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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/10/2014 2014/1200 2015 Work Programme Corporate Information, Management Board, Board of Supervisors Reference PDF
500.54 KB		 The European Securities and Markets Authority (ESMA) has published its Work Programme for 2015. The programme sets out how ESMA intends to achieve its statutory objectives of investor protection and stable and orderly functioning markets through its operational activities of convergence, risk monitoring and analysis, the single rulebook and supervision. The projected work programme is based on a budget of €38,639,000 and a staff base of 202 people as per the budget approved by ESMA’s Board of Supervisors on 6 February 2014 and subsequently submitted to the EU institutions. At the time of drafting, the budget prepared by the European Commission and sent to the EU Council and Parliament for ESMA in 2015 is for €33,627,920 and 186 people. In order to prepare for the eventuality that ESMA will receive fewer posts than planned for in the work programme, Annex 5 contains a list of the areas of work that ESMA would be unable to accomplish in 2015 with reduced resources.
27/01/2017 ESMA20-839860843-411 2017 Regulatory Work Programme Board of Supervisors, Planning reporting budget Reference PDF
80.05 KB
07/02/2018 ESMA20-95-823 2018 Regulatory Work Programme Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Reference PDF
251.91 KB
01/12/2017 ESMA22-106-484 2018 SMSG application form Board of Supervisors, Securities and Markets Stakeholder Group Reference DOCX
39.24 KB
03/10/2018 ESMA20-95-933 2019 Work Programme Board of Supervisors, Corporate Information, Planning reporting budget Reference PDF
470.98 KB
01/10/2019 ESMA20-95-1132 2020 Work Programme Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Reference PDF
543.97 KB
12/10/2020 ESMA22-105-1230 Annex to Opening Statement for ECON Hearing 12 October 2020 Board of Supervisors, Brexit, Corporate Information, COVID-19, Speeches Reference PDF
350.51 KB
15/02/2022 ESMA32-384-5357 Annex- Response to EC targeted consultation on the Listing Act Market Abuse, MiFID - Investor Protection, Prospectus Reference PDF
836.77 KB
24/04/2012 2012/BS/29 Board of Supervisors meeting on 14 February 2012 Board of Supervisors Reference PDF
257.22 KB
29/06/2012 2012/BS/66 Board of Supervisors meeting on 17 April 2012 Board of Supervisors Reference PDF
251.54 KB
01/03/2012 2012/BS/5 Board of Supervisors meeting on 18 January 2012 Board of Supervisors Reference PDF
189.43 KB
01/03/2012 2012/BS/4 Board of Supervisors meeting on 20 December 2011 Board of Supervisors Reference PDF
258.17 KB
29/06/2012 2012/BS/46 Board of Supervisors meeting on 20 March 2012 Board of Supervisors Reference PDF
240.14 KB
23/03/2020 ESMA22-328-266 Board of Supervisors Rules of Procedure Board of Supervisors Reference PDF
225.25 KB
27/01/2022 ESMA43-318-11471 Breach of union law investigations Board of Supervisors Reference PDF
110.88 KB

Updated on 27 January 2022
16/10/2017 ESMA22-106-135 Call for expression of interest- Academics and Financial Markets Participants Board of Supervisors, Securities and Markets Stakeholder Group Reference PDF
320.76 KB
05/04/2019 ESMA22-106-1733 Call for expression of interest- consumers, employee reps, SMEs April 2019 Board of Supervisors, Securities and Markets Stakeholder Group Reference PDF
183.71 KB
10/06/2013 2013/619 Comparison of liability regimes in Member States in relation to the Prospectus Directive Prospectus, Corporate Disclosure Final Report PDF
596.91 KB		 The European Securities and Markets Authority (ESMA) has published a report on the Comparison of liability regimes in Member States in relation to the Prospectus Directive.   This is the first report of its kind and provides a comparison of liability regimes covering the EEA – comprising the 27 EU Member States along with Iceland and Norway and is aimed at providing clarity for market participants about the different regimes in place. The report contains an overview of the different arrangements and frameworks in place in  EEA States to address administrative, criminal, civil and governmental liability, and provides clarity to market participants about the different regimes in place. The report was compiled in response to a European Commission request of January 2011 for assistance in identifying and monitoring the different regimes in EEA states.   The report does not cover how the regimes, or sanctions, are applied.    Report Comparison of liability regimes in Member States in relation to the Prospectus Directive Annex II Comparative table of responses from EEA States Annex III Individual responses from EEA States
01/07/2021 ESMA31-62-1409 Compliance table GLs on Risk factors Prospectus Compliance table PDF
131.48 KB
08/07/2021 ESMA32-382-1157 Compliance table on disclosure requirements under the Prospectus Regulation Prospectus Compliance table PDF
124.29 KB

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