ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 25/11/2013 | 2013/1709 | Review Panel Methodology | Supervisory convergence | Reference | PDF 98.29 KB |
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| 11/02/2016 | 2016/203 | 2016 Supervisory Convergence Work Programme | Corporate Information, Supervisory convergence | Reference | PDF 340.61 KB |
The European Securities and Markets Authority’s (ESMA) Supervisory Convergence Work Programme for 2016 (2016 SCWP) supplements ESMA’s Annual Work Programme for 2016 (ESMA/2015/1475) by further elaborating the nature and focus of the work ESMA will carry out in order to promote supervisory convergence and how that will contribute to implementing ESMA’s Strategic Orientation for 2016-2020 (ESMA/2015/935). The 2016 SCWP provides an overview and explanation of the steps ESMA will take in 2016 to promote sound, efficient and consistent supervision in the EU. It sets out priority areas and how they have been identified and sets them in the context of the wider work programme and environment. Implementation of the 2016 SCWP will be monitored in the course of 2016 and depending on developments during the year, priorities might be re-adjusted. It will also be used to inform ESMA’s Annual Report and its supervisory convergence work programme for future years which will be risk-based. |
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| 04/04/2016 | 2016/218 | ToR Audit Working Group | Audit | Reference | PDF 113.35 KB |
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| 04/04/2016 | 2016/229 | ToR SCSC | Supervisory convergence | Reference | PDF 93.7 KB |
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| 15/04/2016 | 2016/632 | Principles- Stakeholder engagement in peer reviews | Supervisory convergence | Reference | PDF 205.26 KB |
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| 02/04/2020 | ESMA 70-152-3050 | CCSPSA consultation_Response Form | Joint Committee, Post Trading, Supervisory convergence | Reference | DOCX 774.63 KB |
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| 22/02/2018 | ESMA-180219 | ESMA’s consultation papers on draft regulatory standards under the securitisation regulation | Securitisation | Reference | PDF 276.43 KB |
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| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
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| 11/04/2019 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
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| 19/12/2017 | ESMA33-128-107 response form | Response form- Consultation Paper on disclosure and operational standards | Securitisation | Reference | DOCX 771.94 KB |
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| 19/12/2017 | ESMA33-128-108 response form | Response form- Consultation Paper Third-Party Firm STS Verification Application | Securitisation | Reference | DOCX 766.9 KB |
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| 19/12/2017 | ESMA33-128-33 response form | Response form- Consultation Paper STS notification | Securitisation | Reference | DOCX 766.04 KB |
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| 01/02/2019 | ESMA33-128-474 Annex 10 | Securitisation ANNEX10_UNDERLYING_EXPOSURES_ADD_ON-NON_PERFORMING_EXPOSURES | Securitisation | Reference | XLSX 18.39 KB |
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| 01/02/2019 | ESMA33-128-474 Annex 11 | Securitisation ANNEX11_UNDERLYING_EXPOSURES-ABCP | Securitisation | Reference | XLSX 16.61 KB |
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| 01/02/2019 | ESMA33-128-474 Annex 12 | Securitisation ANNEX12_INVESTOR_REPORT-NON-ABCP_SECURITISATION | Securitisation | Reference | XLSX 18.29 KB |
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| 01/02/2019 | ESMA33-128-474 Annex 13 | Securitisation ANNEX13_INVESTOR_REPORT-ABCP_SECURITISATION | Securitisation | Reference | XLSX 13.3 KB |
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| 01/02/2019 | ESMA33-128-474 Annex 14 | Securitisation ANNEX14_INSIDE_INFORMATION-NON-ABCP_SECURITISATION | Securitisation | Reference | XLSX 32.36 KB |
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| 01/02/2019 | ESMA33-128-474 Annex 15 | Securitisation ANNEX15_INSIDE_INFORMATION-ABCP_SECURITISATION | Securitisation | Reference | XLSX 21.28 KB |
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| 01/02/2019 | ESMA33-128-474 Annex 2 | Securitisation ANNEX2_UNDERLYING_EXPOSURES–RESIDENTIAL_REAL_ESTATE | Securitisation | Reference | XLSX 27.03 KB |
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| 01/02/2019 | ESMA33-128-474 Annex 3 | Securitisation ANNEX3_UNDERLYING_EXPOSURES–COMMERCIAL_REAL_ESTATE | Securitisation | Reference | XLSX 42.87 KB |