ESMA LIBRARY
REFINE YOUR SEARCH
Sections
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Transparency filter Transparency
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Trading filter Trading
- CESR Archive (115) Apply CESR Archive filter
- Post Trading (35) Apply Post Trading filter
- Corporate Disclosure (34) Apply Corporate Disclosure filter
- MiFID - Secondary Markets (33) Apply MiFID - Secondary Markets filter
- Guidelines and Technical standards (32) Apply Guidelines and Technical standards filter
- Brexit (28) Apply Brexit filter
- MiFID - Investor Protection (26) Apply MiFID - Investor Protection filter
- Fund Management (24) Apply Fund Management filter
- Credit Rating Agencies (21) Apply Credit Rating Agencies filter
- Corporate Information (18) Apply Corporate Information filter
- COVID-19 (18) Apply COVID-19 filter
- Press Releases (18) Apply Press Releases filter
- Board of Supervisors (17) Apply Board of Supervisors filter
- IFRS Supervisory Convergence (16) Apply IFRS Supervisory Convergence filter
- Joint Committee (16) Apply Joint Committee filter
- Market Integrity (12) Apply Market Integrity filter
- Innovation and Products (8) Apply Innovation and Products filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- Prospectus (6) Apply Prospectus filter
- Supervisory convergence (6) Apply Supervisory convergence filter
- Short Selling (5) Apply Short Selling filter
- Trade Repositories (5) Apply Trade Repositories filter
- Warnings and publications for investors (5) Apply Warnings and publications for investors filter
- Securities Financing Transactions (4) Apply Securities Financing Transactions filter
- Speeches (4) Apply Speeches filter
- Sustainable finance (4) Apply Sustainable finance filter
- IAS Regulation (3) Apply IAS Regulation filter
- Corporate Finance (2) Apply Corporate Finance filter
- Management Board (2) Apply Management Board filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Audit (1) Apply Audit filter
- CCP Directorate (1) Apply CCP Directorate filter
- International cooperation (1) Apply International cooperation filter
- Securities and Markets Stakeholder Group (1) Apply Securities and Markets Stakeholder Group filter
- Securitisation (1) Apply Securitisation filter
Type of document
- (-) Remove Statement filter Statement
- (-) Remove Compliance table filter Compliance table
- (-) Remove CESR Document filter CESR Document
- (-) Remove Technical Standards filter Technical Standards
- Reference (56) Apply Reference filter
- Consultation Paper (33) Apply Consultation Paper filter
- Press Release (29) Apply Press Release filter
- Final Report (22) Apply Final Report filter
- Report (12) Apply Report filter
- Letter (11) Apply Letter filter
- Speech (10) Apply Speech filter
- Opinion (8) Apply Opinion filter
- Guidelines & Recommendations (7) Apply Guidelines & Recommendations filter
- Q&A (5) Apply Q&A filter
- Annual Report (2) Apply Annual Report filter
- Vacancy (2) Apply Vacancy filter
- Decision (1) Apply Decision filter
- Technical Advice (1) Apply Technical Advice filter
Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
01/10/2020 | ESMA80-187-610 | BMR Brexit Public Statement 2020 Q4 | Benchmarks, Brexit | Statement | PDF 110.8 KB |
||||
01/10/2020 | ESMA70-155-10962 | Impact of Brexit on the application of MiFID II/MiFIR | Brexit, MiFID - Secondary Markets, Trading | Statement | PDF 131.04 KB |
||||
09/04/2020 | ESMA80-187-546 | Actions to mitigate the impact of COVID-19 on the EU financial markets regarding the timeliness of fulfilling external audit requirements for interest rate benchmarks under the Benchmarks Regulation | Benchmarks, COVID-19 | Statement | PDF 89.31 KB |
||||
27/03/2020 | ESMA31-67-742 | Public statement on publication deadlines under the Transparency Directive | COVID-19, Transparency | Statement | PDF 88.72 KB |
||||
11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 129.58 KB |
||||
27/02/2020 | ESMA/2014/677-REV | Information on shareholder cooperation and acting in concert under the Takeover Bids Directive | Corporate Disclosure, Corporate Governance | Statement | PDF 368.97 KB |
The European Securities and Markets Authority (ESMA) has published an update to its statement on practices governed by the Takeover Bid Directive (TBD), focused on shareholder cooperation issues relating to acting in concert and the appointment of board members. The update concerns a change to the Croatian creep-in threshold and secondary threshold in Appendix B. The statement contains a White List of activities that shareholders can cooperate on without the presumption of acting in concert. It also contains information on how shareholders may cooperate in order to secure board member appointments by setting out factors that national authorities may take into account when considering whether shareholders are acting in concert.The statement is in response to a request by the European Commission for clarity on these issues, following its 2012 report on the application of the TBD. It is based on information collected about the TBD’s application and common practices across the European Economic Area (EEA). The statement was prepared by the Takeover Bids Network, a permanent working group, under ESMA’s auspices, that promotes the exchange of information on practices and application of the TBD across EEA. |
|||
13/02/2020 | ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 138.03 KB |
||||
06/02/2020 | ESMA70-156-2274 | Public statement- Ensuring a common supervisory approach to secure compliance with the MiFIR pre-trade transparency requirements in commodity derivatives | Trading | Statement | PDF 114.58 KB |
||||
07/10/2019 | ESMA70-155-8500 | Impact of no-deal Brexit on the application of MiFID II/MiFIR and the Benchmark Regulation (BMR) | Benchmarks, Brexit, MiFID - Secondary Markets | Statement | PDF 140.47 KB |
||||
07/10/2019 | ESMA90-1-167 | Update on the UK’s withdrawal from the European Union- preparations for a possible no-deal Brexit scenario on 31 October 2019 | Benchmarks, Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 179.84 KB |
||||
04/02/2019 | ESMA70-145-67 | Compliance table regarding MAR guidelines on delay in the disclosure of inside information | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 177.87 KB |
||||
04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 179.29 KB |
||||
13/03/2018 | ESMA70-143-30 | First meeting of the Euro Risk Free Rate Working Group – Steven Maijoor concluding remarks | Benchmarks | Statement | PDF 154.5 KB |
||||
25/05/2016 | 2016/724 | Requirements for reference data submission under Article 4 MAR | Market Abuse, Market Integrity | Statement | PDF 88.1 KB |
||||
28/09/2015 | 2015-ESMA-1455 | Final Report MAR TS | Market Abuse | Technical Standards | PDF 1.77 MB |
||||
25/09/2015 | 2015/1460 | ESMA Final Report on DRAFT RTS on EEAP | Transparency | Technical Standards | PDF 1.62 MB |
||||
29/09/2014 | 2014/1187 | Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive | Corporate Disclosure, Transparency | Technical Standards | PDF 810.07 KB |
The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings. | |||
12/11/2013 | 2013/1642 | Information on shareholder cooperation and acting in concert under the Takeover Bids Directive | Corporate Disclosure, Corporate Governance | Statement | PDF 321.63 KB |
The European Securities and Markets Authority (ESMA) has published a statement on practices governed by the Takeover Bid Directive (TBD), focused on shareholder cooperation issues relating to acting in concert and the appointment of board members. The statement contains a White List of activities that shareholders can cooperate on without the presumption of acting in concert. It also contains information on how shareholders may cooperate in order to secure board member appointments by setting out factors that national authorities may take into account when considering whether shareholders are acting in concert. The statement is in response to a request by the European Commission for clarity on these issues, following its 2012 report on the application of the TBD. It is based on information collected about the TBD’s application and common practices across the European Economic Area (EEA). The statement was prepared by the Takeover Bids Network, a permanent working group, under ESMA’s auspices, that promotes the exchange of information on practices and application of the TBD across EEA. | |||
20/03/2013 | 2013/318 | Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies | Prospectus, Corporate Disclosure, Transparency | CESR Document | PDF 265.19 KB |
||||
19/02/2013 | 2013/84 | Feedback statement on the consultation regarding the role of the proxy advisory industry | Corporate Disclosure, Corporate Governance | Statement | PDF 559.31 KB |