ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
13
REFINE YOUR SEARCH
Sections
- (-) Remove CESR Archive filter CESR Archive
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- Warnings and publications for investors (92) Apply Warnings and publications for investors filter
- MiFID - Investor Protection (31) Apply MiFID - Investor Protection filter
- Joint Committee (8) Apply Joint Committee filter
- Supervisory convergence (8) Apply Supervisory convergence filter
- Post Trading (7) Apply Post Trading filter
- Fund Management (6) Apply Fund Management filter
- MiFID - Secondary Markets (6) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (4) Apply Corporate Disclosure filter
- Sustainable finance (4) Apply Sustainable finance filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Market Abuse (2) Apply Market Abuse filter
- Prospectus (2) Apply Prospectus filter
- Securitisation (2) Apply Securitisation filter
- Short Selling (2) Apply Short Selling filter
- Trade Repositories (2) Apply Trade Repositories filter
- Benchmarks (1) Apply Benchmarks filter
- Corporate Governance (1) Apply Corporate Governance filter
- Credit Rating Agencies (1) Apply Credit Rating Agencies filter
- Crowdfunding (1) Apply Crowdfunding filter
- Market Integrity (1) Apply Market Integrity filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove Investor Warning filter Investor Warning
- Guidelines & Recommendations (561) Apply Guidelines & Recommendations filter
- Final Report (296) Apply Final Report filter
- Press Release (291) Apply Press Release filter
- Reference (225) Apply Reference filter
- Consultation Paper (191) Apply Consultation Paper filter
- CESR Document (109) Apply CESR Document filter
- Letter (99) Apply Letter filter
- Annual Report (95) Apply Annual Report filter
- Speech (56) Apply Speech filter
- Compliance table (44) Apply Compliance table filter
- Statement (34) Apply Statement filter
- Decision (25) Apply Decision filter
- Report (23) Apply Report filter
- CLOSED Procedure (7) Apply CLOSED Procedure filter
- Opinion (6) Apply Opinion filter
- Technical Advice (3) Apply Technical Advice filter
- Vacancy (2) Apply Vacancy filter
- SMSG Advice (1) Apply SMSG Advice filter
- Summary of Conclusions (1) Apply Summary of Conclusions filter
Your filters
Vacancies X Board of Appeal X Corporate Information X Guidelines and Technical standards X CESR Archive X Innovation and Products X Q&A X Investor Warning X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 17/03/2022 | ESA 2022 15 | EU financial regulators warn consumers on the risks of crypto-assets | Innovation and Products, Joint Committee, MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 118.67 KB |
bgcsdadeelesetfifrgahrhuitltlvmtnlplptroskslsv | |||
| 08/03/2010 | 10-222 | FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members | CESR Archive | Q&A | PDF 327.78 KB |
||||
| 04/06/2010 | 10-521 | FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members | CESR Archive | Q&A | PDF 206.24 KB |
||||
| 03/06/2005 | 05-365 | MAD AMPs- Frequently Asked Questions | CESR Archive | Q&A | PDF 55.99 KB |
||||
| 29/05/2007 | 07-320 | Q&A on Best Execution | CESR Archive | Q&A | PDF 578.51 KB |
||||
| 01/04/2022 | ESMA32-51-370 | Q&A on ESMA Guidelines on Alternative Performance Measures | Corporate Disclosure, Corporate Information | Q&A | PDF 987.02 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
| 19/04/2010 | 10-293 | Question and Answers- Understanding the definition of advice under MiFID | CESR Archive | Q&A | PDF 335.78 KB |
||||
| 06/05/2010 | 10-591 | Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee | CESR Archive | Q&A | PDF 130.84 KB |
||||
| 03/11/2009 | 09-559 | Questions and Answers- MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements | CESR Archive | Q&A | PDF 405.18 KB |
||||
| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
||||
| 03/08/2016 | 2016/300 | Warning- Unauthorised use of ESMA’s identity and logo | Corporate Information | Investor Warning | PDF 206.91 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv |