ESMA LIBRARY
REFINE YOUR SEARCH
Sections
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Trade Repositories filter Trade Repositories
- Speeches (142) Apply Speeches filter
- Risk Analysis & Economics - Markets Infrastructure Investors (38) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Post Trading (31) Apply Post Trading filter
- Fund Management (30) Apply Fund Management filter
- CESR Archive (26) Apply CESR Archive filter
- Supervisory convergence (23) Apply Supervisory convergence filter
- Innovation and Products (22) Apply Innovation and Products filter
- MiFID - Secondary Markets (22) Apply MiFID - Secondary Markets filter
- IFRS Supervisory Convergence (20) Apply IFRS Supervisory Convergence filter
- MiFID - Investor Protection (19) Apply MiFID - Investor Protection filter
- Corporate Disclosure (16) Apply Corporate Disclosure filter
- Benchmarks (11) Apply Benchmarks filter
- Credit Rating Agencies (11) Apply Credit Rating Agencies filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Market Abuse (8) Apply Market Abuse filter
- Market Integrity (8) Apply Market Integrity filter
- Board of Supervisors (7) Apply Board of Supervisors filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Prospectus (6) Apply Prospectus filter
- Brexit (5) Apply Brexit filter
- COVID-19 (5) Apply COVID-19 filter
- Securitisation (5) Apply Securitisation filter
- Sustainable finance (5) Apply Sustainable finance filter
- Corporate Finance (3) Apply Corporate Finance filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Guidelines and Technical standards (2) Apply Guidelines and Technical standards filter
- IAS Regulation (2) Apply IAS Regulation filter
- International cooperation (2) Apply International cooperation filter
- Short Selling (2) Apply Short Selling filter
- Transparency (2) Apply Transparency filter
- CCP Directorate (1) Apply CCP Directorate filter
- Corporate Governance (1) Apply Corporate Governance filter
- Management Board (1) Apply Management Board filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
- Press Releases (1) Apply Press Releases filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Report filter Report
- (-) Remove Speech filter Speech
- Reference (156) Apply Reference filter
- Investor Warning (93) Apply Investor Warning filter
- Annual Report (78) Apply Annual Report filter
- Guidelines & Recommendations (70) Apply Guidelines & Recommendations filter
- Press Release (56) Apply Press Release filter
- Statement (37) Apply Statement filter
- Final Report (27) Apply Final Report filter
- Consultation Paper (24) Apply Consultation Paper filter
- Letter (23) Apply Letter filter
- Decision (13) Apply Decision filter
- Q&A (5) Apply Q&A filter
- Opinion (4) Apply Opinion filter
- Compliance table (3) Apply Compliance table filter
- SMSG Advice (3) Apply SMSG Advice filter
- Technical Advice (2) Apply Technical Advice filter
- Technical Standards (2) Apply Technical Standards filter
- CESR Document (1) Apply CESR Document filter
- Summary of Conclusions (1) Apply Summary of Conclusions filter
Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
04/02/2021 | JC 2021 03 | Joint ESAs Final Report on RTS under SFDR | Joint Committee, Sustainable finance | Report | PDF 2.58 MB |
||||
02/10/2020 | ESMA20-95-1273 | 2021 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Report | PDF 608.58 KB |
||||
25/09/2020 | ESMA02-91-2964 | Report on Budgetary and Financial Management Financial Year 2019 | Corporate Information, Planning reporting budget | Report | PDF 385.36 KB |
||||
22/09/2020 | JC 2020 67 | Joint ESA report on risks and vulnerabilities in the EU financial system 2020 | Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 570.67 KB |
||||
21/07/2020 | JC 2020 66 draft | Draft Final Report following consultation on draft regulatory technical standards to amend the PRIIPs KID (NOT APPROVED) | Fund Management, Joint Committee | Report | PDF 2.77 MB |
||||
04/05/2020 | ESAs 2020 09 | EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework | COVID-19, Joint Committee, Post Trading | Report | PDF 338.72 KB |
||||
09/01/2020 | ESMA22-106-1942 | Strategic Orientation 2020-22 | Board of Supervisors, Corporate Information | Report | PDF 325.47 KB |
defr | |||
20/12/2019 | ESMA80-196-3218 | Follow-up Report on fees charged by CRAs and TRs | Credit Rating Agencies, Supervisory convergence, Trade Repositories | Report | PDF 606.45 KB |
||||
12/09/2019 | JC 2019 54 | Joint ESA report on risks and vulnerabilities in the EU financial system No2 2019 | Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.13 MB |
||||
06/05/2019 | ESMA/2016/990 | Report on budgetary and financial management 2015 | Corporate Information, Planning reporting budget | Report | PDF 544.34 KB |
||||
06/05/2019 | ESMA02-1733218672-745 | Report on budgetary and financial management 2016 | Corporate Information, Planning reporting budget | Report | PDF 548.5 KB |
||||
06/05/2019 | ESMA02-91-1958 | Report on budgetary and financial management 2017 | Corporate Information, Planning reporting budget | Report | PDF 546.02 KB |
||||
02/04/2019 | JC 2019 05 | Joint ESA report on risks and vulnerabilities in the EU financial system | Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.21 MB |
||||
07/01/2019 | JC 2018 74 | Joint ESA report on Regulatory sandboxes and innovation hubs | Innovation and Products, Joint Committee | Report | PDF 478.79 KB |
||||
11/01/2018 | ESMA80-196-954 | Thematic Report- On fees charged by Credit Rating Agencies and Trade Repositories | Credit Rating Agencies, Trade Repositories | Report | PDF 1.14 MB |
||||
05/10/2017 | ESMA20-95-619 | 2018 Work Programme | Corporate Information, Planning reporting budget | Report | PDF 533.61 KB |
||||
08/02/2017 | ESMA71-844457584-346 | Review of the European Supervisory Authorities: Opportunities to ensure a safe and sound financial system | Board of Supervisors, Joint Committee | Speech | PDF 187.98 KB |
||||
03/02/2017 | ESMA80-1467488426-27 | Supervision Annual Report 2016 and Work Programme 2017 | Credit Rating Agencies, Trade Repositories | Report | PDF 2.49 MB |
||||
07/04/2016 | JC/2016/17 | JC Risks and Vulnerabilities Report- Spring 2016 | Joint Committee | Report | PDF 568.47 KB |
||||
05/02/2016 | 2016/234 | ESMA’s supervision of credit rating agencies and trade repositories- 2015 annual report and 2016 work plan. | Credit Rating Agencies, Trade Repositories | Report | PDF 2.08 MB |
The European Securities and Markets Authority’s (ESMA) annual report and work programme has been prepared according to Article 21 of Regulation 1060/2009 on credit rating agencies as amended (the CRA Regulation) and Article 85 of Regulation 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR). It highlights the direct supervisory activities carried out by ESMA during 2015 regarding credit rating agencies (CRAs) and trade repositories (TRs) and outlines ESMA’s main priorities in these areas for 2016. ESMA adopts a risk-based approach to the supervision of CRAs and TRs in accordance with its overall objectives of promoting financial stability and orderly markets and enhancing investor protection. This risk-based approach requires the analysis of information from a variety of sources and the application of multiple supervisory tools including day-to-day supervision, cycle of engagement meetings with supervised entities, on-site inspections and dedicated investigations. In order to build on the expertise that ESMA has developed through its supervision of CRAs and TRs, ESMA created a single Supervision Department in November 2015. ESMA intends to draw on the best practices identified from the supervision of both types of entity to further enhance its supervisory effectiveness in future. |