ESMA LIBRARY
REFINE YOUR SEARCH
Sections
- (-) Remove Securitisation filter Securitisation
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Prospectus filter Prospectus
- (-) Remove Brexit filter Brexit
- (-) Remove Audit filter Audit
- Post Trading (107) Apply Post Trading filter
- Corporate Information (99) Apply Corporate Information filter
- MiFID - Secondary Markets (94) Apply MiFID - Secondary Markets filter
- CESR Archive (93) Apply CESR Archive filter
- Joint Committee (81) Apply Joint Committee filter
- Fund Management (62) Apply Fund Management filter
- Board of Supervisors (61) Apply Board of Supervisors filter
- MiFID - Investor Protection (50) Apply MiFID - Investor Protection filter
- Risk Analysis & Economics - Markets Infrastructure Investors (50) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- CCP Directorate (48) Apply CCP Directorate filter
- Planning reporting budget (48) Apply Planning reporting budget filter
- Securities and Markets Stakeholder Group (48) Apply Securities and Markets Stakeholder Group filter
- Management Board (44) Apply Management Board filter
- International cooperation (41) Apply International cooperation filter
- Corporate Disclosure (39) Apply Corporate Disclosure filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- Credit Rating Agencies (37) Apply Credit Rating Agencies filter
- Sustainable finance (34) Apply Sustainable finance filter
- Innovation and Products (31) Apply Innovation and Products filter
- European Single Electronic Format (28) Apply European Single Electronic Format filter
- Market Abuse (21) Apply Market Abuse filter
- Market Integrity (18) Apply Market Integrity filter
- Procurement (18) Apply Procurement filter
- Trading (18) Apply Trading filter
- Trade Repositories (16) Apply Trade Repositories filter
- ESMA newsletter (14) Apply ESMA newsletter filter
- IFRS Supervisory Convergence (13) Apply IFRS Supervisory Convergence filter
- Careers (12) Apply Careers filter
- Short Selling (12) Apply Short Selling filter
- Transparency (12) Apply Transparency filter
- Guidelines and Technical standards (11) Apply Guidelines and Technical standards filter
- Securities Financing Transactions (9) Apply Securities Financing Transactions filter
- Market data (7) Apply Market data filter
- Press Releases (6) Apply Press Releases filter
- Corporate Governance (4) Apply Corporate Governance filter
- ITMG (4) Apply ITMG filter
- Board of Appeal (3) Apply Board of Appeal filter
- Crowdfunding (3) Apply Crowdfunding filter
- Speeches (3) Apply Speeches filter
- COVID-19 (2) Apply COVID-19 filter
- IAS Regulation (2) Apply IAS Regulation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Q&A filter Q&A
- Press Release (66) Apply Press Release filter
- Final Report (51) Apply Final Report filter
- Statement (51) Apply Statement filter
- Consultation Paper (37) Apply Consultation Paper filter
- Letter (36) Apply Letter filter
- Report (36) Apply Report filter
- Speech (24) Apply Speech filter
- Opinion (12) Apply Opinion filter
- Guidelines & Recommendations (10) Apply Guidelines & Recommendations filter
- Compliance table (6) Apply Compliance table filter
- Technical Advice (5) Apply Technical Advice filter
- Annual Report (2) Apply Annual Report filter
- CESR Document (2) Apply CESR Document filter
- Decision (1) Apply Decision filter
- Technical Standards (1) Apply Technical Standards filter
Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
25/11/2013 | 2013/1709 | Review Panel Methodology | Supervisory convergence | Reference | PDF 98.29 KB |
||||
11/03/2013 | 2013/280 | Vacancy notice- Chair of Committee drafting a proxy advising industry Code of Conduct | Corporate Finance, Corporate Governance | Reference | PDF 102.91 KB |
||||
04/12/2015 | 2015/1407 rev | Call for expression of interest- Renewal of the Corporate Finance Consultative Working Group | Corporate Disclosure, Corporate Finance | Reference | PDF 186.07 KB |
||||
04/12/2015 | 2015/1408 rev | Application form for Corporate Finance Consultative Working Group | Corporate Disclosure, Corporate Finance | Reference | DOCX 38.7 KB |
||||
29/09/2016 | 2016/1406 reply form | Reply form to the Consultation paper on Benchmarks | Benchmarks | Reference | DOCX 757.37 KB |
||||
30/09/2016 | 2016/1414 | Methodological Framework- Model Written Arrangements for Benchmark Colleges | Benchmarks | Reference | PDF 272.57 KB |
Article 46 of the Regulation (EU) No 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds (Regulation) provides that the competent authority of an administrator of a critical benchmark that is referred to in points (a) and (c) of Article 20(1) of the Regulation shall establish a college. ESMA will be a member of every college and according to Article 46(7) of the Regulation may give advice concerning the written arrangements. To promote the convergent operation of benchmark colleges, ESMA has developed model written arrangements that may be used by administrators of critical benchmarks according to Article 46(6) of the Regulation. |
|||
11/02/2016 | 2016/203 | 2016 Supervisory Convergence Work Programme | Corporate Information, Supervisory convergence | Reference | PDF 340.61 KB |
The European Securities and Markets Authority’s (ESMA) Supervisory Convergence Work Programme for 2016 (2016 SCWP) supplements ESMA’s Annual Work Programme for 2016 (ESMA/2015/1475) by further elaborating the nature and focus of the work ESMA will carry out in order to promote supervisory convergence and how that will contribute to implementing ESMA’s Strategic Orientation for 2016-2020 (ESMA/2015/935). The 2016 SCWP provides an overview and explanation of the steps ESMA will take in 2016 to promote sound, efficient and consistent supervision in the EU. It sets out priority areas and how they have been identified and sets them in the context of the wider work programme and environment. Implementation of the 2016 SCWP will be monitored in the course of 2016 and depending on developments during the year, priorities might be re-adjusted. It will also be used to inform ESMA’s Annual Report and its supervisory convergence work programme for future years which will be risk-based. |
|||
11/02/2016 | 2016/211 | ToR CFSC | Corporate Finance | Reference | PDF 142.36 KB |
||||
11/02/2016 | 2016/214 | ToR OWG Prospectus | Prospectus | Reference | PDF 87.64 KB |
||||
04/04/2016 | 2016/218 | ToR Audit Working Group | Audit | Reference | PDF 113.35 KB |
||||
04/04/2016 | 2016/229 | ToR SCSC | Supervisory convergence | Reference | PDF 93.7 KB |
||||
15/04/2016 | 2016/632 | Principles- Stakeholder engagement in peer reviews | Supervisory convergence | Reference | PDF 205.26 KB |
||||
03/06/2016 | 2016/723 RF | Reply form for the Consultation Paper on ESMA technical advice on Benchmarks Regulation | Market Integrity, Benchmarks | Reference | DOCX 784.51 KB |
||||
29/11/2017 | ECB/ESMA/FSMA | Risk Free Rate Working Group Application Form | Benchmarks | Reference | DOCX 25.87 KB |
||||
20/10/2019 | ES IC1 | ESMA-ASIC MoU on BMR | Benchmarks | Reference | PDF 368.11 KB |
||||
02/04/2020 | ESMA 70-152-3050 | CCSPSA consultation_Response Form | Joint Committee, Post Trading, Supervisory convergence | Reference | DOCX 774.63 KB |
||||
22/02/2018 | ESMA-180219 | ESMA’s consultation papers on draft regulatory standards under the securitisation regulation | Securitisation | Reference | PDF 276.43 KB |
||||
04/01/2021 | ESMA-UKFCA MoU | ESMA-UK FCA MoU on consultation, cooperation and exchange of information | Brexit, International cooperation | Reference | PDF 202.15 KB |
||||
12/10/2020 | ESMA22-105-1230 | Annex to Opening Statement for ECON Hearing 12 October 2020 | Board of Supervisors, Brexit, Corporate Information, COVID-19, Speeches | Reference | PDF 350.51 KB |
||||
21/05/2021 | ESMA22-106-3378 | SMSG response to the European Commission’s targeted consultation on supervisory convergence and the single rulebook | Securities and Markets Stakeholder Group, Supervisory convergence | Reference | PDF 171.54 KB |