ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
46
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove COVID-19 filter COVID-19
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- Speeches (160) Apply Speeches filter
- CESR Archive (33) Apply CESR Archive filter
- MiFID - Secondary Markets (25) Apply MiFID - Secondary Markets filter
- Innovation and Products (21) Apply Innovation and Products filter
- Post Trading (19) Apply Post Trading filter
- MiFID - Investor Protection (17) Apply MiFID - Investor Protection filter
- Supervisory convergence (17) Apply Supervisory convergence filter
- Corporate Information (14) Apply Corporate Information filter
- Sustainable finance (13) Apply Sustainable finance filter
- Brexit (10) Apply Brexit filter
- Joint Committee (10) Apply Joint Committee filter
- Benchmarks (9) Apply Benchmarks filter
- Corporate Disclosure (8) Apply Corporate Disclosure filter
- Credit Rating Agencies (7) Apply Credit Rating Agencies filter
- CCP Directorate (6) Apply CCP Directorate filter
- Risk Analysis & Economics - Markets Infrastructure Investors (5) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securitisation (5) Apply Securitisation filter
- Transparency (5) Apply Transparency filter
- Short Selling (4) Apply Short Selling filter
- Trade Repositories (4) Apply Trade Repositories filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- International cooperation (2) Apply International cooperation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Prospectus (2) Apply Prospectus filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Market data (1) Apply Market data filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Q&A filter Q&A
- Reference (200) Apply Reference filter
- Guidelines & Recommendations (114) Apply Guidelines & Recommendations filter
- Press Release (94) Apply Press Release filter
- Summary of Conclusions (87) Apply Summary of Conclusions filter
- Consultation Paper (66) Apply Consultation Paper filter
- Statement (60) Apply Statement filter
- Final Report (54) Apply Final Report filter
- Letter (52) Apply Letter filter
- Opinion (48) Apply Opinion filter
- Report (40) Apply Report filter
- Decision (22) Apply Decision filter
- Compliance table (17) Apply Compliance table filter
- Annual Report (10) Apply Annual Report filter
- Technical Advice (8) Apply Technical Advice filter
- Technical Standards (5) Apply Technical Standards filter
- SMSG Advice (2) Apply SMSG Advice filter
- CESR Document (1) Apply CESR Document filter
Your filters
Audit X Corporate Finance X Market Integrity X European Single Electronic Format X COVID-19 X Market Abuse X Fund Management X Board of Supervisors X Securities Financing Transactions X Speech X Q&A X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 17/10/2017 | ESMA71-99-635 | The State of European Financial Markets- Steven Maijoor, Opening Address, ESMA Conference | Board of Supervisors, Speeches | Speech | PDF 175.8 KB |
||||
| 06/07/2011 | 2011/203 | The European Fund Industry Paradigm | Fund Management, Speeches | Speech | PDF 35.65 KB |
The European Fund Industry Paradigm: Combining Long Term Investment Horizons and Risk Profiles Opening speech by Steven Maijoor, Chair of ESMA, at the Paris EUROPLACE Financial Forum - 6 July 2011 |
|||
| 01/06/2015 | 2015/904 | The Capital Markets Union, Asset Management and Stability | Fund Management, Speeches | Speech | PDF 78.68 KB |
Steven Maijoor delivered a speech at the 26th Annual Conference of the International Bar Association on the Globalisation of Investment Funds. | |||
| 03/04/2019 | ESMA71-319-93 | Steven Maijoor Keynote speech- BETTER FINANCE 10th Anniversary 2019 | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors, Speeches | Speech | PDF 165.49 KB |
||||
| 25/02/2021 | ESMA70-155-11890 | Statement CumEx CumCum scandal- Fabrizio Planta | Market Abuse, Market Integrity, Speeches, Trading | Speech | PDF 132.57 KB |
||||
| 14/09/2015 | JC 2015 056 | Statement by Steven Maijoor Chair ESAs Joint Committee- ECON Scrutiny session on PRIIPs 14 September 2015 | Speeches, Fund Management | Speech | PDF 105.88 KB |
||||
| 22/06/2016 | 2016/989 | Speech ISLA's 25th Anniversary Conference- Steven Maijoor, 22 June 2016, Vienna | Securities Financing Transactions, Speeches | Speech | PDF 242.25 KB |
||||
| 26/05/2016 | 2016/735 | Speech for the AIMA Global Policy and Regulatory Forum – Verena Ross, 18 May 2016, London | Fund Management, Speeches | Speech | PDF 180.75 KB |
||||
| 18/10/2017 | ESMA71-99-637 | Speech by Valdis Dombrovskis- ESMA Conference 2017 | Board of Supervisors, Speeches | Speech | PDF 381.97 KB |
||||
| 27/06/2018 | ESMA70-145-924 | Speech by ESMA Executive Director Verena Ross on LEI | Market Integrity, MiFID - Secondary Markets | Speech | PDF 255.18 KB |
||||
| 08/02/2017 | ESMA71-844457584-346 | Review of the European Supervisory Authorities: Opportunities to ensure a safe and sound financial system | Board of Supervisors, Joint Committee | Speech | PDF 187.98 KB |
||||
| 21/10/2020 | ESMA71-99-1421 | Retail investors and asset management are the pillars of a successful Capital Markets Union | Fund Management, MiFID - Investor Protection, Speeches | Speech | PDF 170.21 KB |
||||
| 21/02/2012 | 2012/113 | Questions and Answers- A Common Definition of European Money Market Funds- updated February 2012 | Fund Management | Q&A | PDF 83.79 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of the guidelines on a Common Definition of European Money Market Funds developed by CESR by providing responses to questions posed by the general public and competent authorities. The content of this document is aimed at competent authorities to ensure that in their supervisory activities their actions are converging along the lines of the responses adopted by ESMA. However, the answers are also intended to help management companies by providing clarity as to the content of CESR’s guidelines on a Common Definition of European Money Market Funds, rather than creating an extra layer of requirements. | |||
| 21/11/2016 | 2016/1586 | Questions and Answers on UCITS Directive | Fund Management | Q&A | PDF 454.07 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 19/07/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 405.28 KB |
||||
| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 20/07/2022 | ESMA34-43-392 | Q&A on the application of the UCITS Directive | Fund Management | Q&A | PDF 767.22 KB |
||||
| 31/05/2016 | 2016/774 | Q&A on the Application of the EuSEF and EuVECA Regulations | Fund Management | Q&A | PDF 212.93 KB |
||||
| 20/07/2022 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 707.65 KB |