ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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14/03/2022 | ESMA71-99-1864 | ESMA Statement on Ukraine | Benchmarks, Board of Supervisors, CCP Directorate, Corporate Disclosure, Credit Rating Agencies, Fund Management, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Press Releases, Trade Repositories, Trading | Statement | PDF 93.35 KB |
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01/02/2022 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 161.56 KB |
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01/02/2022 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.78 KB |
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19/01/2022 | ESMA35-43-2517 | Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 140.42 KB |
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17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
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17/12/2021 | ESMA81-459-36 | Statement on Preparedness for the Cessation of EUR, GBP, CHF and JPY LIBORs and EONIA, and ceasing use of USD LIBOR in new contracts, at the end of 2021 | Benchmarks | Statement | PDF 169 KB |
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09/12/2021 | ESMA81-459-35 | Statement from the EUR Risk Free Rates Working Group | Benchmarks | Statement | PDF 64.3 KB |
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29/10/2021 | ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 145.3 KB |
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28/10/2021 | ESMA70-154-2780 | ESMA’s Statement on Investment Recommendations on Social Media | Market Integrity, MiFID - Investor Protection | Statement | PDF 106.19 KB |
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01/10/2021 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 163.99 KB |
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21/07/2021 | ESMA35-43-2748 | Public statement- Results of the 2020 Common Supervisory Action (CSA) on MiFID II suitability requirements | MiFID - Investor Protection | Statement | PDF 161.08 KB |
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15/07/2021 | ESMA32-384-5209 | ESMA Public Statement SPACs | MiFID - Investor Protection, Prospectus | Statement | PDF 151.59 KB |
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13/07/2021 | ESMA35-43-2749 | ESMA Public Statement PFOF and zero-commission brokers | MiFID - Investor Protection | Statement | PDF 130.24 KB |
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24/06/2021 | Joint Statement LIBOR | Joint Public Statement USD LIBOR | Benchmarks | Statement | PDF 300.8 KB |
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31/03/2021 | ESMA35-43-2632 | Application of the temporary suspension of the obligation to publish RTS 27 reports | MiFID - Investor Protection | Statement | PDF 78.5 KB |
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24/03/2021 | ESMA80 -187-881 | BMR Brexit Statement updated | Benchmarks, Brexit | Statement | PDF 82.91 KB |
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23/02/2021 | ESMA22-105-1307 | Introductory statement on GameStop share trading- Steven Maijoor | Market Integrity, MiFID - Investor Protection | Statement | PDF 96.93 KB |
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17/02/2021 | ESMA70-155-11809 | Episodes of very high volatility in trading of certain stocks | Market Integrity, MiFID - Investor Protection | Statement | PDF 107.47 KB |
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28/01/2021 | ESMA71-99-1544 | ESMA appoints new IPISC and CNS Chairs | Board of Supervisors, Corporate Information, MiFID - Investor Protection, Sustainable finance | Statement | PDF 87.3 KB |
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28/01/2021 | ESMA71-99-1544 | ESMA appoints new IPISC and CSN chairs | Board of Supervisors, Corporate Information, MiFID - Investor Protection, Sustainable finance | Statement |