ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
07/06/2022 ESMA81-393-477 Compliance table on Guidelines on methodology oversight function and record keeping requirements , Compliance table PDF
195.01 KB
04/12/2019 ESMA70-21038340-46 Compliance table for the Guidelines on market making activities under the Short Selling Regulation , , Compliance table PDF
267.48 KB
01/09/2022 ESMA70-156-4754 Compliance table on Guidelines on MiFID II/MiFIR obligations on market data , Compliance table PDF
180.84 KB
01/09/2022 ESMA70-156-350 Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II , Compliance table PDF
150.17 KB
29/06/2022 ESMA70-156-177 Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) Compliance table PDF
147.64 KB
11/03/2020 ESMA70-156-1434 Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) , Compliance table PDF
129.58 KB
21/06/2022 ESMA70-156-1411 Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE Compliance table PDF
151.06 KB
08/03/2021 ESMA70-151-2536 compliance table Guidelines APC Measures , Compliance table PDF
141.15 KB
04/02/2019 ESMA70-145-153 Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives , , Compliance table PDF
179.29 KB
21/03/2019 ESMA70-145-1345 Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II , Compliance table PDF
112.12 KB
01/08/2022 ESMA35-43-3339 Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms , Compliance table PDF
174.28 KB
17/08/2022 ESMA34-45-1128 Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs , , Compliance table PDF
232.45 KB
30/03/2017 ESMA22-247440098-103 Summary of Conclusions Board of Supervisors meeting 26/01/2017 Summary of Conclusions PDF
379.53 KB
18/05/2018 ESMA22-106-942 Summary of Conclusions Board of Supervisors meeting 22-23 March 2018 Summary of Conclusions PDF
400.33 KB
03/04/2018 ESMA22-106-906 Summary of Conclusions Board of Supervisors Conference call 1 March 2018 Summary of Conclusions PDF
167.28 KB
03/04/2018 ESMA22-106-900 Summary of Conclusions Board of Supervisors meeting 31 January 2018 Summary of Conclusions PDF
333.38 KB
05/02/2018 ESMA22-106-785 Summary of Conclusions Board of Supervisors Meeting 14 December 2017 Summary of Conclusions PDF
287.72 KB
17/12/2017 ESMA22-106-482 Summary of Conclusions Board of Supervisors Meeting 7 November 2017 Summary of Conclusions PDF
383.32 KB
08/11/2017 ESMA22-106-432 Summary of Conclusions Board of Supervisors meeting 27 September 2017 Summary of Conclusions PDF
285.92 KB
17/08/2022 ESMA22-106-4050 Summary of conclusions Board of Supervisors- 12 May 2022 Summary of Conclusions PDF
305.11 KB

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