A | PDF 794.9 KB |
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| 20/05/2022 | ESMA35-42-1088 | Q&A on the European crowdfunding service providers for business Regulation | Crowdfunding | Q&A | PDF 279.38 KB |
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| 13/05/2022 | JC 2022 26 | SFDR queries forwarded to the Commission | Joint Committee, Sustainable finance | Q&A | PDF 132.33 KB |
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| 28/03/2022 | ESMA70-156-4825 | Final Report- RTS 2 review | Trading | Final Report | PDF 1.87 MB |
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| 28/03/2022 | ESMA70-156-4944 | Final Report- RTS 1 review | Trading | Final Report | PDF 1003.06 KB |
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| 25/03/2022 | ESMA74-362-2351 | Final report- Guidelines on transfer of data between Trade Repositories under EMIR and SFTR | Market data, Securities Financing Transactions, Trade Repositories | Final Report | PDF 714.09 KB |
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| 17/03/2022 | ESA 2022 15 | EU financial regulators warn consumers on the risks of crypto-assets | Innovation and Products, Joint Committee, MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 118.67 KB |
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| 28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
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| 05/01/2022 | ESMA70-156-4966 | Final Report on MAR GLs on delayed disclosure and interactions with prudential supervision | Market Abuse | Final Report | PDF 369.64 KB |
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| 17/12/2021 | Joint Committee | JC 2017 Q&A on the PRIIPs Key Information Document | Joint Committee | Q&A | PDF 755.23 KB |
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| 30/11/2021 | SFDR EC Q&A CORRECTION | EC Q&A on sustainability-related disclosures- correction | Joint Committee, Sustainable finance | Q&A | PDF 87.19 KB |
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| 10/11/2021 | ESMA35-42-1183 | Draft technical standards under the European crowdfunding service providers for business Regulation | Crowdfunding, MiFID - Investor Protection | Final Report | PDF 1.43 MB |
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| 22/10/2021 | JC 2021 50 | Final report on taxonomy-related product disclosure RTS | Joint Committee, Sustainable finance | Final Report | PDF 1.62 MB |
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| 29/09/2021 | ESMA70-156-4572 | MiFID II Final Report on Algorithmic Trading | MiFID - Secondary Markets, Trading | Final Report | PDF 1.94 MB |
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| 25/08/2021 | Joint Committee | ESAs 2020 Final Report on EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework | Joint Committee | Final Report | PDF 338.72 KB |
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| 25/08/2021 | Joint Committee | JC 2018 Final Report on Big Data | Joint Committee | Final Report | PDF 520.31 KB |
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| 25/08/2021 | Joint Committee | JC 2016 Final Report Good supervisory practices for reducing mechanistic reliance on credit ratings | Joint Committee | Final Report | PDF 286.96 KB |
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| 25/08/2021 | Joint Committee | JC 2014 Final Report On Mechanistic references to credit ratings in the ESAs’ guidelines and recommendations | Joint Committee | Final Report | PDF 519.98 KB |
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| 27/07/2021 | ESMA31-62-1258 | Q&As on the Prospectus Regulation | Prospectus | Q&A | PDF 814.87 KB |