ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
13
REFINE YOUR SEARCH
Sections
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Trading filter Trading
- Speeches (159) Apply Speeches filter
- Post Trading (28) Apply Post Trading filter
- CESR Archive (27) Apply CESR Archive filter
- Fund Management (27) Apply Fund Management filter
- Innovation and Products (22) Apply Innovation and Products filter
- MiFID - Secondary Markets (21) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (17) Apply MiFID - Investor Protection filter
- Credit Rating Agencies (16) Apply Credit Rating Agencies filter
- Corporate Information (12) Apply Corporate Information filter
- Supervisory convergence (10) Apply Supervisory convergence filter
- Sustainable finance (9) Apply Sustainable finance filter
- Benchmarks (8) Apply Benchmarks filter
- Brexit (8) Apply Brexit filter
- Corporate Disclosure (7) Apply Corporate Disclosure filter
- Joint Committee (6) Apply Joint Committee filter
- CCP Directorate (5) Apply CCP Directorate filter
- Market Integrity (5) Apply Market Integrity filter
- Risk Analysis & Economics - Markets Infrastructure Investors (5) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securitisation (4) Apply Securitisation filter
- Short Selling (4) Apply Short Selling filter
- Transparency (4) Apply Transparency filter
- COVID-19 (3) Apply COVID-19 filter
- Prospectus (3) Apply Prospectus filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- International cooperation (2) Apply International cooperation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Market data (1) Apply Market data filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Technical Advice filter Technical Advice
- Reference (128) Apply Reference filter
- Summary of Conclusions (87) Apply Summary of Conclusions filter
- Press Release (50) Apply Press Release filter
- Final Report (32) Apply Final Report filter
- Statement (32) Apply Statement filter
- Consultation Paper (29) Apply Consultation Paper filter
- Decision (19) Apply Decision filter
- Report (17) Apply Report filter
- Letter (13) Apply Letter filter
- Annual Report (10) Apply Annual Report filter
- Opinion (10) Apply Opinion filter
- Guidelines & Recommendations (8) Apply Guidelines & Recommendations filter
- Q&A (6) Apply Q&A filter
- Compliance table (4) Apply Compliance table filter
- CESR Document (1) Apply CESR Document filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
Trade Repositories X Trading X Board of Supervisors X Corporate Finance X Market Abuse X Securities Financing Transactions X Speech X Technical Advice X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
03/02/2015 | 2015/224 | ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation | Market Abuse | Technical Advice | PDF 1021.03 KB |
This advice:• specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; • recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;• suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified. • provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation. . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and• proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015. | |||
22/06/2016 | 2016/989 | Speech ISLA's 25th Anniversary Conference- Steven Maijoor, 22 June 2016, Vienna | Securities Financing Transactions, Speeches | Speech | PDF 242.25 KB |
||||
09/10/2020 | ESM22-103-1158 | ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference | COVID-19, Market Abuse, Market Integrity, MiFID - Secondary Markets, Speeches | Speech | PDF 133.94 KB |
||||
14/10/2021 | ESMA24-436-13 | Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 690.55 KB |
||||
14/10/2021 | ESMA24-436-15 | Annex to the Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 415.73 KB |
||||
25/02/2021 | ESMA70-155-11890 | Statement CumEx CumCum scandal- Fabrizio Planta | Market Abuse, Market Integrity, Speeches, Trading | Speech | PDF 132.57 KB |
||||
18/03/2022 | ESMA71-319-210 | ESMA_Speech_Verena_Ross_EACT_Summit | Corporate Finance, Credit Rating Agencies, Speeches, Sustainable finance | Speech | PDF 152.66 KB |
||||
27/09/2018 | ESMA71-319-83 | Financing Growth in the EU- speech by Verena Ross at the EBS | Corporate Finance, Speeches | Speech | PDF 181.48 KB |
||||
08/02/2017 | ESMA71-844457584-346 | Review of the European Supervisory Authorities: Opportunities to ensure a safe and sound financial system | Board of Supervisors, Joint Committee | Speech | PDF 187.98 KB |
||||
17/10/2017 | ESMA71-99-635 | The State of European Financial Markets- Steven Maijoor, Opening Address, ESMA Conference | Board of Supervisors, Speeches | Speech | PDF 175.8 KB |
||||
18/10/2017 | ESMA71-99-637 | Speech by Valdis Dombrovskis- ESMA Conference 2017 | Board of Supervisors, Speeches | Speech | PDF 381.97 KB |
||||
08/10/2021 | ESMA74-362-2159 | ESMA as a data driven regulator and supervisor- AFME 5th Annual European Compliance and Legal Virtual Conference | Market data, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors, Securitisation, Speeches, Supervisory convergence, Trade Repositories, Transparency | Speech | PDF 167.18 KB |
||||
20/04/2022 | ESMA80-187-945 | Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022 | Credit Rating Agencies, Trade Repositories, Transparency | Speech | PDF 178.1 KB |
Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022: "ESMA – driving forward high-quality supervision and transparency in a single EU capital market" |