ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 29/04/2022 | ESMA71-99-1935 | ESMA makes recommendations to improve investor protection | MiFID - Investor Protection, Press Releases | Press Release | PDF 161.86 KB |
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| 24/03/2022 | ESMA71-99-1913 | Press_Release_Enforcement REGIS TR | Board of Supervisors, Press Releases, Trade Repositories | Press Release | PDF 121.76 KB |
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| 29/10/2021 | ESMA71-99-1751 | Press Release- European enforcers target COVID-19 and climate-related disclosures | Corporate Disclosure, IAS Regulation, IFRS Supervisory Convergence, Press Releases | Press Release | PDF 97.63 KB |
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| 28/10/2021 | ESMA71-99-1752 | Press Release- ESMA addresses investment recommendations made on social media platforms | Market Integrity, MiFID - Investor Protection, Press Releases | Press Release | PDF 445.71 KB |
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| 23/09/2021 | ESMA71-99-1734 | Press Release- ESMA fines UnaVista trade repository €238500 for EMIR data failures | Board of Supervisors, Press Releases, Trade Repositories | Press Release | PDF 125.85 KB |
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| 15/07/2021 | ESMA71-99-1709 | Press Release- ESMA SPACs statement | MiFID - Investor Protection, Press Releases, Prospectus | Press Release | PDF 91.75 KB |
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| 12/07/2021 | ESMA71-99-1715 | Press Release- DTCC Derivatives Repository fined €408,000 for EMIR data breaches | Board of Supervisors, Press Releases, Trade Repositories | Press Release | PDF 128.95 KB |
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| 30/03/2021 | ESMA71-99-1622 | CRA Enforcement Case Moodys March 2021 | Board of Supervisors, Credit Rating Agencies, Press Releases | Press Release | PDF 134.39 KB |
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| 04/01/2021 | ESMA71-99-1498 | Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories | Brexit, Credit Rating Agencies, Press Releases, Trade Repositories | Press Release | PDF 94.63 KB |
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| 28/10/2020 | ESMA71-99-1422 | Press Release European Common Enforcement Priorities 2020 | Corporate Disclosure, IAS Regulation, IFRS Supervisory Convergence, Press Releases | Press Release | PDF 101.44 KB |
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| 04/06/2020 | ESMA71-99-1338 | Scope Ratings Enforcement Action | Credit Rating Agencies, Press Releases | Press Release | PDF 127.88 KB |
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| 13/05/2020 | ESMA71-99-1327 | Press Release CLO Thematic Report | COVID-19, Credit Rating Agencies, Press Releases | Press Release | PDF 123.56 KB |
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| 06/04/2020 | ESMA71-99-1301 | ESMA report stresses impact of costs on retail investor benefits | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Press Release | PDF 109.54 KB |
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| 09/03/2020 | ESMA71-99-1287 | ESMA Supervision WP 2020 | Benchmarks, Credit Rating Agencies, Press Releases, Securities Financing Transactions, Securitisation, Trade Repositories | Press Release | PDF 130.42 KB |
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| 20/12/2019 | ESMA71-99-1256 | ESMA CRAs TRs thematic fees report | Press Releases, Supervisory convergence, Trade Repositories | Press Release | PDF 101.41 KB |
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| 05/12/2019 | ESMA71-99-1255 | PR on GLs for CRAs internal control functions | Credit Rating Agencies, Press Releases | Press Release | PDF 86.68 KB |
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| 18/07/2019 | ESMA71-99-1199 | Press Release for CRA sustainability | Credit Rating Agencies, Sustainable finance | Press Release | PDF 79.07 KB |
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| 15/07/2019 | ESMA71-99-1181 | Press release: ESMA fines Regis-TR S.A. €56,000 for data access failures | Press Releases, Trade Repositories | Press Release | PDF 115.68 KB |
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| 27/05/2019 | ESMA71-99-1166 | Press release: ESMA registers Inbonis SA as credit rating agency | Credit Rating Agencies | Press Release | PDF 75.61 KB |
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| 02/04/2019 | ESMA71-99-1138 | ESMA issues four positive opinions on national product intervention measures | MiFID - Investor Protection, Press Releases | Press Release | PDF 98.12 KB |