ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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15/12/2010 | EU 1092/2010 | Regulation establishing the ESRB | Corporate Information | Reference | PDF 944.87 KB |
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15/12/2010 | EU 1095/2010 | Regulation establishing ESMA | Corporate Information | Reference | PDF 708.89 KB |
Amended by Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011Directive 2014/51/EU of the European Parliament and of the Council of 16 April 2014 |
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03/01/2011 | 2011/9 | Frequently asked questions- a guide to understanding ESMA | Corporate Information | Reference | PDF 307.77 KB |
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03/01/2011 | ESMA workplan | ESMA workplan | Corporate Information | Reference | PDF 116.35 KB |
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14/06/2011 | 2011/190 | ESMA guidebook | Corporate Information | Reference | PDF 781.37 KB |
This guidebook provides useful information for persons coming to ESMA for meetings or hearings. | |||
09/08/2011 | 2011/239 | 2011 Calendar of the Chair and Executive Director of ESMA- updated 20 December 2011 | Corporate Information | Reference | PDF 219.25 KB |
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14/09/2011 | 2011/288 | Call for evidence- Empty voting | Corporate Disclosure, Corporate Governance, Transparency | Consultation Paper | PDF 81.13 KB |
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23/11/2011 | ESMA budget 2011 | ESMA Budget for 2011 | Corporate Information | Reference | PDF 67.78 KB |
This document is published in accordance with Article 26.4 of the ESMA Financial Regulation on the principle of budgetary transparency. Please note that it is a budgetary forecast. | |||
12/12/2011 | ESA-ESRB 2011 | Agreement between the ESRB and EBA, EIOPA and ESMA on the establishment at the ESRB Secretariat of specific confidentiality procedures | Corporate Information | Reference | PDF 60.92 KB |
Agreement between the ESRB and EBA, EIOPA and ESMA on the establishment at the ESRB Secretariat of specific confidentiality procedures in order to safeguard information regarding individual financial institutions and information from which individual financial institutions can be identified. It sets out general principles and measures for exchanging, storing and accessing confidential information between the ESRB and each ESA. | |||
04/01/2012 | 2011/330 final | ESMA 2012 Work Programme | Corporate Information | Reference | PDF 751.64 KB |
This document sets out ESMA’s work programme for 2012, highlighting the key priorities and explaining how they will be delivered. This document has been approved by ESMA’s Management Board and Board of Supervisors. Annex 3 presents a more detailed view on the key work streams ESMA will run in 2012. | |||
17/04/2012 | 2012/108 | ESMA budget for 2012 | Corporate Information | Reference | PDF 180.43 KB |
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07/05/2012 | 2012/275 | ESMA’s 2012 Regulatory Work Programme | Corporate Information | Reference | PDF 198.04 KB |
ESMA’s annual regulatory programme aims to provide information on the planned technical standards, technical advice and guidelines & recommendations to be issued by ESMA in 2012. This information is provided in accordance with article 3 of the procedure for developing and adopting draft technical standards and guidelines and recommendations. The regulatory programme takes into account, amongst others, ESMA’s objectives and tasks, the procedure for adopting technical standards, providing technical advice and issuing guidelines as well as the scope and nature of specific powers conferred in European Union legislative acts to ESMA. The regulatory work programme is based on the ESMA 2012 Work Programme approved by the Board of Supervisors in November 2011 and published on 4 January 2012 on the ESMA website, but provides a more detailed outline of the individual work streams. | |||
01/10/2012 | 2012/631 | ESMA 2013 Work Programme | Corporate Information | Reference | PDF 699.1 KB |
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01/10/2012 | 2012/632 | ESMA 2013-2015 multi annual work programme | Corporate Information | Reference | PDF 298.61 KB |
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24/01/2013 | ESMA 2011 Annex 3 | 2011 Declaration of Assurance by the Executive Director of ESMA | Corporate Information | Reference | PDF 30.51 KB |
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07/02/2013 | 2013/157 | ESMA budget for 2013 | Corporate Information | Reference | PDF 103.43 KB |
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05/04/2013 | 2013/455 | 2013 Regulatory Work Programme | Corporate Information | Reference | PDF 562.57 KB |
2013 Regulatory Work Programme The 2013 Regulatory Work Programme (RWP) is based on ESMA’s 2013 Work Programme, published in October 2012, and provides a detailed breakdown of the of the individual workstreams as outlined in the 2013 Work Programme. The RWP is based on the draft proposals of the European Commission for a number of upcoming legislative texts including MiFIR, MAR etc, and the timelines and details for various work streams are subject to further revision once the European Union institutions have finalised the relevant legislation.The RWP should normally be published in conjunction with the annual Work Programme on which it is based. However, the 2013 RWP was delayed due to uncertainty over several components of the EU’s legislative programme. As this uncertainty has been prevalent over the last two years, ESMA will amend its procedures to allow it to publish the RWP in Q1 of the relevant year, rather than with its Work Programme the preceding autumn.The RWP was approved on 29 January 2013 by ESMA’s Board of Supervisors. | |||
29/04/2013 | 2013/518 | ESMA Chair and Executive Director- Key Dates Calendar | Corporate Information | Reference | PDF 155.27 KB |
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16/10/2013 | 2013/LCC/039 | ESMA Specific Privacy Notice – Public procurement | Corporate Information, Procurement | Reference | PDF 119.46 KB |
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16/10/2013 | 2013/LCC/Recruitment | ESMA Specific Privacy Notice – Selections and Recruitments | Careers, Corporate Information | Reference | PDF 70.67 KB |