ESMA LIBRARY
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Post Trading filter Post Trading
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Procurement filter Procurement
- MiFID - Secondary Markets (97) Apply MiFID - Secondary Markets filter
- Corporate Information (81) Apply Corporate Information filter
- Guidelines and Technical standards (44) Apply Guidelines and Technical standards filter
- Market Integrity (36) Apply Market Integrity filter
- Short Selling (34) Apply Short Selling filter
- Fund Management (23) Apply Fund Management filter
- CESR Archive (17) Apply CESR Archive filter
- COVID-19 (12) Apply COVID-19 filter
- Market Abuse (12) Apply Market Abuse filter
- Joint Committee (9) Apply Joint Committee filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Board of Supervisors (8) Apply Board of Supervisors filter
- Corporate Disclosure (6) Apply Corporate Disclosure filter
- Supervisory convergence (6) Apply Supervisory convergence filter
- Benchmarks (5) Apply Benchmarks filter
- Prospectus (5) Apply Prospectus filter
- Brexit (4) Apply Brexit filter
- Innovation and Products (4) Apply Innovation and Products filter
- Management Board (4) Apply Management Board filter
- Securitisation (4) Apply Securitisation filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Trade Repositories (2) Apply Trade Repositories filter
- Trading (2) Apply Trading filter
- Corporate Finance (1) Apply Corporate Finance filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Transparency (1) Apply Transparency filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove Compliance table filter Compliance table
- (-) Remove Annual Report filter Annual Report
- (-) Remove ONGOING Procedure filter ONGOING Procedure
- Reference (200) Apply Reference filter
- Guidelines & Recommendations (135) Apply Guidelines & Recommendations filter
- Consultation Paper (114) Apply Consultation Paper filter
- Press Release (113) Apply Press Release filter
- Final Report (94) Apply Final Report filter
- CLOSED Procedure (73) Apply CLOSED Procedure filter
- Statement (69) Apply Statement filter
- Letter (50) Apply Letter filter
- Report (47) Apply Report filter
- Speech (31) Apply Speech filter
- Technical Advice (30) Apply Technical Advice filter
- Decision (27) Apply Decision filter
- Investor Warning (27) Apply Investor Warning filter
- Technical Standards (14) Apply Technical Standards filter
- Q&A (12) Apply Q&A filter
- SMSG Advice (2) Apply SMSG Advice filter
Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
02/08/2022 | PROC/2022/09 | Negotiated procedure- PROC/2022/09- Crypto data – DEADLINE for expression of interest 17/08/2022 – 23:59 | Procurement | ONGOING Procedure | PDF 111.41 KB |
||||
01/08/2022 | PROC/2022/01 | Open procurement procedure – MWS – DEADLINE 16/9/2022 – 11:00 | Procurement | ONGOING Procedure | PDF 105.08 KB |
This public procurement procedure is for “Managed Workplace Services”: Please note that registration on the eTendering website will give you access to the following functionalities:
ESMA strongly advises registering and subscribing to ensure that no information related to the tender procedure is missed. |
|||
20/07/2022 | ESMA35-43-3327 | Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 322.1 KB |
||||
19/07/2022 | ESMA35-43-3020 | Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 320.25 KB |
||||
31/05/2022 | ESMA35-43-2517 | Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 141.13 KB |
||||
02/05/2022 | ESMA70-449-501 | Opinion ITS insider lists | Market Integrity, MiFID - Investor Protection, MiFID - Secondary Markets, Trading | Opinion | PDF 1.76 MB |
||||
02/05/2022 | ESMA70-449-497 | Opinion RTS liquidity contracts for SME Growth Market issuers | Market Integrity, MiFID - Investor Protection, MiFID - Secondary Markets, Trading | Opinion | PDF 849.59 KB |
||||
13/04/2022 | PROC/2021/14 | Open procurement procedure – ADMS – DEADLINE 26/06/2022 – 23:59 | Procurement | ONGOING Procedure | PDF 104.91 KB |
This public procurement procedure is for “Application Development, Maintenance and Support”: Please note that registration in the eTendering website will give you access to the following functionalities:
ESMA strongly advises registering and subscribing to ensure that no information related to the tender procedure is missed. |
|||
29/03/2022 | PROC/2021/03 | Open procurement procedure – Delivery of Professional Technical Skills Development Trainings – DEADLINE 03/05/2022 – 15:00 | Procurement | ONGOING Procedure | PDF 127.53 KB |
This public procurement procedure is for “ Delivery of Professional Technical Skills Development Trainings”:
ESMA strongly advises registering and subscribing to ensure that no information related to the tender procedure is missed. |
|||
01/02/2022 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 161.56 KB |
||||
01/02/2022 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.78 KB |
||||
17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
29/10/2021 | ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 145.3 KB |
||||
01/10/2021 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 163.99 KB |
||||
30/09/2021 | ESMA80-196-5819 | Opinion on improving access to and use of credit ratings | Credit Rating Agencies | Opinion | PDF 331.84 KB |
||||
08/06/2021 | ESMA35-43-2524 | ESMA Opinion on the product intervention measures relating to turbos proposed by the Dutch AFM | MiFID - Investor Protection | Opinion | PDF 267.28 KB |
||||
08/03/2021 | ESMA70-151-2537 | Compliance table Guidelines Conflict of interest | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.4 KB |
||||
14/12/2020 | ESMA 33-9-383 | CRA Market Share Calculation 2020 | Credit Rating Agencies | Annual Report | PDF 511.26 KB |
||||
08/04/2020 | ESMA35-43-2320 | ESMA opinion under article 43(2) MiFIR (HU_BO) | MiFID - Investor Protection | Opinion | PDF 110.81 KB |
||||
08/04/2020 | ESMA35-43-2321 | ESMA opinion under article 43(2) MiFIR (HU_CFD) | MiFID - Investor Protection | Opinion | PDF 113.32 KB |