ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 21/12/2016 | 2016/1682 | 2016-1682 Press Release on Feedback Statement on ESEF | Corporate Disclosure, European Single Electronic Format, Press Releases, Transparency | Press Release | PDF 225.03 KB |
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| 24/05/2018 | ESMA71-99-981 | Anneli Tuominen VC reappointment | Board of Supervisors, Management Board | Press Release | PDF 208.13 KB |
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| 28/09/2015 | 2015-ESMA-1464 Annex II | Annex II- CBA- draft RTS and ITS on MiFID II and MiFIR | MiFID - Secondary Markets | Final Report | PDF 5.07 MB |
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| 04/01/2021 | ESMA71-99-1498 | Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories | Brexit, Credit Rating Agencies, Press Releases, Trade Repositories | Press Release | PDF 94.63 KB |
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| 10/06/2013 | 2013/619 | Comparison of liability regimes in Member States in relation to the Prospectus Directive | Prospectus, Corporate Disclosure | Final Report | PDF 596.91 KB |
The European Securities and Markets Authority (ESMA) has published a report on the Comparison of liability regimes in Member States in relation to the Prospectus Directive. This is the first report of its kind and provides a comparison of liability regimes covering the EEA – comprising the 27 EU Member States along with Iceland and Norway and is aimed at providing clarity for market participants about the different regimes in place. The report contains an overview of the different arrangements and frameworks in place in EEA States to address administrative, criminal, civil and governmental liability, and provides clarity to market participants about the different regimes in place. The report was compiled in response to a European Commission request of January 2011 for assistance in identifying and monitoring the different regimes in EEA states. The report does not cover how the regimes, or sanctions, are applied. Report Comparison of liability regimes in Member States in relation to the Prospectus Directive Annex II Comparative table of responses from EEA States Annex III Individual responses from EEA States | |||
| 26/05/2016 | 2016/725 | Draft RTS on indirect clearing arrangements under EMIR and MiFIR | Guidelines and Technical standards, Post Trading, MiFID - Secondary Markets | Final Report | PDF 740.71 KB |
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| 12/03/2021 | ESMA71-99-1589 | ED Announcement PR | Board of Supervisors, Corporate Information, Management Board | Press Release | PDF 78.78 KB |
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| 23/07/2015 | 2015/1136 | EEA prospectus activity in 2014 | Prospectus, Corporate Disclosure | Final Report | PDF 578.07 KB |
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| 01/10/2019 | ESMA71-99-1220 | ESMA 2020 WP | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget, Press Releases | Press Release | PDF 106.92 KB |
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| 15/06/2022 | ESMA71-99-1968 | ESMA 2021 Annual Report Press Release | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Press Release | PDF 133.56 KB |
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| 29/05/2019 | ESMA71-99-1168 | ESMA adjusts application of the trading obligation for shares in a no-deal Brexit | Brexit, MiFID - Secondary Markets, Press Releases | Press Release | PDF 87.46 KB |
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| 29/05/2019 | ESMA71-99-1168 | ESMA adjusts application of the trading obligation for shares in a no-deal Brexit | Brexit, MiFID - Secondary Markets, Press Releases | Press Release | PDF 87.46 KB |
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| 01/03/2012 | 2012/140 | ESMA advises European Commission on Prospectus Directive’s overhaul- Advice covers possible delegated acts | Prospectus, Corporate Disclosure, Press Releases | Press Release | PDF 115.14 KB |
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| 04/02/2019 | ESMA71-99-1107 | ESMA agrees no-deal Brexit MOUs with the Bank of England for recognition of UK CCPs and the UK CSD | Brexit, Post Trading, Press Releases | Press Release | PDF 131.3 KB |
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| 01/02/2019 | ESMA71-99-1096 | ESMA and EU securities regulators MoUs with FCA | Board of Supervisors, Brexit, Credit Rating Agencies, Fund Management, Press Releases, Trade Repositories | Press Release | PDF 80.5 KB |
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| 23/05/2018 | ESMA71-99-980 | ESMA appoints new member to its Management Board | Management Board | Press Release | PDF 144.6 KB |
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| 12/05/2022 | ESMA71-99-1943 | ESMA appoints new member to its Management Board- Press release | Board of Supervisors, Corporate Information, Management Board, Press Releases | Press Release | PDF 94.01 KB |
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| 06/11/2015 | 2015/1627 | ESMA appoints new members to its Management Board | Management Board, Press Releases | Press Release | PDF 104.35 KB |
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| 29/03/2017 | ESMA71-99-375 | ESMA appoints new members to its Management Board | Management Board, Press Releases | Press Release | PDF 145.6 KB |
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| 03/10/2016 | 2016/1425 | ESMA consults on consolidated tape for non-equity products | MiFID - Secondary Markets, Press Releases | Press Release | PDF 144.25 KB |
The European Securities and Markets Authority (ESMA) has issued today a consultation paper on its draft regulatory technical standards (RTS) regarding the creation of a consolidated tape for non-equity instruments which is required under the Markets in Financial Instruments Directive (MiFID II). The new MiFID II framework, which covers equity-like and non-equity instruments traded on trading venues, introduces provisions for establishing a central source of post-trade prices or consolidated tape. ESMA, having already issued its draft RTS on an equity tape, is seeking feedback on its draft RTS for the non-equity tape. In order to create the non-equity tape, trading venues and approved publication arrangements (APAs) will send real-time post-trade data to consolidated tape providers (CTPs), who will consolidate this data in real-time and make the data available to the public. |