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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
17/05/2022 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting MiFID - Investor Protection Reference PDF
341.26 KB
06/05/2022 ESMA35-42-1305 ESCPR- Miscellaneous reporting to ESMA Crowdfunding, MiFID - Investor Protection Reference PDF
367.89 KB
13/04/2022 PROC/2021/14 Open procurement procedure – ADMS – DEADLINE 14/06/2022 – 23:59 Procurement ONGOING Procedure PDF
104.91 KB

This public procurement procedure is for “Application Development, Maintenance and Support”:

Main documents related to this procedure are downloadable and visible following the TED eTendering link published in the contract notice; some documents will be shared based on submission of signed NDU and its supporting documents.

Please note that registration in the eTendering website will give you access to the following functionalities:

  • Submission of questions related to the procedure;
  • Notifications related to changes to the procedure.

ESMA strongly advises registering and subscribing to ensure that no information related to the tender procedure is missed.
29/03/2022 PROC/2021/03 Open procurement procedure – Delivery of Professional Technical Skills Development Trainings – DEADLINE 03/05/2022 – 15:00 Procurement ONGOING Procedure PDF
127.53 KB

This public procurement procedure is for “ Delivery of Professional Technical Skills Development Trainings”:

All documents related to this procedure are downloadable and visible following the TED eTendering link published below and in the contract notice. All of the information is accessible without registration in the eTendering website. However, registered users will be able to use the following functionalities:

  • Submission of questions related to the tender;
  • Notifications related to changes to the tender procedure.

ESMA strongly advises registering and subscribing to ensure that no information related to the tender procedure is missed.

Link to eTendering: https://etendering.ted.europa.eu/cft/cft-display.html?cftId=10554
22/03/2022 ESMA63-313-659 Procurement plan overview Procurement Reference PDF
72.18 KB
15/02/2022 ESMA32-384-5357 Annex- Response to EC targeted consultation on the Listing Act Market Abuse, MiFID - Investor Protection, Prospectus Reference PDF
836.77 KB
14/02/2022 ESAFinEdu Highlights Joint ESAs financial education conference 2022- Highlights Joint Committee, MiFID - Investor Protection Reference PDF
318.78 KB
10/02/2022 ESMA 80-195-1352 Text mining ESG disclosures in rating agency press releases Credit Rating Agencies, Innovation and Products, Sustainable finance Reference PDF
403.58 KB
02/02/2022 ESMA35-43-2900 Supervisory briefing in relation to firms using tied agents in the MiFID II framework MiFID - Investor Protection Reference PDF
198.53 KB
01/02/2022 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) Guidelines and Technical standards, MiFID - Investor Protection Compliance table PDF
161.56 KB
01/02/2022 ESMA35-43-1968 Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) Guidelines and Technical standards, MiFID - Investor Protection Compliance table PDF
159.78 KB
31/01/2022 JC 2022 03 Joint ESAs thematic repository of national financial education initiatives on digitalisation Joint Committee, MiFID - Investor Protection Reference PDF
4.99 MB

Joint ESAs thematic repository of national financial education initiatives on digitalisation - with a specific focus on cybersecurity, scams and fraud
31/01/2022 ESAs Financial Education event Joint ESAs high-level conference on financial education Joint Committee, MiFID - Investor Protection Reference PDF
258.84 KB
28/01/2022 ESMA 80-416-252 Response Form- CP Revision to Guidelines and Recommendations on the Scope of the CRA Regulation Credit Rating Agencies Reference DOCX
622.67 KB
28/01/2022 ESMA70-156-4978 reply form Reply form for the Consultation Paper on the Opinion on Trading Venue perimeter MiFID - Investor Protection, MiFID - Secondary Markets, Trading Reference DOCX
418.16 KB
19/01/2022 ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) Guidelines and Technical standards, MiFID - Investor Protection Compliance table PDF
140.42 KB
07/01/2022 ESMA35-30-703 Call for expression of interest: CWG of ESMA's IPISC MiFID - Investor Protection Reference PDF
188.91 KB
04/01/2022 JC 2021 56 Mandate of the Joint Committee of the European Supervisory Authorities’ Consumer Protection and Financial Innovation Sub-Committee Innovation and Products, Joint Committee, MiFID - Investor Protection Reference PDF
91.78 KB
17/12/2021 ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection Compliance table PDF
302.18 KB
18/11/2021 ESMA35-30-703 application form Application form- IPISC CWG renewal 2021 MiFID - Investor Protection Reference DOCX
37.46 KB

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