ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
7
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Short Selling filter Short Selling
- Guidelines and Technical standards (41) Apply Guidelines and Technical standards filter
- Fund Management (17) Apply Fund Management filter
- Post Trading (15) Apply Post Trading filter
- MiFID - Secondary Markets (13) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (11) Apply MiFID - Investor Protection filter
- Corporate Disclosure (5) Apply Corporate Disclosure filter
- Credit Rating Agencies (5) Apply Credit Rating Agencies filter
- Market Abuse (4) Apply Market Abuse filter
- Prospectus (3) Apply Prospectus filter
- Transparency (3) Apply Transparency filter
- Benchmarks (2) Apply Benchmarks filter
- Market Integrity (2) Apply Market Integrity filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Innovation and Products (1) Apply Innovation and Products filter
- Supervisory convergence (1) Apply Supervisory convergence filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove Technical Standards filter Technical Standards
- Guidelines & Recommendations (100) Apply Guidelines & Recommendations filter
- Reference (100) Apply Reference filter
- CLOSED Procedure (73) Apply CLOSED Procedure filter
- Final Report (36) Apply Final Report filter
- Opinion (36) Apply Opinion filter
- Press Release (33) Apply Press Release filter
- Consultation Paper (30) Apply Consultation Paper filter
- Letter (22) Apply Letter filter
- Statement (17) Apply Statement filter
- Report (16) Apply Report filter
- Decision (14) Apply Decision filter
- Summary of Conclusions (11) Apply Summary of Conclusions filter
- Q&A (8) Apply Q&A filter
- Speech (6) Apply Speech filter
- SMSG Advice (4) Apply SMSG Advice filter
- Technical Advice (4) Apply Technical Advice filter
- Annual Report (3) Apply Annual Report filter
- Investor Warning (2) Apply Investor Warning filter
- ONGOING Procedure (2) Apply ONGOING Procedure filter
- CESR Document (1) Apply CESR Document filter
Your filters Reset all filters
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
| 10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |
||||
| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
||||
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
|||
| 23/12/2014 | JC/2014/092 | Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive | Joint Committee | Technical Standards | PDF 819.76 KB |
||||
| 29/07/2013 | JC 2013/01 | Final Draft Regulatory Technical Standards | Joint Committee | Technical Standards | PDF 1.17 MB |
||||
| 30/03/2012 | 2012/228 | Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps | Short Selling | Technical Standards | PDF 1.02 MB |
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March on short selling and certain aspects of credit default swaps (the Regulation) requires ESMA to develop draft regulatory (RTS) and implementing technical standards (ITS) in relation to several provisions contained in Articles 9, 11, 12 and 16 of the Regulation. The draft RTS and ITS will be submitted to the European Commission by 31 March 2012. The Commission has three months to decide whether to endorse ESMAs draft technical standards. A further regulatory technical standard, on the method of calculation of the fall in value of a financial instrument required under Article 24(8) of the Regulation will be submitted together with the technical advice in the course of April 2012. |