ESMA LIBRARY
REFINE YOUR SEARCH
Sections
- (-) Remove Securitisation filter Securitisation
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Market data filter Market data
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- CESR Archive (207) Apply CESR Archive filter
- Corporate Information (80) Apply Corporate Information filter
- Post Trading (63) Apply Post Trading filter
- Fund Management (46) Apply Fund Management filter
- MiFID - Secondary Markets (41) Apply MiFID - Secondary Markets filter
- Credit Rating Agencies (36) Apply Credit Rating Agencies filter
- MiFID - Investor Protection (36) Apply MiFID - Investor Protection filter
- Joint Committee (33) Apply Joint Committee filter
- CCP Directorate (22) Apply CCP Directorate filter
- Corporate Disclosure (19) Apply Corporate Disclosure filter
- Market Abuse (16) Apply Market Abuse filter
- Prospectus (14) Apply Prospectus filter
- Supervisory convergence (13) Apply Supervisory convergence filter
- Benchmarks (12) Apply Benchmarks filter
- Market Integrity (10) Apply Market Integrity filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Trading (9) Apply Trading filter
- Short Selling (8) Apply Short Selling filter
- Board of Supervisors (6) Apply Board of Supervisors filter
- Innovation and Products (6) Apply Innovation and Products filter
- Sustainable finance (6) Apply Sustainable finance filter
- Corporate Finance (5) Apply Corporate Finance filter
- Transparency (5) Apply Transparency filter
- Corporate Governance (4) Apply Corporate Governance filter
- Guidelines and Technical standards (4) Apply Guidelines and Technical standards filter
- Management Board (4) Apply Management Board filter
- IFRS Supervisory Convergence (3) Apply IFRS Supervisory Convergence filter
- Brexit (2) Apply Brexit filter
- Crowdfunding (2) Apply Crowdfunding filter
- COVID-19 (1) Apply COVID-19 filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Q&A filter Q&A
- (-) Remove Annual Report filter Annual Report
- Reference (102) Apply Reference filter
- Report (57) Apply Report filter
- Final Report (49) Apply Final Report filter
- Press Release (48) Apply Press Release filter
- Statement (14) Apply Statement filter
- Speech (9) Apply Speech filter
- Letter (7) Apply Letter filter
- Decision (4) Apply Decision filter
- Guidelines & Recommendations (3) Apply Guidelines & Recommendations filter
- Opinion (3) Apply Opinion filter
- Compliance table (1) Apply Compliance table filter
- Technical Advice (1) Apply Technical Advice filter
Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
19/11/2021 | ESMA33-128-563 | Questions and answers on the Securitisation Regulation | Securitisation | Q&A | PDF 1.39 MB |
||||
19/07/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 405.28 KB |
||||
28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
||||
11/01/2013 | 2013/12 | Principles for Benchmarks-Setting Processes in the EU | Risk Analysis & Economics - Markets Infrastructure Investors | Consultation Paper | PDF 259.33 KB |
||||
10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
||||
02/05/2022 | JC 2022 22 | Joint Consultation on sustainability disclosures for STS securitisation | Securitisation | Consultation Paper | PDF 615.47 KB |
||||
17/12/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 337.6 KB |
||||
17/01/2020 | ESMA 33-128-827 | Guidelines on securitisation repository data completeness and consistency thresholds | Securitisation | Consultation Paper | PDF 694.01 KB |
||||
09/07/2020 | ESMA74-362-608 | Guidelines on calculation of positions in SFTs by Trade Repositories | Securities Financing Transactions, Trade Repositories | Consultation Paper | PDF 799.81 KB |
||||
23/03/2018 | ESMA33-128-212 | ESMA33-128-212 Consultation Paper TA Fees Securitisation Repositories | Securitisation | Consultation Paper | PDF 659.97 KB |
||||
09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
||||
30/09/2016 | 2016/1409 | Draft RTS and ITS under SFTR and amendments to related EMIR RTS | Post Trading, Securities Financing Transactions | Consultation Paper | PDF 5.63 MB |
The European Securities and Markets Authority (ESMA) is publishing this Consultation Paper as part of its consultations on Level 2 measures under the Securities Financing Transactions Regulation (SFTR) as well as certain amendments to the Level 2 measures under EMIR in order to take into account legal developments as well as to ensure consistency, where relevant, between the frameworks of both regulations Contents Section 1 is the executive summary of the document. Section 2 explains the background to our proposals. Section 3 includes detailed information on the procedure and criteria for registration as TR under SFTR. Section 4 details the use of internationally agreed reporting standards, the reporting logic under SFTR and the main aspects of the structure of an SFT report. Section 5 covers the requirements regarding transparency of data and aggregation and comparison of data. Section 6 details the access levels of authorities. Section 7 contains the tables of fields, for the relevant types of SFTs, as well as a summary of all the questions. Next Steps ESMA will consider the feedback it received to this document in the fourth quarter of 2016. The final report and the draft technical standards will be submitted to the European Commission for endorsement by the end of Q1/beginning Q2 2017. |
|||
02/06/2016 | 2016/773 | Discussion Paper on the Distributed Ledger Technology Applied to Securities Markets | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Consultation Paper | PDF 573.86 KB |
||||
24/03/2021 | ESMA74-362-1864 | CP Technical Advice on simplification TR fees under SFTR and EMIR | Market data, Trade Repositories | Consultation Paper | PDF 494.16 KB |
||||
27/03/2020 | ESMA74-362-47 | CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT | Post Trading, Supervisory convergence, Trade Repositories | Consultation Paper | PDF 2.66 MB |
||||
19/12/2017 | ESMA33-128-108 | Consultation_Paper_Third-Party_Firm_STS_Verification_Application | Securitisation | Consultation Paper | PDF 586.89 KB |
||||
19/12/2017 | ESMA33-128-33 | Consultation_Paper_STS notification | Securitisation | Consultation Paper | PDF 1.01 MB |
||||
19/12/2017 | ESMA33-128-107 | Consultation_Paper_Disclosure_and_Operational_Standards | Securitisation | Consultation Paper | PDF 2.66 MB |
||||
23/03/2018 | ESMA33-128-109 | Consultation Paper Securitisation Repositories Application | Securitisation | Consultation Paper | PDF 720.24 KB |