ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
150
REFINE YOUR SEARCH
Sections
- (-) Remove International cooperation filter International cooperation
- (-) Remove Planning reporting budget filter Planning reporting budget
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove Careers filter Careers
- (-) Remove Short Selling filter Short Selling
- (-) Remove Vacancies filter Vacancies
- Speeches (143) Apply Speeches filter
- CESR Archive (112) Apply CESR Archive filter
- Post Trading (95) Apply Post Trading filter
- MiFID - Secondary Markets (92) Apply MiFID - Secondary Markets filter
- Corporate Information (87) Apply Corporate Information filter
- Fund Management (62) Apply Fund Management filter
- Board of Supervisors (61) Apply Board of Supervisors filter
- Securities and Markets Stakeholder Group (45) Apply Securities and Markets Stakeholder Group filter
- Management Board (43) Apply Management Board filter
- MiFID - Investor Protection (40) Apply MiFID - Investor Protection filter
- Risk Analysis & Economics - Markets Infrastructure Investors (40) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- Corporate Disclosure (36) Apply Corporate Disclosure filter
- Credit Rating Agencies (35) Apply Credit Rating Agencies filter
- Innovation and Products (34) Apply Innovation and Products filter
- Joint Committee (33) Apply Joint Committee filter
- Securitisation (30) Apply Securitisation filter
- Benchmarks (18) Apply Benchmarks filter
- Market Integrity (18) Apply Market Integrity filter
- Market Abuse (16) Apply Market Abuse filter
- Procurement (15) Apply Procurement filter
- Trading (15) Apply Trading filter
- Corporate Finance (14) Apply Corporate Finance filter
- IFRS Supervisory Convergence (12) Apply IFRS Supervisory Convergence filter
- Sustainable finance (11) Apply Sustainable finance filter
- Transparency (11) Apply Transparency filter
- Guidelines and Technical standards (10) Apply Guidelines and Technical standards filter
- Brexit (9) Apply Brexit filter
- Prospectus (9) Apply Prospectus filter
- Trade Repositories (9) Apply Trade Repositories filter
- Securities Financing Transactions (7) Apply Securities Financing Transactions filter
- CCP Directorate (5) Apply CCP Directorate filter
- COVID-19 (4) Apply COVID-19 filter
- Press Releases (4) Apply Press Releases filter
- Board of Appeal (3) Apply Board of Appeal filter
- ITMG (3) Apply ITMG filter
- MiFID II: Transparency Calculations and DVC (3) Apply MiFID II: Transparency Calculations and DVC filter
- Corporate Governance (2) Apply Corporate Governance filter
- IAS Regulation (2) Apply IAS Regulation filter
- Audit (1) Apply Audit filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Speech filter Speech
- Press Release (41) Apply Press Release filter
- Opinion (36) Apply Opinion filter
- Final Report (25) Apply Final Report filter
- Guidelines & Recommendations (25) Apply Guidelines & Recommendations filter
- Report (24) Apply Report filter
- Consultation Paper (11) Apply Consultation Paper filter
- Decision (10) Apply Decision filter
- Q&A (10) Apply Q&A filter
- Statement (9) Apply Statement filter
- Annual Report (7) Apply Annual Report filter
- Letter (3) Apply Letter filter
- Technical Advice (3) Apply Technical Advice filter
- Vacancy (2) Apply Vacancy filter
- Compliance table (1) Apply Compliance table filter
- SMSG Advice (1) Apply SMSG Advice filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
Vacancies X Supervisory convergence X Careers X European Single Electronic Format X Planning reporting budget X International cooperation X Short Selling X Speech X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 12/02/2014 | 2014/172 rev 1 | 2014 Regulatory Work Programme | Planning reporting budget | Reference | PDF 83.79 KB |
||||
| 23/02/2015 | 2014/1200rev | 2015 Work Programme | Planning reporting budget | Reference | PDF 392.74 KB |
The European Securities and Markets Authority (ESMA) has published its revised Work Programme for 2015. The revised programme, based on an approved budget of €33,601,402 and 137 Establishment Plan posts following the adoption of the EU Budget, sets out how ESMA intends to achieve its statutory objectives of investor protection and stable and orderly functioning markets through its operational activities of convergence, risk monitoring and analysis, the single rulebook and supervision. | |||
| 10/02/2016 | 2016-202 | 2016 Regulatory Work Programme | Planning reporting budget | Reference | PDF 43.36 KB |
||||
| 11/02/2016 | 2016/203 | 2016 Supervisory Convergence Work Programme | Corporate Information, Supervisory convergence | Reference | PDF 340.61 KB |
The European Securities and Markets Authority’s (ESMA) Supervisory Convergence Work Programme for 2016 (2016 SCWP) supplements ESMA’s Annual Work Programme for 2016 (ESMA/2015/1475) by further elaborating the nature and focus of the work ESMA will carry out in order to promote supervisory convergence and how that will contribute to implementing ESMA’s Strategic Orientation for 2016-2020 (ESMA/2015/935). The 2016 SCWP provides an overview and explanation of the steps ESMA will take in 2016 to promote sound, efficient and consistent supervision in the EU. It sets out priority areas and how they have been identified and sets them in the context of the wider work programme and environment. Implementation of the 2016 SCWP will be monitored in the course of 2016 and depending on developments during the year, priorities might be re-adjusted. It will also be used to inform ESMA’s Annual Report and its supervisory convergence work programme for future years which will be risk-based. |
|||
| 10/02/2016 | 2015-1475rev | 2016 Work Programme | Planning reporting budget | Reference | PDF 422.38 KB |
||||
| 27/01/2017 | ESMA20-839860843-411 | 2017 Regulatory Work Programme | Board of Supervisors, Planning reporting budget | Reference | PDF 80.05 KB |
||||
| 09/02/2017 | ESMA42-397158525-448 | 2017 Supervisory Convergence Work Programme | Supervisory convergence | Reference | PDF 540.81 KB |
||||
| 07/02/2018 | ESMA20-95-823 | 2018 Regulatory Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Reference | PDF 251.91 KB |
||||
| 03/10/2018 | ESMA20-95-933 | 2019 Work Programme | Board of Supervisors, Corporate Information, Planning reporting budget | Reference | PDF 470.98 KB |
||||
| 01/10/2019 | ESMA20-95-1132 | 2020 Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Reference | PDF 543.97 KB |
||||
| 04/01/2021 | SSR sanctions | Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) | Short Selling | Reference | PDF 371.24 KB |
||||
| 20/02/2020 | ESMA34-32-418 | AIFMD MoUs signed by the EU authorities | Fund Management, International cooperation | Reference | XLSX 50.84 KB |
||||
| 06/10/2017 | ESMA/2015/BS/176 A | Amendment 2 to the Delegation Agreement- Option A rev1.1 | International cooperation | Reference | PDF 178.72 KB |
||||
| 06/10/2017 | ESMA/2015/BS/176 B | Amendment 2 to the Delegation Agreement- Option B rev 1.1 | International cooperation | Reference | PDF 178.86 KB |
||||
| 06/10/2017 | ESMA65-12-1860 | Amendment 3 to the Delegation Agreement (FIRDS and TRACE Projects) | International cooperation | Reference | PDF 188.54 KB |
||||
| 06/10/2017 | ESMA65-12-1866 | Annex 1.1.A- Description of Tasks (FIRDS Project) | International cooperation | Reference | PDF 256.71 KB |
||||
| 06/10/2017 | ESMA65-12-1867 | Annex 1.1.B- Description of Tasks (FIRDS Project) | International cooperation | Reference | PDF 258.14 KB |
||||
| 06/10/2017 | ESMA/2016/1144 Annex 1.3 | Annex 1.3- Description of Tasks | International cooperation | Reference | PDF 144.86 KB |
||||
| 06/10/2017 | ESMA65-12-1929 | Annex 2.1- Project Presentation Document (FIRDS Project) | International cooperation | Reference | PDF 966.34 KB |
||||
| 06/10/2017 | ESMA/2016/1144 Annex 2.3 | Annex 2.3- Project Presentation Document (TRACE Project) | International cooperation | Reference | PDF 379.91 KB |