ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
23
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove COVID-19 filter COVID-19
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Management Board filter Management Board
- Corporate Disclosure (162) Apply Corporate Disclosure filter
- CESR Archive (85) Apply CESR Archive filter
- IAS Regulation (71) Apply IAS Regulation filter
- Post Trading (32) Apply Post Trading filter
- MiFID - Secondary Markets (18) Apply MiFID - Secondary Markets filter
- IFRS Supervisory Convergence (17) Apply IFRS Supervisory Convergence filter
- Joint Committee (16) Apply Joint Committee filter
- Audit (15) Apply Audit filter
- Securities and Markets Stakeholder Group (11) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (7) Apply Corporate Information filter
- MiFID - Investor Protection (7) Apply MiFID - Investor Protection filter
- Corporate Finance (5) Apply Corporate Finance filter
- Prospectus (5) Apply Prospectus filter
- Transparency (5) Apply Transparency filter
- Innovation and Products (4) Apply Innovation and Products filter
- Sustainable finance (4) Apply Sustainable finance filter
- Securitisation (3) Apply Securitisation filter
- Credit Rating Agencies (2) Apply Credit Rating Agencies filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Market Abuse (2) Apply Market Abuse filter
- Market Integrity (2) Apply Market Integrity filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- CCP Directorate (1) Apply CCP Directorate filter
- Corporate Governance (1) Apply Corporate Governance filter
- International cooperation (1) Apply International cooperation filter
- Supervisory convergence (1) Apply Supervisory convergence filter
Type of document
- (-) Remove Letter filter Letter
- Reference (107) Apply Reference filter
- Guidelines & Recommendations (104) Apply Guidelines & Recommendations filter
- Press Release (81) Apply Press Release filter
- Statement (55) Apply Statement filter
- Consultation Paper (46) Apply Consultation Paper filter
- Summary of Conclusions (38) Apply Summary of Conclusions filter
- Speech (28) Apply Speech filter
- Opinion (26) Apply Opinion filter
- Final Report (22) Apply Final Report filter
- Report (20) Apply Report filter
- Decision (17) Apply Decision filter
- Compliance table (11) Apply Compliance table filter
- Q&A (9) Apply Q&A filter
- Technical Advice (6) Apply Technical Advice filter
- Technical Standards (4) Apply Technical Standards filter
- Annual Report (3) Apply Annual Report filter
- Vacancy (2) Apply Vacancy filter
Your filters Reset all filters
Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
03/02/2021 | JC 2021 13 | Letter to the EU Commission on PRIIPS | Fund Management, Joint Committee | Letter | PDF 305.95 KB |
||||
03/02/2021 | ESMA34-46-99 | Letter to the EU Commission on Review of the ELTIF regulation | Fund Management | Letter | PDF 213.85 KB |
||||
19/08/2020 | ESMA34-32-551 | ESMA letter on AIFMD Review | Fund Management | Letter | PDF 331.6 KB |
||||
21/07/2020 | ESAs 2020 19 | Outcome of ESA review of the PRIIPs Delegated Regulation | Fund Management, Joint Committee | Letter | PDF 81.98 KB |
||||
11/05/2020 | ESMA32-61-403 | Letter to EFRAG on IASB Exposure Draft COVID-19 Related Rent Concessions | Corporate Disclosure, COVID-19 | Letter | PDF 127.34 KB |
||||
11/05/2020 | ESMA32-61-402 | Letter to IASB Exposure Draft COVID-19 Related Rent Concessions | Corporate Disclosure, COVID-19 | Letter | PDF 122.4 KB |
||||
08/03/2019 | JC-2019-17 | Joint Committee of ESAs Letter on PRIIPS | Fund Management, Joint Committee | Letter | PDF 121.06 KB |
||||
31/10/2018 | Ref. Ares(2018)5093685 | Letter from Commission VP Dombrovskis response to ESMA letter on implementation of the MMF Regulation | Fund Management | Letter | PDF 54.88 KB |
||||
07/08/2018 | ESMA34-32-427 | ESMA letter to EIOPA regarding AIFMD | Fund Management | Letter | PDF 203.59 KB |
||||
20/07/2018 | ESMA34-49-128 | Letter to EC VP Dombrovskis Share Cancellation MMF | Fund Management | Letter | PDF 211.7 KB |
||||
07/02/2018 | ESMA34-49-107 | Letter to European Commission on MMF ITS and Technical Advice | Fund Management | Letter | PDF 61.18 KB |
||||
31/03/2016 | 2016/412 | Letter to European Commission, European Council and European Parliament on the Proportionality principle and remuneration rules in the financial sector | Fund Management | Letter | PDF 154.73 KB |
||||
19/01/2016 | Ares(2015)5921711 | EU Commission Letter AIFMD Passport | Fund Management | Letter | PDF 63.78 KB |
||||
30/07/2015 | 2015/1234 | Letter to the European Council- ESMA’s opinion and advice on the AIFMD passport | Fund Management | Letter | PDF 64.7 KB |
||||
30/07/2015 | 2015/1233 | Letter to the European Parliament- ESMA’s opinion and advice on the AIFMD passport | Fund Management | Letter | PDF 65.84 KB |
||||
30/07/2015 | 2015/1232 | Letter to the European Commission- ESMA’s opinion and advice on the AIFMD passport | Fund Management | Letter | PDF 71.12 KB |
||||
23/02/2015 | 2015/168 | Letter to EU Institutions re ESMA’s 2015 Work Programme | Corporate Information, Management Board, Board of Supervisors | Letter | PDF 37.31 KB |
Dear Mr Gualtieri, Ms Ribkina and Commissioner Hill, On 30 September 2014 we sent you ESMA’s Work Programme for 2015, which was based on the budget request that had been approved by ESMA’s Board of Supervisors: a budget of €38,639,000 and 147 Establishment Plan posts. The EU budget had not been voted at the time. Following the adoption of the EU budget, ESMA’s 2015 expenditure budget is €33,601,402 (plus an additional €3,100,000 from assigned revenues for tasks delegated from National Competent Authorities) with an Establishment Plan of 137 posts. ESMA’s Board of Supervisors has approved a revised work programme to account for the difference of €5m and 10 Establishment Plan posts; representing a 15% reduction compared to the planned ESMA budget and 7% of its Establishment Plan. ESMA will therefore lack sufficient resources to execute all the tasks that were initially planned for 2015. The Work Programme explains the areas where reprioritisation had to take place, including the risk that ESMA will not fully meet its legal obligations, for instance due to the delay of delivery compared to legally set timetables. A summary of the deprioritised tasks is annexed to the Work Programme and reproduced in the table below. 2014/1200rev ESMA Work Programme | |||
18/07/2013 | Ares(2013)2569526 | European Commission letter to ESMA re draft Regulatory Technical Standards on types of AIFMD, Article 4(4) of AIFMD Directive | Fund Management | Letter | PDF 125.25 KB |
On 8 July 2013 ESMA received a letter from the European Commission (EC) in response to its draft regulatory technical standards in its Final report - Draft Regulatory Technical Standards on types of AIFMs (ESMA/2013/413) submitted to the EC on 2 April 2013 for endorsement. According to Article 10(1) sixth subparagraph of Regulation (EU) No 1095/2010, ESMA has 6 weeks starting from 8 July to respond to the EC’s letter. | |||
05/03/2013 | 2013/SMSG/03 | SMSG Advice on Benchmarks/Indices | Securities and Markets Stakeholder Group, Benchmarks | Letter | PDF 253.23 KB |
||||
16/11/2011 | 2011/382 | Letter to Michel Barnier- ESMA's response to the European Commission's provisional request to CESR/ESMA for technical advice on possible Level 2 measures concerningthe Directive for Alternative Investment Fund Managers (AIFM) | Fund Management | Letter | PDF 41.73 KB |