ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 17/12/2020 | ESMA74-362-1016 | ESMA publishes draft technical standards under EMIR REFIT | Board of Supervisors, Post Trading, Press Releases | Press Release | PDF 137.36 KB |
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| 07/02/2018 | ESMA71-99-944 | ESMA publishes 2018 Supervisory Convergence Work Programme | Press Releases, Supervisory convergence | Press Release | PDF 243.98 KB |
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| 29/11/2017 | ESMA71-99-661 | Peer Review on MiFID Compliance Function Press Release | MiFID - Investor Protection, Press Releases, Supervisory convergence | Press Release | PDF 149.89 KB |
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| 13/07/2017 | ESMA71-99-526 | ESMA issues sector-specific principles on relocations from the UK to the EU27 | Brexit, Press Releases, Supervisory convergence | Press Release | PDF 157.73 KB |
The European Securities and Markets Authority (ESMA) has published three Opinions setting out sector-specific principles in the areas of investment firms, investment management and secondary markets, aimed at fostering consistency in authorisation, supervision and enforcement related to the relocation of entities, activities and functions from the United Kingdom . The opinions, building on the general opinion issued in May, are practical tools to support supervisory convergence in the context of requests from UK financial market participants seeking to relocate to the EU27. They are addressed to national competent authorities (NCAs) and are relevant for market participants considering relocating. They provide guidance to NCAs aimed at ensuring a consistent interpretation of the requirements relating to authorisation, supervision and enforcement in order to avoid the development of regulatory and supervisory arbitrage risks. |
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| 18/07/2017 | ESMA71-99-521 | ESMA recommends improvements in financial information enforcement | IFRS Supervisory Convergence, Press Releases, Supervisory convergence | Press Release | PDF 148.06 KB |
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| 31/05/2017 | ESMA71-99-469 | ESMA issues principles on supervisory approach to relocations from the UK | Brexit, Press Releases, Supervisory convergence | Press Release | PDF 143.31 KB |
The European Securities and Markets Authority (ESMA) has published an Opinion setting out general principles aimed at fostering consistency in authorisation, supervision and enforcement related to the relocation of entities, activities and functions from the United Kingdom. The opinion is addressed to national competent authorities (NCAs), in particular of the 27 Member States that will remain in the EU (EU27). The opinion is a practical tool to support supervisory convergence in the context of increased requests from UK financial market participants seeking to relocate to the EU27. It covers all legislation referred to in the ESMA Regulation, in particular the AIFMD, the UCITS Directive, MiFID I and MiFID II. |
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| 04/07/2022 | ESMA71-99-1971 | ESMA stress test of Central Counterparties finds clearing system resilient- Press Release | CCP Directorate, Post Trading, Press Releases | Press Release | PDF 133.38 KB |
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| 10/03/2022 | ESMA71-99-1856 | Press release_ESMA finds shortcomings in supervision of cross-border investment activities and issues specific recommendations to CySEC | Press Releases, Supervisory convergence | Press Release | PDF 137.72 KB |
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| 17/12/2021 | ESMA71-99-1787 | ESMA Press Release Tier 2 Assessment | CCP Directorate, Post Trading, Press Releases | Press Release | PDF 91.38 KB |
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| 15/04/2021 | ESMA71-99-1651 | ESMA highlights need for increased efforts on EMIR and SFTR data quality | Market data, Press Releases, Securities Financing Transactions, Supervisory convergence | Press Release | PDF 85.72 KB |
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| 11/12/2020 | ESMA71-99-1483 | ESMA71-99-1483 Press Release_EUI Recognition as TC-CSD | Brexit, Post Trading | Press Release | PDF 88.94 KB |
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| 13/11/2020 | ESMA71-99-1438 | Press Release Union Strategic Supervisory Priorities | Press Releases, Supervisory convergence | Press Release | PDF 84.48 KB |
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| 13/11/2020 | ESMA71-99-1438 | Press Release Union Strategic Supervisory Priorities | Press Releases, Supervisory convergence | Press Release | PDF 84.48 KB |
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| 03/11/2020 | ESMA71-99-1420 | Fast Track Peer Review PR- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence | Press Release | PDF 137.39 KB |
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| 13/07/2020 | ESMA71-99-1352 | 3rd EU-wide CCP stress test results PR | CCP Directorate, Post Trading, Press Releases | Press Release | PDF 151.99 KB |
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| 04/06/2020 | ESMA71-99-1339 | ESMA promotes convergence in the supervision of costs in UCITS and AIFs | Fund Management, Supervisory convergence | Press Release | PDF 85.27 KB |
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| 09/03/2020 | ESMA71-99-1287 | ESMA Supervision WP 2020 | Benchmarks, Credit Rating Agencies, Press Releases, Securities Financing Transactions, Securitisation, Trade Repositories | Press Release | PDF 130.42 KB |
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| 23/12/2019 | ESMA71-99-1269 | ESMA extends recognition decisions for 3 UK CCPs | Post Trading | Press Release | PDF 85.15 KB |
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| 12/12/2019 | ESMA71-99-1263 | Press release: ESMA calls for strengthened supervision on suspicious transaction reporting | Market Abuse, Supervisory convergence | Press Release | PDF 100.61 KB |
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| 20/12/2019 | ESMA71-99-1256 | ESMA CRAs TRs thematic fees report | Press Releases, Supervisory convergence, Trade Repositories | Press Release | PDF 101.41 KB |