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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
23/03/2011 2011/67 Feedback statement- Consultation Paper on proposed amendments to CESR Prospectus, Corporate Disclosure CESR Document PDF
384.63 KB
22/07/2011 2011/BS/141 Summary of conclusions- Board of Supervisors meeting of 12 April 2011 Board of Supervisors Reference PDF
139.03 KB
22/07/2011 2011/BS/142 Summary of conclusions- Board of Supervisors meeting of 25 May 2011 Board of Supervisors Reference PDF
117.04 KB
02/12/2011 2011/BS/209 Summary of conclusions- Board of Supervisors meeting on 20 September 2011 Board of Supervisors Reference PDF
119.95 KB
02/12/2011 2011/BS/180 Summary of conclusions- Board of Supervisors conference calls on 25 and 28 July 2011 Board of Supervisors Reference PDF
98.62 KB
02/12/2011 2011/BS/179 Summary of conclusions- Board of Supervisors meeting on 11-12 July 2011 Board of Supervisors Reference PDF
55.2 KB
13/02/2012 2011/BS/233 Summary of conclusions- Board of Supervisors meeting of 8 November 2011 Board of Supervisors Reference PDF
121.56 KB
13/02/2012 2011/BS/234 Summary of conclusions- Board of Supervisors conference call on 23 November 2011 Board of Supervisors Reference PDF
22.39 KB
01/03/2012 2012/BS/4 Board of Supervisors meeting on 20 December 2011 Board of Supervisors Reference PDF
258.17 KB
01/03/2012 2012/BS/5 Board of Supervisors meeting on 18 January 2012 Board of Supervisors Reference PDF
189.43 KB
24/04/2012 2012/BS/29 Board of Supervisors meeting on 14 February 2012 Board of Supervisors Reference PDF
257.22 KB
20/06/2012 2012/378 Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading MiFID - Secondary Markets Reference PDF
353.3 KB		 This protocol has been created to ensure effective co-operation between Competent Authorities (CAs) with respect to their obligations under Article 41 of MiFID (Suspension and removal of in-struments from trading).The purpose of the notification obligations under Article 41 is to afford investors across all Mem-ber States the same level of protection regardless of where they trade. In order to achieve this outcome, a shared understanding of the different circumstances under which trading may be suspended in different Member States according to their national law and the expected course of action under Article 41 is helpful. To ensure trading is suspended or an instrument is removed from trading in an effective and timely way, an effective communication process is necessary.The protocol will be kept under review in light of practical experience.
29/06/2012 2012/BS/46 Board of Supervisors meeting on 20 March 2012 Board of Supervisors Reference PDF
240.14 KB
29/06/2012 2012/BS/66 Board of Supervisors meeting on 17 April 2012 Board of Supervisors Reference PDF
251.54 KB
29/06/2012 2012/415 Call for Evidence on Empty Voting Transparency, Corporate Disclosure CESR Document PDF
275.66 KB		 ESMA launched a Call for Evidence on Empty Voting in September 2011 to analyse the potential issues and concerns raised by the practice of empty voting and to examine whether there was a possible need for further action. An analysis of the responses received to the consultation has led ESMA to conclude that there is insufficient evidence to justify any regulatory action at the European level at present.
25/07/2012 2012/478 ESMA MiFID database- description of webservice MiFID - Secondary Markets Reference PDF
123.71 KB		 This document provides useful information for developers wanting to use the webservice provided in ESMA's MIFID databases.
01/08/2012 2012/490 Call for expressions of interest in ESMA's Consultative Working Group on Investor Protection and Intermediaries Standing Committee MiFID - Investor Protection Reference PDF
130.34 KB		 The deadline for responses to this call for interest has been extended two weeks, to 14 September 2012.
19/10/2012 2012/682 Guide to investing MiFID - Investor Protection, Warnings and publications for investors Reference PDF
569.39 KB
15/11/2012 2012/BS/96 Summary of conclusions BoS meeting 19/06/12 Board of Supervisors Reference PDF
302.09 KB
15/11/2012 2012/BS/124 Summary of conclusions BoS meeting 11/09/12 Board of Supervisors Reference PDF
256.01 KB

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