ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
02/08/2021 CFA IPI 27/07/2021 Call for advice to the European Securities and Markets Authority (ESMA) regarding certain aspects relating to retail investor protection Reference PDF
178.79 KB
02/08/2021 CFA PRIIPS 27/07/2021 Call for advice to the Joint Committee of the European Supervisory Authorities regarding the PRIIPs Regulation , Reference PDF
258.73 KB
26/07/2021 C(2021) 4858 final Commission decision on Q&As to ESAs , Reference PDF
290.06 KB
16/07/2021 Overview recruitments Overview recruitments- Updated July 2021 , Reference PDF
387.28 KB
02/07/2021 ESMA35-36-2319 Annex I Joint ESMA and EBA GL on the assessment of suitability of members of the management body Reference XLSX
70.83 KB
02/07/2021 ESMA42-110-812 Notifications of Compliance with Guidelines – Overview Table Reference XLSX
99.08 KB
02/07/2021 ESMA42-646012687-331 ESMA Guidelines , Reference XLSX
59.63 KB
31/05/2021 2021/Q2 IFR list Further instruments and funds qualifying as own funds for investment firms , Reference XLSX
26.97 KB
27/05/2021 esma82-402-514 Response_form_CP_STS_RTS_ITS_SECR Reference DOCX
770.72 KB
12/05/2021 ESMA64-77-335 ESMA traineeship Policy Reference PDF
294.48 KB
28/04/2021 ESMA34-45-1248 Public hearing on CP on taxonomy-related product disclosures April 2021- Agenda , Reference PDF
121.71 KB
29/03/2021 ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR Technical Advice PDF
337.33 KB
17/03/2021 ESMA34-45-1218 Response form CP Taxonomy Disclosures , Reference DOCX
569.44 KB
17/03/2021 JC 2021 22 Joint consultation on Taxonomy-related sustainability disclosures , Reference PDF
1.07 MB
28/01/2021 ESMA32-384-5080 Languages accepted for scrutiny of the Prospectus and translation requirements for Summaries Reference PDF
171.3 KB
18/01/2021 JC 2020 85 Annex to draft ITS on IGT and RC reporting templates for conglomerates Reference PDF
1.23 MB
08/01/2021 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Reference PDF
256.69 KB
05/01/2021 ESMA40-134-2458 Conflict of interests and ethics policy- ESMA staff , Reference PDF
6.72 MB
15/12/2020 ESMA64-80-232 ED decision on the extension of reserve lists ending 31/12/2020 Reference PDF
89.47 KB
03/11/2020 ESMA33-128-760 Securitisations designated as STS as from 01/01/2019 Regulation 2402/2017 Reference XLSX
108.07 KB

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