ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 11/03/2013 | 2013/280 | Vacancy notice- Chair of Committee drafting a proxy advising industry Code of Conduct | Corporate Finance, Corporate Governance | Reference | PDF 102.91 KB |
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| 12/11/2013 | 2013/1643 | Cover Note- Public statement containing information on shareholder cooperation and acting in concert under the Takeover Bids Directive (ESMA/2013/1642) | Corporate Disclosure, Corporate Governance | Reference | PDF 145.01 KB |
In accordance with its mandate to take appropriate action in the context of takeover bids as per Article 1.3 of Regulation (EU) 1095/2010 (ESMA Regulation), ESMA is releasing a public statement on shareholder cooperation and acting in concert under the Takeover Bids Directive (Directive 2004/25/EC). This statement has been prepared following the review and report by the European Commission on the application of the Takeover Bids Directive and is based on information collected about the practices and application of that Directive. The statement has been prepared in order to help shareholders identify activities in relation to which they can cooperate (insofar as those activities are available to them under national company law), without that cooperation, in and of itself, leading to a conclusion that the shareholders are acting in concert and thus being at risk of having to make a mandatory bid under the Takeover Bids Directive. These activities are presented in the statement in the form of a “White List”. The statement has been prepared by the Takeover Bids Network, a permanent working group operating under the auspices of ESMA that promotes exchange of information on practices and application of the Takeover Bids Directive across the European Economic Area, thereby strengthening a common supervisory culture. The Takeover Bids Network is a specialist group composed of the national competent authorities appointed under the Takeover Bids Directive. The competent authorities represented on the ESMA Board of Supervisors are not in all cases appointed as competent authorities within the Takeover Bids Directive. The authorities not represented on the Board of Supervisors but competent within the area of takeovers are the Austrian Takeover Commission, the Irish Takeover Panel, the Oslo Stock Exchange of Norway, the Takeover Panel of Sweden and the Takeover Panel of the United Kingdom. These five authorities have contributed to the public statement and will have regard to it in the same manner as the other members of the Takeover Bids Network when assessing whether shareholders are acting in concert under their national takeover rules. | |||
| 25/11/2013 | 2013/1709 | Review Panel Methodology | Supervisory convergence | Reference | PDF 98.29 KB |
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| 11/02/2016 | 2016/203 | 2016 Supervisory Convergence Work Programme | Corporate Information, Supervisory convergence | Reference | PDF 340.61 KB |
The European Securities and Markets Authority’s (ESMA) Supervisory Convergence Work Programme for 2016 (2016 SCWP) supplements ESMA’s Annual Work Programme for 2016 (ESMA/2015/1475) by further elaborating the nature and focus of the work ESMA will carry out in order to promote supervisory convergence and how that will contribute to implementing ESMA’s Strategic Orientation for 2016-2020 (ESMA/2015/935). The 2016 SCWP provides an overview and explanation of the steps ESMA will take in 2016 to promote sound, efficient and consistent supervision in the EU. It sets out priority areas and how they have been identified and sets them in the context of the wider work programme and environment. Implementation of the 2016 SCWP will be monitored in the course of 2016 and depending on developments during the year, priorities might be re-adjusted. It will also be used to inform ESMA’s Annual Report and its supervisory convergence work programme for future years which will be risk-based. |
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| 04/04/2016 | 2016/218 | ToR Audit Working Group | Audit | Reference | PDF 113.35 KB |
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| 04/04/2016 | 2016/229 | ToR SCSC | Supervisory convergence | Reference | PDF 93.7 KB |
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| 15/04/2016 | 2016/632 | Principles- Stakeholder engagement in peer reviews | Supervisory convergence | Reference | PDF 205.26 KB |
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| 09/02/2017 | ESMA42-397158525-448 | 2017 Supervisory Convergence Work Programme | Supervisory convergence | Reference | PDF 540.81 KB |
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| 19/12/2017 | ESMA33-128-107 response form | Response form- Consultation Paper on disclosure and operational standards | Securitisation | Reference | DOCX 771.94 KB |
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| 19/12/2017 | ESMA33-128-33 response form | Response form- Consultation Paper STS notification | Securitisation | Reference | DOCX 766.04 KB |
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| 19/12/2017 | ESMA33-128-108 response form | Response form- Consultation Paper Third-Party Firm STS Verification Application | Securitisation | Reference | DOCX 766.9 KB |
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| 22/02/2018 | ESMA-180219 | ESMA’s consultation papers on draft regulatory standards under the securitisation regulation | Securitisation | Reference | PDF 276.43 KB |
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| 13/04/2018 | ESMA33-128-481 | ESMA_public_hearing_slides_repositories | Securitisation | Reference | PPTX 2.32 MB |
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| 18/05/2018 | ESMA42-113-769 | SCSC Terms of Reference | Supervisory convergence | Reference | PDF 153.42 KB |
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| 23/05/2018 | JC 2018 14 reply form | Reply form- Consultation Paper Securitisation/Emir clearing obligation | Post Trading, Securitisation | Reference | DOCX 764.86 KB |
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| 10/12/2018 | ESMA33-128-585 | STS Reporting Instructions | Securitisation | Reference | PDF 456.26 KB |
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| 01/02/2019 | ESMA33-128-474 Annex 2 | Securitisation ANNEX2_UNDERLYING_EXPOSURES–RESIDENTIAL_REAL_ESTATE | Securitisation | Reference | XLSX 27.03 KB |
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| 01/02/2019 | ESMA33-128-474 Annex 3 | Securitisation ANNEX3_UNDERLYING_EXPOSURES–COMMERCIAL_REAL_ESTATE | Securitisation | Reference | XLSX 42.87 KB |
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| 01/02/2019 | ESMA33-128-474 Annex 4 | Securitisation ANNEX4_UNDERLYING_EXPOSURES–CORPORATE | Securitisation | Reference | XLSX 27.85 KB |
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| 01/02/2019 | ESMA33-128-474 Annex 5 | Securitisation ANNEX5_UNDERLYING_EXPOSURES–AUTOMOBILE | Securitisation | Reference | XLSX 22.68 KB |