ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
71
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove COVID-19 filter COVID-19
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove IAS Regulation filter IAS Regulation
- MiFID - Secondary Markets (100) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (79) Apply MiFID - Investor Protection filter
- Post Trading (50) Apply Post Trading filter
- Risk Analysis & Economics - Markets Infrastructure Investors (47) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Guidelines and Technical standards (42) Apply Guidelines and Technical standards filter
- Market Integrity (40) Apply Market Integrity filter
- Short Selling (34) Apply Short Selling filter
- Supervisory convergence (25) Apply Supervisory convergence filter
- IFRS Supervisory Convergence (23) Apply IFRS Supervisory Convergence filter
- Corporate Disclosure (21) Apply Corporate Disclosure filter
- Joint Committee (21) Apply Joint Committee filter
- Innovation and Products (17) Apply Innovation and Products filter
- Market Abuse (16) Apply Market Abuse filter
- Credit Rating Agencies (12) Apply Credit Rating Agencies filter
- Prospectus (12) Apply Prospectus filter
- Securities and Markets Stakeholder Group (11) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (10) Apply Corporate Information filter
- Benchmarks (8) Apply Benchmarks filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Market data (7) Apply Market data filter
- Securitisation (7) Apply Securitisation filter
- Sustainable finance (6) Apply Sustainable finance filter
- Brexit (4) Apply Brexit filter
- CCP Directorate (4) Apply CCP Directorate filter
- Press Releases (3) Apply Press Releases filter
- Corporate Finance (2) Apply Corporate Finance filter
- Management Board (2) Apply Management Board filter
- Trading (2) Apply Trading filter
- Transparency (2) Apply Transparency filter
- Corporate Governance (1) Apply Corporate Governance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Report filter Report
- (-) Remove Opinion filter Opinion
- (-) Remove Compliance table filter Compliance table
- Reference (129) Apply Reference filter
- Guidelines & Recommendations (108) Apply Guidelines & Recommendations filter
- Letter (101) Apply Letter filter
- Press Release (86) Apply Press Release filter
- Summary of Conclusions (85) Apply Summary of Conclusions filter
- Statement (51) Apply Statement filter
- Consultation Paper (44) Apply Consultation Paper filter
- Speech (29) Apply Speech filter
- Final Report (28) Apply Final Report filter
- Decision (23) Apply Decision filter
- Q&A (8) Apply Q&A filter
- Annual Report (6) Apply Annual Report filter
- Technical Advice (6) Apply Technical Advice filter
- Technical Standards (4) Apply Technical Standards filter
- Vacancy (2) Apply Vacancy filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Vacancies X IAS Regulation X Fund Management X Board of Supervisors X Trade Repositories X COVID-19 X Opinion X Compliance table X Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
||||
| 02/05/2022 | JC 2022 20 | Call for advice on PRIIPs: ESA advice on the review of the PRIIPs Regulation | Fund Management, Joint Committee | Report | PDF 3.38 MB |
||||
| 20/04/2022 | ESMA34-45-1445 | Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds | Fund Management, Guidelines and Technical standards | Compliance table | PDF 192.62 KB |
||||
| 21/03/2022 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 190.47 KB |
||||
| 03/02/2022 | ESMA50-165-1948 | EU Alternative Investment Funds- 2022 Statistical Report | Fund Management, Market data, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.46 MB |
||||
| 30/11/2021 | ESMA34-32-458 | Compliance table- Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 111.92 KB |
||||
| 30/11/2021 | 2016/572 | Compliance table- Guidelines on key concepts of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 153.05 KB |
||||
| 19/11/2021 | ESMA50-164-4045 | Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation | Fund Management | Compliance table | PDF 145.22 KB |
||||
| 26/10/2021 | ESMA34-49-373 | Compliance table on Revised Guidelines on stress tests scenarios under Article 28 of the MMF Regulation ESMA 34-49-291 | Fund Management, Guidelines and Technical standards | Compliance table | PDF 220.66 KB |
||||
| 28/09/2021 | ESMA20-95-1430 | 2022 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Report | PDF 589.43 KB |
||||
| 20/07/2021 | ESMA34-32-865 | Penalties and measures imposed under the AIFMD in 2020 | Fund Management | Report | PDF 510 KB |
||||
| 20/07/2021 | ESMA34-45-1269 | Penalties and measures imposed under the UCITS Directive in 2020 | Fund Management | Report | PDF 516.21 KB |
||||
| 01/07/2021 | ESMA 34-45-1219 | Marketing requirements and marketing communications under the Regulation on cross-border distribution of funds | Fund Management | Report | PDF 1.36 MB |
||||
| 28/05/2021 | ESMA50-164-4575 | Opinion- Collection of information for the effective monitoring of systemic risk under Article 24(5), first subparagraph, of the AIFMD | Fund Management | Opinion | PDF 135.74 KB |
||||
| 27/05/2021 | ESMA22-105-1363 | ESMA OPINION ON 2019 DISCHARGE REPORT OF EP | Board of Supervisors, Corporate Information | Opinion | PDF 87.37 KB |
||||
| 20/05/2021 | ESMA70-156-4262 | Opinion for the adjustment of the threshold set out in Article 5(2) of SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 429.84 KB |
||||
| 14/04/2021 | ESMA 50-165-1710 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2021 | Fund Management, Innovation and Products, Market data | Report | PDF 2.54 MB |
||||
| 08/04/2021 | ESMA50-165-1734 | EU Alternative Investment Funds- 2021 Statistical Report | Fund Management, Market data, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.77 MB |
||||
| 30/03/2021 | ESMA32-67-716 | Report on IFRS 10-11-12 | Corporate Disclosure, IAS Regulation, IFRS Supervisory Convergence | Report | PDF 480.12 KB |
||||
| 08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |