ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/03/2011 | 2011/67 | Feedback statement- Consultation Paper on proposed amendments to CESR | Prospectus, Corporate Disclosure | CESR Document | PDF 384.63 KB |
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| 23/03/2011 | 2011/82 | Press release- ESMA establishes a framework for third country prospectus and applies this new framework to facilitate Israeli issuers access | Prospectus, Corporate Disclosure, Press Releases | Press Release | PDF 189.19 KB |
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| 22/07/2011 | 2011/BS/141 | Summary of conclusions- Board of Supervisors meeting of 12 April 2011 | Board of Supervisors | Reference | PDF 139.03 KB |
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| 22/07/2011 | 2011/BS/142 | Summary of conclusions- Board of Supervisors meeting of 25 May 2011 | Board of Supervisors | Reference | PDF 117.04 KB |
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| 02/12/2011 | 2011/BS/209 | Summary of conclusions- Board of Supervisors meeting on 20 September 2011 | Board of Supervisors | Reference | PDF 119.95 KB |
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| 02/12/2011 | 2011/BS/180 | Summary of conclusions- Board of Supervisors conference calls on 25 and 28 July 2011 | Board of Supervisors | Reference | PDF 98.62 KB |
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| 02/12/2011 | 2011/BS/179 | Summary of conclusions- Board of Supervisors meeting on 11-12 July 2011 | Board of Supervisors | Reference | PDF 55.2 KB |
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| 13/02/2012 | 2011/BS/233 | Summary of conclusions- Board of Supervisors meeting of 8 November 2011 | Board of Supervisors | Reference | PDF 121.56 KB |
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| 13/02/2012 | 2011/BS/234 | Summary of conclusions- Board of Supervisors conference call on 23 November 2011 | Board of Supervisors | Reference | PDF 22.39 KB |
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| 01/03/2012 | 2012/BS/4 | Board of Supervisors meeting on 20 December 2011 | Board of Supervisors | Reference | PDF 258.17 KB |
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| 01/03/2012 | 2012/BS/5 | Board of Supervisors meeting on 18 January 2012 | Board of Supervisors | Reference | PDF 189.43 KB |
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| 01/03/2012 | 2012/140 | ESMA advises European Commission on Prospectus Directive’s overhaul- Advice covers possible delegated acts | Prospectus, Corporate Disclosure, Press Releases | Press Release | PDF 115.14 KB |
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| 27/03/2012 | 2012/224 | ESMA seeks views on proxy advisors | Press Releases, Corporate Governance, Corporate Disclosure | Press Release | PDF 170.89 KB |
ESMA published last Thursday a discussion paper (ESMA/2012/212) on proxy advisors active in the European Union, seeking views of stakeholders. The paper aims at giving an overview of the state and structure of the market, advisor’s methodologies, and on possible policy options. Generally, proxy advisors assist (institutional) investors and asset managers in their voting policy and strategy. Currently, there are no rules in place on a pan-European basis regarding proxy advisors. ESMA will use the feedback received on this paper to publish a feedback statement in Q4 of 2012, which will also include ESMA’s view on whether there is a need for policy action in the area. | |||
| 24/04/2012 | 2012/BS/29 | Board of Supervisors meeting on 14 February 2012 | Board of Supervisors | Reference | PDF 257.22 KB |
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| 29/06/2012 | 2012/BS/46 | Board of Supervisors meeting on 20 March 2012 | Board of Supervisors | Reference | PDF 240.14 KB |
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| 29/06/2012 | 2012/BS/66 | Board of Supervisors meeting on 17 April 2012 | Board of Supervisors | Reference | PDF 251.54 KB |
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| 29/06/2012 | 2012/415 | Call for Evidence on Empty Voting | Transparency, Corporate Disclosure | CESR Document | PDF 275.66 KB |
ESMA launched a Call for Evidence on Empty Voting in September 2011 to analyse the potential issues and concerns raised by the practice of empty voting and to examine whether there was a possible need for further action. An analysis of the responses received to the consultation has led ESMA to conclude that there is insufficient evidence to justify any regulatory action at the European level at present. | |||
| 06/07/2012 | 2012/424 | ESMA publishes MiFID guidelines to enhance investor protection | MiFID - Investor Protection, Press Releases | Press Release | PDF 118.08 KB |
The European Securities and Markets Authority (ESMA) has today published two final sets of guidelines aimed at enhancing the protection of investors in the EU. The guidelines relate to the provisions under the Markets in Financial Instruments Directive (MiFID) relating to the suitability of investment advice and the compliance function. | |||
| 26/07/2012 | 2012/483 | ESMA publishes review of accounting treatment of Greek sovereign debt | Corporate Disclosure, IFRS Supervisory Convergence | Press Release | PDF 122.97 KB |
The European Securities and Markets Authority (ESMA) has today published Review of Greek Government Bonds accounting practices in the IFRS Financial Statements for the year ended 31 December 2011, which sets out the results of the review conducted by ESMA on accounting practices and disclosures regarding exposure to Greek government bonds. The ESMA review considered a sample of 42 European financial institutions, each with significant exposure to Greek government bonds totalling an estimated gross exposure of around €80 billion. |
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| 01/08/2012 | 2012/490 | Call for expressions of interest in ESMA's Consultative Working Group on Investor Protection and Intermediaries Standing Committee | MiFID - Investor Protection | Reference | PDF 130.34 KB |
The deadline for responses to this call for interest has been extended two weeks, to 14 September 2012. |