ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
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| 20/04/2022 | ESMA34-45-1445 | Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds | Fund Management, Guidelines and Technical standards | Compliance table | PDF 192.62 KB |
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| 29/03/2022 | ESMA34-466-282 | Natasha Cazenave keynote speech at ICI investment management conference 2022 | Fund Management, Speeches, Sustainable finance | Speech | PDF 124.72 KB |
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| 21/03/2022 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 190.47 KB |
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| 18/03/2022 | ESMA71-319-210 | ESMA_Speech_Verena_Ross_EACT_Summit | Corporate Finance, Credit Rating Agencies, Speeches, Sustainable finance | Speech | PDF 152.66 KB |
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| 30/11/2021 | ESMA34-32-458 | Compliance table- Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 111.92 KB |
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| 30/11/2021 | 2016/572 | Compliance table- Guidelines on key concepts of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 153.05 KB |
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| 25/11/2021 | ESMA34-38-278 | ESMA ED Natasha Cazenave Keynote Speech_EFAMA Investment Management Forum 2021 | Fund Management, MiFID - Investor Protection, Speeches, Sustainable finance | Speech | PDF 159.98 KB |
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| 19/11/2021 | ESMA50-164-4045 | Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation | Fund Management | Compliance table | PDF 145.22 KB |
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| 26/10/2021 | ESMA34-49-373 | Compliance table on Revised Guidelines on stress tests scenarios under Article 28 of the MMF Regulation ESMA 34-49-291 | Fund Management, Guidelines and Technical standards | Compliance table | PDF 220.66 KB |
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| 20/09/2021 | ESMA34-38 | Keynote speech Natasha Cazenave- Salone del Risparmio, 17 September 2021 | Fund Management, MiFID - Investor Protection, Speeches | Speech | PDF 176.16 KB |
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| 25/02/2021 | ESMA70-155-11890 | Statement CumEx CumCum scandal- Fabrizio Planta | Market Abuse, Market Integrity, Speeches, Trading | Speech | PDF 132.57 KB |
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| 18/12/2020 | ESMA34-49-186 | Confirmation of compliance with Guidelines- MMF Stress test guidelines | Fund Management, Guidelines and Technical standards | Compliance table | PDF 136.41 KB |
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| 02/12/2020 | ESMA22-103-1194 | Keynote address – CMU and current challenges- Verena Ross, International Investors Conference Frankfurt | COVID-19, MiFID - Investor Protection, MiFID - Secondary Markets, Speeches, Supervisory convergence | Speech | PDF 155.85 KB |
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| 19/11/2020 | ESMA34-38-259 | Future challenges for fund managers- Keynote address by Verena Ross at the AIMA forum on 19 November 2020 | Fund Management, Speeches | Speech | PDF 124.19 KB |
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| 13/11/2020 | ESMA34-38-258 | EU funds’ resilience in the COVID era- keynote address by Steven Maijoor at EFAMA IMF 2020 | COVID-19, Fund Management, Speeches | Speech | PDF 157.45 KB |
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| 13/11/2020 | ESMA34-32-699 | Guidelines compliance table- Guidelines on model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (ESMA/2013/998) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 108.66 KB |
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| 21/10/2020 | ESMA71-99-1421 | Retail investors and asset management are the pillars of a successful Capital Markets Union | Fund Management, MiFID - Investor Protection, Speeches | Speech | PDF 170.21 KB |
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| 09/10/2020 | ESM22-103-1158 | ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference | COVID-19, Market Abuse, Market Integrity, MiFID - Secondary Markets, Speeches | Speech | PDF 133.94 KB |
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| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |