ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
186
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove COVID-19 filter COVID-19
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- Speeches (159) Apply Speeches filter
- Board of Supervisors (93) Apply Board of Supervisors filter
- MiFID - Investor Protection (83) Apply MiFID - Investor Protection filter
- Management Board (48) Apply Management Board filter
- Fund Management (44) Apply Fund Management filter
- Securities and Markets Stakeholder Group (44) Apply Securities and Markets Stakeholder Group filter
- Post Trading (36) Apply Post Trading filter
- Short Selling (36) Apply Short Selling filter
- CESR Archive (26) Apply CESR Archive filter
- Innovation and Products (24) Apply Innovation and Products filter
- Joint Committee (21) Apply Joint Committee filter
- Corporate Information (15) Apply Corporate Information filter
- Supervisory convergence (14) Apply Supervisory convergence filter
- Benchmarks (12) Apply Benchmarks filter
- Brexit (12) Apply Brexit filter
- Market Abuse (12) Apply Market Abuse filter
- Corporate Disclosure (10) Apply Corporate Disclosure filter
- Sustainable finance (9) Apply Sustainable finance filter
- Credit Rating Agencies (8) Apply Credit Rating Agencies filter
- Securitisation (6) Apply Securitisation filter
- CCP Directorate (5) Apply CCP Directorate filter
- Prospectus (5) Apply Prospectus filter
- Risk Analysis & Economics - Markets Infrastructure Investors (5) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Transparency (5) Apply Transparency filter
- IFRS Supervisory Convergence (4) Apply IFRS Supervisory Convergence filter
- Trade Repositories (3) Apply Trade Repositories filter
- Trading (3) Apply Trading filter
- International cooperation (2) Apply International cooperation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Market data (1) Apply Market data filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove Compliance table filter Compliance table
- (-) Remove Speech filter Speech
- Guidelines & Recommendations (563) Apply Guidelines & Recommendations filter
- Reference (153) Apply Reference filter
- Statement (54) Apply Statement filter
- Letter (47) Apply Letter filter
- Consultation Paper (44) Apply Consultation Paper filter
- Press Release (44) Apply Press Release filter
- Final Report (41) Apply Final Report filter
- Report (20) Apply Report filter
- Q&A (10) Apply Q&A filter
- Decision (9) Apply Decision filter
- Technical Standards (7) Apply Technical Standards filter
- Annual Report (6) Apply Annual Report filter
- Technical Advice (3) Apply Technical Advice filter
- Vacancy (2) Apply Vacancy filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Audit X Corporate Finance X Market Integrity X European Single Electronic Format X COVID-19 X Guidelines and Technical standards X MiFID - Secondary Markets X Speech X Summary of Conclusions X Compliance table X Opinion X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 02/05/2016 | 2016/666 ANNEX | Annex- Opinion on draft RTS 2 non-equity transparency | MiFID - Secondary Markets | Opinion | PDF 633.28 KB |
||||
| 30/05/2016 | 2016/730 ANNEX | Annex- Opinion on draft RTS 20 on ancillary activity | MiFID - Secondary Markets | Opinion | PDF 220.42 KB |
||||
| 02/05/2016 | 2016/668 ANNEX | Annex- Opinion on draft RTS 21 position limits | MiFID - Secondary Markets | Opinion | PDF 124.02 KB |
||||
| 19/11/2019 | ESMA71-319-154 | Banking and the MiFID II review | MiFID - Investor Protection, MiFID - Secondary Markets, Speeches | Speech | PDF 135.75 KB |
||||
| 30/04/2019 | ESMA70-155-3655 | Belgian Power Physical Base position limit opinion | MiFID - Secondary Markets | Opinion | PDF 261.43 KB |
||||
| 13/02/2019 | ESMA71-319-91 | Brexit – the regulatory challenges | Brexit, Fund Management, MiFID - Secondary Markets, Post Trading, Speeches, Supervisory convergence | Speech | PDF 175.3 KB |
Steven Maijoor keynote at the European Financial Forum in Dublin |
|||
| 30/05/2017 | ESMA70-145-103 | Communication on launch of reference data submission under MAR | Market Abuse, Market Integrity | Opinion | PDF 132.12 KB |
||||
| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 157.54 KB |
||||
| 11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 129.58 KB |
||||
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
|||
| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
||||
| 04/10/2017 | ESMA34-43-352 | Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive | Fund Management, Guidelines and Technical standards | Compliance table | PDF 154.54 KB |
||||
| 29/06/2022 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 147.64 KB |
||||
| 21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 112.12 KB |
||||
| 04/10/2017 | ESMA34-32-316 | Compliance table for the Guidelines sound remuneration policies under the AIFMD (ESMA/2016/579) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 144.26 KB |
||||
| 10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |
||||
| 08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |
||||
| 08/03/2021 | ESMA70-151-2537 | Compliance table Guidelines Conflict of interest | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.4 KB |
||||
| 23/06/2022 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 199.22 KB |