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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
20/06/2017 WP12017 ESMA working paper on collateral scarcity premia in Euro area repo markets Risk Analysis & Economics - Markets Infrastructure Investors Reference PDF
1.01 MB
31/03/2016 UCITS RF UCITS Infringement reporting form template Fund Management Reference DOCX
51.1 KB
28/09/2018 RPMMF Response form for consultation on MMF stress testing guidelines Fund Management Reference DOCX
770.87 KB
28/03/2019 rp1 Response form consulation on ELTIF RTS Fund Management Reference DOCX
769.35 KB
24/05/2013 request for technical advice Request from the European Commission for ESMA’s technical advice on procedural rules for taking supervisory measures and imposing fines on trade repositories Post Trading Reference PDF
626.54 KB
01/12/2016 RD 2016/04 ESMA Risk Dashboard No. 4 2016 Risk Analysis & Economics - Markets Infrastructure Investors Reference PDF
848.82 KB
11/12/2015 Post-trading links Links to key Post Trading documents Post Trading Reference PDF
603.88 KB
09/11/2015 ODRG/06/11/15 Report of the ODRG to the G20 Nov (06112015) Post Trading Reference PDF
215.5 KB
07/11/2014 ODRG 7/11/14 Report of the OTC Derivatives Regulators Group (ODRG) to G20 Leaders on Cross-Border Implementation Issues Post Trading Reference PDF
460.72 KB
06/11/2015 NFC no CT Notification of NFC no longer exceeding the clearing threshold Post Trading Reference XLSX
50.16 KB

This notification may be submitted to ESMA (EMIR-notifications@esma.europa.eu) preferably in Excel format, using the form hereby by a non-financial counterparty that no longer exceeds the clearing threshold for any of the following: 

a)     OTC credit derivative contracts;   
b)     OTC equity derivative contracts;   
c)     OTC foreign exchange derivative contracts;   
d)     OTC interest rate derivative contracts; and  
e)     OTC commodity derivative contracts and other OTC derivative contracts not defined under points (a) to (d). 
20/03/2017 mousca MoU on CCP supervision with the UAE SCA Post Trading Reference PDF
577.19 KB
20/03/2017 mourbi MoU on CCP supervision with Reserve Bank of India Post Trading Reference PDF
612.41 KB
20/03/2017 moudfsa Previous MoU on CCP supervision with Dubai Financial Supervisory Authority Post Trading Reference PDF
661.74 KB
18/04/2017 MOU RBNZ ESMA Previous MoU on CCP supervision with Reserve Bank and Financial Markets Authority of New Zealand Post Trading Reference PDF
713.04 KB
10/07/2014 MOU IFRS ESMA IFRS Foundation and ESMA statement of protocols for cooperation on International Financial Reporting Standards Corporate Disclosure Reference PDF
123.58 KB
06/06/2016 MoU for USA MoU for TC-CCPs for USA Post Trading Reference PDF
724.11 KB
07/01/2016 MoU for Switzerland Previous MoU for Switzerland Post Trading Reference PDF
678.27 KB
22/03/2016 MoU for South Korea Signed MoU for South Korea Post Trading Reference PDF
176.89 KB
26/01/2016 MoU for South Africa Previous MoU for South Africa (FSB) Post Trading Reference PDF
774.26 KB
07/01/2016 MoU for Quebec, Ontario, Manitoba - Canada Signed MoU for Quebec, Ontario, Manitoba- Canada Post Trading Reference PDF
9.3 MB

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