ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 24/04/2014 | 2013/922 | Compliance table- suitability guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.33 KB |
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| 24/04/2014 | 2013/923 | Compliance table- compliance guidelines | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 100.87 KB |
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| 14/08/2015 | 2015/1261 | Guidelines compliance table- Guidelines on the application of definitions C6 and C7 under MiFID I | MiFID - Secondary Markets | Compliance table | |||||
| 19/12/2016 | 2016/1673 | 2016-1673 Q&A on MiFID II commodity derivatives topics | MiFID - Secondary Markets | Q&A | PDF 338.93 KB |
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| 30/11/2021 | 2016/572 | Compliance table- Guidelines on key concepts of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 153.05 KB |
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| 12/04/2016 | 2016/602 | Compliance table- Guidelines on ETFs and other UCITS issues | Fund Management, Guidelines and Technical standards | Compliance table | PDF 131.17 KB |
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| 02/05/2016 | 2016/666 | Opinion on draft RTS 2 non-equity transparency | MiFID - Secondary Markets | Opinion | PDF 193.79 KB |
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| 02/05/2016 | 2016/666 ANNEX | Annex- Opinion on draft RTS 2 non-equity transparency | MiFID - Secondary Markets | Opinion | PDF 633.28 KB |
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| 02/05/2016 | 2016/668 | Opinion on draft RTS 21 position limits | MiFID - Secondary Markets | Opinion | PDF 152.8 KB |
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| 02/05/2016 | 2016/668 ANNEX | Annex- Opinion on draft RTS 21 position limits | MiFID - Secondary Markets | Opinion | PDF 124.02 KB |
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| 04/05/2016 | 2016/675 | Compliance table- Guidelines on sound remuneration policies under the AIFMD (ESMA/2013/232) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 143.93 KB |
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| 30/05/2016 | 2016/730 | Opinion on draft RTS 20 on ancillary activity | MiFID - Secondary Markets | Opinion | PDF 148.29 KB |
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| 30/05/2016 | 2016/730 ANNEX | Annex- Opinion on draft RTS 20 on ancillary activity | MiFID - Secondary Markets | Opinion | PDF 220.42 KB |
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| 06/08/2020 | ESMA 70-155-9767 | Opinion on position limits on CEGH VTP | MiFID - Secondary Markets | Opinion | PDF 306.8 KB |
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| 06/08/2020 | ESMA-70-155-10052 | Opinion on position limits on PSV | MiFID - Secondary Markets | Opinion | PDF 233.92 KB |
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| 06/08/2020 | ESMA-70-155-10053 | Opinion on position limits on PEG | MiFID - Secondary Markets | Opinion | PDF 233.69 KB |
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| 24/10/2017 | ESMA-70-155-1818 | MiFID II position limits on aluminium contracts | MiFID - Secondary Markets | Opinion | PDF 130.07 KB |
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| 20/03/2019 | ESMA-70-155-5287 | Position limit notification for Hungarian Future | MiFID - Secondary Markets | Opinion | PDF 537.44 KB |
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| 06/08/2020 | ESMA-70-155-9763 | Opinion on position limits on GPL | MiFID - Secondary Markets | Opinion | PDF 233.61 KB |
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| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |