ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
33
REFINE YOUR SEARCH
Sections
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove COVID-19 filter COVID-19
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Audit filter Audit
- (-) Remove Crowdfunding filter Crowdfunding
- Press Releases (324) Apply Press Releases filter
- CESR Archive (256) Apply CESR Archive filter
- Credit Rating Agencies (56) Apply Credit Rating Agencies filter
- Fund Management (49) Apply Fund Management filter
- MiFID - Investor Protection (37) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (34) Apply MiFID - Secondary Markets filter
- Supervisory convergence (34) Apply Supervisory convergence filter
- Corporate Disclosure (33) Apply Corporate Disclosure filter
- Post Trading (33) Apply Post Trading filter
- Joint Committee (32) Apply Joint Committee filter
- Board of Supervisors (30) Apply Board of Supervisors filter
- Corporate Information (29) Apply Corporate Information filter
- Risk Analysis & Economics - Markets Infrastructure Investors (28) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- IFRS Supervisory Convergence (24) Apply IFRS Supervisory Convergence filter
- Management Board (24) Apply Management Board filter
- Brexit (16) Apply Brexit filter
- Benchmarks (14) Apply Benchmarks filter
- Sustainable finance (13) Apply Sustainable finance filter
- Innovation and Products (10) Apply Innovation and Products filter
- CCP Directorate (9) Apply CCP Directorate filter
- Market Abuse (9) Apply Market Abuse filter
- Market Integrity (9) Apply Market Integrity filter
- Prospectus (9) Apply Prospectus filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Short Selling (9) Apply Short Selling filter
- Securitisation (8) Apply Securitisation filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Warnings and publications for investors (6) Apply Warnings and publications for investors filter
- IAS Regulation (4) Apply IAS Regulation filter
- Transparency (4) Apply Transparency filter
- Board of Appeal (3) Apply Board of Appeal filter
- Corporate Finance (3) Apply Corporate Finance filter
- International cooperation (3) Apply International cooperation filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Market data (2) Apply Market data filter
- Trading (2) Apply Trading filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Press Release filter Press Release
- (-) Remove Q&A filter Q&A
- Guidelines & Recommendations (562) Apply Guidelines & Recommendations filter
- Compliance table (41) Apply Compliance table filter
- Reference (38) Apply Reference filter
- Statement (32) Apply Statement filter
- Final Report (24) Apply Final Report filter
- Letter (21) Apply Letter filter
- Consultation Paper (14) Apply Consultation Paper filter
- Opinion (12) Apply Opinion filter
- Decision (9) Apply Decision filter
- Report (9) Apply Report filter
- Speech (6) Apply Speech filter
- Annual Report (1) Apply Annual Report filter
Your filters
Audit X COVID-19 X Securities Financing Transactions X Corporate Governance X Guidelines and Technical standards X Crowdfunding X Trade Repositories X Q&A X Press Release X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/05/2022 | ESMA35-42-1088 | Q&A on the European crowdfunding service providers for business Regulation | Crowdfunding | Q&A | PDF 279.38 KB |
||||
| 24/03/2022 | ESMA71-99-1913 | Press_Release_Enforcement REGIS TR | Board of Supervisors, Press Releases, Trade Repositories | Press Release | PDF 121.76 KB |
||||
| 28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
||||
| 28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
||||
| 23/09/2021 | ESMA71-99-1734 | Press Release- ESMA fines UnaVista trade repository €238500 for EMIR data failures | Board of Supervisors, Press Releases, Trade Repositories | Press Release | PDF 125.85 KB |
||||
| 12/07/2021 | ESMA71-99-1715 | Press Release- DTCC Derivatives Repository fined €408,000 for EMIR data breaches | Board of Supervisors, Press Releases, Trade Repositories | Press Release | PDF 128.95 KB |
||||
| 15/04/2021 | ESMA71-99-1651 | ESMA highlights need for increased efforts on EMIR and SFTR data quality | Market data, Press Releases, Securities Financing Transactions, Supervisory convergence | Press Release | PDF 85.72 KB |
||||
| 04/01/2021 | ESMA71-99-1498 | Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories | Brexit, Credit Rating Agencies, Press Releases, Trade Repositories | Press Release | PDF 94.63 KB |
||||
| 03/11/2020 | ESMA71-99-1420 | Fast Track Peer Review PR- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence | Press Release | PDF 137.39 KB |
||||
| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
| 11/06/2020 | ESMA71-99-1342 | Decision Short Selling Reporting Renewal Statement | COVID-19, Market Integrity, Press Releases, Short Selling | Press Release | PDF 83.55 KB |
||||
| 13/05/2020 | ESMA71-99-1327 | Press Release CLO Thematic Report | COVID-19, Credit Rating Agencies, Press Releases | Press Release | PDF 123.56 KB |
||||
| 15/04/2020 | ESMA71-99-1318 | ESMA issues positive opinions on short selling bans by 5 jurisdictions | COVID-19, Market Integrity, Press Releases, Short Selling | Press Release | PDF 114.75 KB |
||||
| 16/03/2020 | ESMA71-99-1291 | ESMA requires net short position holders to report positions of 0.1% and above | COVID-19, Market Integrity, Press Releases, Short Selling | Press Release | PDF 82.58 KB |
||||
| 09/03/2020 | ESMA71-99-1287 | ESMA Supervision WP 2020 | Benchmarks, Credit Rating Agencies, Press Releases, Securities Financing Transactions, Securitisation, Trade Repositories | Press Release | PDF 130.42 KB |
||||
| 20/12/2019 | ESMA71-99-1256 | ESMA CRAs TRs thematic fees report | Press Releases, Supervisory convergence, Trade Repositories | Press Release | PDF 101.41 KB |
||||
| 16/12/2019 | ESMA71-99-1266 | Press release on joint GLs on cooperation and information exchange | Guidelines and Technical standards, Joint Committee, Press Releases | Press Release | PDF 206.03 KB |
||||
| 15/07/2019 | ESMA71-99-1181 | Press release: ESMA fines Regis-TR S.A. €56,000 for data access failures | Press Releases, Trade Repositories | Press Release | PDF 115.68 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 15/02/2019 | ESMA71-99-1115 | ESMA IOSCO Statement on EDPB Opinion | Corporate Governance, International cooperation | Press Release | PDF 83.19 KB |