ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
65
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Warnings and publications for investors X Prospectus X Short Selling X Technical Standards X CESR Document X Letter X Reference X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
23/05/2008 08-003 Finnish A Consumer's guide to MiFID- Investing in Financial products- Finnish translation Reference PDF
1 MB
01/09/2008 08-003 Icelandic A Consumer's guide to MiFID- Investing in Financial products- Icelandic translation Reference PDF
554.96 KB
26/08/2008 08-003 German A Consumer's guide to MiIFD- Investing in Financial products- German translation Reference PDF
380.1 KB
30/09/2008 08-003 Lithuanian A Consumer's guide to MiIFD- Investing in Financial products- Lithuanian translation Reference PDF
3.22 MB
31/07/2008 08-003 Maltese A Consumer's guide to MiIFD- Investing in Financial products- Maltese translation Reference PDF
1.24 MB
07/03/2008 08-003 A Consumers' Guide to MiFID- Investing in Financial Products Reference PDF
563.13 KB
07/03/2008 08-003 Dutch A Consumers' Guide to MiFID- Investing in Financial Products- Dutch translation Reference PDF
245.93 KB
07/03/2008 08-003 French A Consumers' Guide to MiFID- Investing in Financial Products- French translation Reference PDF
240.21 KB
07/03/2008 08-003 HU A Consumers' Guide to MiFID- Investing in Financial Products- Hungarian translation Reference PDF
281.74 KB
07/03/2008 08-003 ES A Consumers' Guide to MiFID- Investing in Financial Products- Spanish Translation Reference PDF
2.35 MB
04/01/2021 SSR sanctions Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) Reference PDF
371.24 KB
25/01/2013 2012/682 HU Befektetési útmutató Reference PDF
795.26 KB
Befektetési útmutató
25/01/2013 2012/682 NL Beleggersgids Reference PDF
689.11 KB
Beleggersgids
24/11/2011 2011/398 Contact information for retail investors- contact points in national competent authorities Reference PDF
100.81 KB
10/01/2014 2013/1932 Deadlines for the submission of draft technical standards , Letter PDF
51.91 KB
20/12/2013 2013/1970 Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus , Technical Standards PDF
713.74 KB
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment.
30/03/2012 2012/228 Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps Technical Standards PDF
1.02 MB
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March on short selling and certain aspects of credit default swaps (the Regulation)  requires ESMA to develop draft regulatory (RTS) and implementing technical standards (ITS) in relation to several provisions contained in Articles 9, 11, 12 and 16 of the Regulation. The draft RTS and ITS will be submitted to the European Commission by 31 March 2012. The Commission has three months to decide whether to endorse ESMAs draft technical standards. A further regulatory technical standard, on the method of calculation of the fall in value of a financial instrument required under Article 24(8) of the Regulation will be submitted together with the technical advice in the course of April 2012.
30/06/2014 2014/726 Enhanced protection for retail investors: MiFID II and MiFIR Reference PDF
559.7 KB
Changes are being made to a key piece of European law whose purpose is to protect you when you buy or invest in financial products. The Markets in Financial Instruments Directive (MiFID) is being updated and strengthened in some important areas and will be known as MiFID II. MiFID is central to the regulation of financial markets in the European Union. It regulates the provision of investment services in financial instruments (such as shares, bonds, derivatives and various structured products) by banks and investment firms, and the operation of traditional stock exchanges and alternative trading venues. One of its core objectives is to ensure a high degree of harmonised protection for investors in financial instruments. We highlight some of the more important changes taking place to MiFID which we think are most relevant to you as a retail investor.
04/12/2019 ESMA31-59-1417 ESMA amendments to an RTS relating to the PR Reference PDF
283.48 KB
21/05/2015 2015/857 ESMA response to the European Commission consultation on the review of the Prospectus Directive , Letter PDF
241.24 KB

Pages