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Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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10/05/2021 | ESMA50-164-4285 | Guidelines On outsourcing to cloud service providers | Innovation and Products | Guidelines & Recommendations | PDF 241.56 KB |
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20/12/2021 | ESMA70-156-5257 | Trading Venues with the Highest Turnover for Bonds- for CSDR Cash Penalties Calculation [TEMPLATE] | Post Trading | Reference | XLSX 3.26 MB |
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07/01/2021 | ESMA71-99-1505 | CFTC and ESMA Sign Enhanced MOU Related to Certain Recognized Central Counterparties | CCP Directorate, Press Releases | Press Release | PDF 75.21 KB |
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03/02/2017 | ESMA80-1467488426-27 | Supervision Annual Report 2016 and Work Programme 2017 | Credit Rating Agencies, Trade Repositories | Report | PDF 2.49 MB |
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15/03/2000 | 00-040 | Press release- FESCO agrees on an European definition of "Professional investors" | CESR Archive, Press Releases | Press Release | PDF 17.44 KB |
A common categorisation of investors for the application of Rules on Investor Protection is a major contribution to a common regulation of the European Single Market for financial services. |
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10/05/2000 | 00-055b | Press release- FESCO proposes to create a passport for European issuers | CESR Archive, Press Releases | Press Release | PDF 13.94 KB |
In order to facilitate European Companies to make EU-wide based offers or listing in Europe, FESCO proposes to create a passport for European issuers. The paper proposes a cross-border use of the Shelf Registration system in the EU and explores other possibilities to facilitate the mutual recognition of prospectuses. The paper is open for public consultation for a period of 3 months. |
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07/02/2001 | 01-007 | Press release- FESCO consultative paper on the "Harmonisation of Core Conduct of Business Rules for Investors Protection" | CESR Archive, Press Releases | Press Release | PDF 38.02 KB |
FESCO agrees to start a consultation on a new paper on "the Harmonisation of Core Conduct of Business Rules for Investors Protection" (ref. FESCO/00-124b). This paper complements the paper adopted in March 2000 on the categorisation of investors for the purpose of conduct of business rules. The elaboration of these documents is a significant contribution to the EU Action Plan for Financial Services. The document is open to public consultation for a period of 3 months. |
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11/05/2005 | 05-331 | Press release- Facilitating the implementation of the Market Abuse Directive | Market Abuse, Press Releases | Press Release | PDF 72.91 KB |
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22/11/2007 | 07-762 | Press release- CESR identifies the Administrative Measures and Sanctions as well as the Criminal Sanctions available in Member States under the Market Abuse Directive (MAD) | Market Abuse, Press Releases | Press Release | PDF 82.23 KB |
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07/03/2008 | 08-209 | Press release- CESR increases confidence for retail investors with the development of a retail investor guide on MiFID | CESR Archive, Press Releases | Press Release | PDF 77.51 KB |
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24/02/2009 | 09-204 | Press Release- CESR Members re-elect Eddy Wymeersch as Chair and Carlos Tavares as Vice-Chair of CESR | CESR Archive, Press Releases | Press Release | PDF 97.63 KB |
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09/06/2010 | 10-333 | Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies | CESR Archive, Credit Rating Agencies | Technical Advice | PDF 4.59 MB |
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15/03/2018 | 15-03-2018 | Big Data Factsheet | Innovation and Products | Reference | PDF 750.34 KB |
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15/03/2018 | 15-3-18 | ESAs weigh benefits and risks of Big Data | Innovation and Products, Press Releases | Press Release | PDF 20.5 KB |
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14/04/2011 | 2011/114 | Consultation paper- ESMA´s Technical Advice to the Commission on Fees for CRA Supervision | Credit Rating Agencies | Consultation Paper | PDF 95.52 KB |
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14/04/2011 | 2011/118 | Press release- ESMA sets out guidelines on risk measurement and the calculation of global exposure for certain types of structured UCITS | Fund Management, Press Releases | Press Release | PDF 31.34 KB |
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15/04/2011 | 2011/123 | Press release- ESMA seeks preliminary views on future rules for alternative investment fund managers | Fund Management, Press Releases | Press Release | PDF 39.69 KB |
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18/05/2011 | 2011/139 | Final report- Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 653.98 KB |
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17/05/2011 | 2011/144 | Final advice- ESMA´s Technical Advice to the Commission on Fees for CRAs | Credit Rating Agencies | Technical Advice | PDF 1.72 MB |
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18/05/2011 | 2011/146 | Press release- ESMA issues Guidelines on endorsement and clarifies the use for regula-tory purposes of credit ratings issued outside the European Union after 6 June 2011 | Credit Rating Agencies, Press Releases | Press Release | PDF 33.42 KB |