ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/12/2019 | SMSG ESMA20-06-2053 | Joint position paper from the ESA stakeholder groups on the ESA review | Securities and Markets Stakeholder Group | SMSG Advice | PDF 283.55 KB |
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| 13/07/2015 | SMSG 09/07/15 | SMSG Advice on the Commission’s Green Paper “Building a Capital Markets Union” | Securities and Markets Stakeholder Group | SMSG Advice | PDF 781.74 KB |
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| 06/11/2019 | ESMA22106-2002 | SMSG advice on ESMA’s CP on the MiFID II compliance function | Securities and Markets Stakeholder Group | SMSG Advice | PDF 212.25 KB |
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| 06/09/2019 | ESMA22-961920 | SMSG response to surve on Short Termism | Securities and Markets Stakeholder Group | SMSG Advice | PDF 243.34 KB |
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| 19/03/2018 | ESMA22-106-911 | SMSG Advice- Response to ESMA’s Consultation Paper on draft regulatory technical standards under the new Prospectus Regulation | Securities and Markets Stakeholder Group | SMSG Advice | PDF 300.8 KB |
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| 17/11/2017 | ESMA22-106-474 | SMSG Advice on Guidelines on certain aspects of the MiFID II suitability requirements | Securities and Markets Stakeholder Group | SMSG Advice | PDF 771.46 KB |
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| 23/10/2017 | ESMA22-106-407 | SMSG Advice- Response to the Public Consultation on Prospectus Regulation Level 2 | Securities and Markets Stakeholder Group | SMSG Advice | PDF 165.79 KB |
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| 04/05/2022 | ESMA22-106-4032 | SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 274.55 KB |
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| 27/04/2022 | ESMA22-106-4024 | SMSG Recommendations in regard of the impact of inflation on investor protection | Securities and Markets Stakeholder Group | SMSG Advice | PDF 301.69 KB |
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| 07/01/2022 | ESMA22-106-3809 | SMSG response to ESAs on their joint Call for evidence on the European Commission mandate regarding the PRIIPs Regulation | Fund Management, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 325.26 KB |
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| 04/01/2022 | ESMA22-106-3800 | SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 374.84 KB |
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| 24/11/2021 | ESMA22-106-3734 | SMSG advice to ESMA on its Consultation Paper on the review of certain aspects of the Short Selling Regulation | Securities and Markets Stakeholder Group, Short Selling | SMSG Advice | PDF 167.66 KB |
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| 13/10/2021 | ESMA22-106-3638 | SMSG Advice on remuneration guidelines | Securities and Markets Stakeholder Group | SMSG Advice | PDF 118.54 KB |
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| 28/09/2021 | ESMA22-106-3523 | SMSG Advice on ESMA 2022 annual Work Programme | Securities and Markets Stakeholder Group | SMSG Advice | PDF 143.94 KB |
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| 19/08/2021 | ESMA22-106-3504 | SMSG response to EC consultation on the EU strategy for retail investors | Securities and Markets Stakeholder Group | SMSG Advice | PDF 574.91 KB |
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| 03/08/2021 | ESMA22-106-3473 | SMSG advice to ESMA on Digital Finance | Securities and Markets Stakeholder Group | SMSG Advice | PDF 192.4 KB |
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| 30/06/2021 | ESMA22-106-3439 | SMSG response to the ESMA’s Consultation Report on “EU Money Market Fund Regulation – legislative review” | Securities and Markets Stakeholder Group | SMSG Advice | PDF 222.51 KB |
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| 17/05/2021 | ESMA22-106-3375 | SMSG advice to the ESA’s Joint Consultation Paper on Taxonomy-related sustainability disclosures | Securities and Markets Stakeholder Group, Sustainable finance | SMSG Advice | PDF 227.92 KB |
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| 29/04/2021 | ESMA22-106-3280 | SMSG advice to ESMA on its Consultation Paper on “Guidelines on certain aspects of appropriateness and execution-only” | Securities and Markets Stakeholder Group | SMSG Advice | PDF 561.81 KB |
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| 01/03/2021 | ESMA22-106-3194 | SMSG own initiative advice to ESMA on Wirecard case | Securities and Markets Stakeholder Group | SMSG Advice | PDF 519.92 KB |