ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
81
REFINE YOUR SEARCH
Sections
- (-) Remove Securitisation filter Securitisation
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Audit filter Audit
- Post Trading (111) Apply Post Trading filter
- MiFID - Secondary Markets (99) Apply MiFID - Secondary Markets filter
- Corporate Information (96) Apply Corporate Information filter
- CESR Archive (93) Apply CESR Archive filter
- Joint Committee (78) Apply Joint Committee filter
- Fund Management (63) Apply Fund Management filter
- Board of Supervisors (60) Apply Board of Supervisors filter
- MiFID - Investor Protection (48) Apply MiFID - Investor Protection filter
- Risk Analysis & Economics - Markets Infrastructure Investors (48) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Planning reporting budget (47) Apply Planning reporting budget filter
- Securities and Markets Stakeholder Group (46) Apply Securities and Markets Stakeholder Group filter
- CCP Directorate (43) Apply CCP Directorate filter
- Management Board (43) Apply Management Board filter
- Corporate Disclosure (42) Apply Corporate Disclosure filter
- Credit Rating Agencies (42) Apply Credit Rating Agencies filter
- International cooperation (41) Apply International cooperation filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- Innovation and Products (29) Apply Innovation and Products filter
- European Single Electronic Format (28) Apply European Single Electronic Format filter
- Sustainable finance (28) Apply Sustainable finance filter
- Benchmarks (21) Apply Benchmarks filter
- Market Abuse (20) Apply Market Abuse filter
- Procurement (17) Apply Procurement filter
- Trading (17) Apply Trading filter
- Corporate Finance (16) Apply Corporate Finance filter
- Trade Repositories (16) Apply Trade Repositories filter
- Transparency (14) Apply Transparency filter
- IFRS Supervisory Convergence (13) Apply IFRS Supervisory Convergence filter
- Prospectus (13) Apply Prospectus filter
- Short Selling (13) Apply Short Selling filter
- Careers (12) Apply Careers filter
- ESMA newsletter (11) Apply ESMA newsletter filter
- Guidelines and Technical standards (11) Apply Guidelines and Technical standards filter
- Securities Financing Transactions (9) Apply Securities Financing Transactions filter
- Brexit (7) Apply Brexit filter
- Market data (7) Apply Market data filter
- Press Releases (6) Apply Press Releases filter
- ITMG (4) Apply ITMG filter
- Board of Appeal (3) Apply Board of Appeal filter
- Crowdfunding (3) Apply Crowdfunding filter
- Speeches (3) Apply Speeches filter
- COVID-19 (2) Apply COVID-19 filter
- IAS Regulation (2) Apply IAS Regulation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Q&A filter Q&A
- Press Release (47) Apply Press Release filter
- Opinion (40) Apply Opinion filter
- Final Report (35) Apply Final Report filter
- Report (30) Apply Report filter
- Statement (26) Apply Statement filter
- Consultation Paper (24) Apply Consultation Paper filter
- Letter (23) Apply Letter filter
- Speech (15) Apply Speech filter
- Decision (7) Apply Decision filter
- Guidelines & Recommendations (7) Apply Guidelines & Recommendations filter
- Compliance table (3) Apply Compliance table filter
- Technical Advice (3) Apply Technical Advice filter
- Annual Report (2) Apply Annual Report filter
Your filters
Audit X Securitisation X Supervisory convergence X Corporate Governance X Market Integrity X Technical Standards X Q&A X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 11/03/2013 | 2013/280 | Vacancy notice- Chair of Committee drafting a proxy advising industry Code of Conduct | Corporate Finance, Corporate Governance | Reference | PDF 102.91 KB |
||||
| 21/10/2013 | Ares(2013)3304576 | REQUEST TO ESMA FOR TECHNICAL ADVICE ON POSSIBLE DELEGATED ACTS CONCERNING THE REGULATION ON INSIDER DEALING AND MARKET MANIPULATION (MARKET ABUSE) ((EC)No XX/2013) | Market Abuse, Market Integrity | Reference | PDF 56.55 KB |
REQUEST TO ESMA FOR TECHNICAL ADVICE ON POSSIBLE DELEGATED ACTS CONCERNING THE REGULATION ON INSIDER DEALING AND MARKET MANIPULATION (MARKET ABUSE) ((EC)No XX/2013) | |||
| 12/11/2013 | 2013/1643 | Cover Note- Public statement containing information on shareholder cooperation and acting in concert under the Takeover Bids Directive (ESMA/2013/1642) | Corporate Disclosure, Corporate Governance | Reference | PDF 145.01 KB |
In accordance with its mandate to take appropriate action in the context of takeover bids as per Article 1.3 of Regulation (EU) 1095/2010 (ESMA Regulation), ESMA is releasing a public statement on shareholder cooperation and acting in concert under the Takeover Bids Directive (Directive 2004/25/EC). This statement has been prepared following the review and report by the European Commission on the application of the Takeover Bids Directive and is based on information collected about the practices and application of that Directive. The statement has been prepared in order to help shareholders identify activities in relation to which they can cooperate (insofar as those activities are available to them under national company law), without that cooperation, in and of itself, leading to a conclusion that the shareholders are acting in concert and thus being at risk of having to make a mandatory bid under the Takeover Bids Directive. These activities are presented in the statement in the form of a “White List”. The statement has been prepared by the Takeover Bids Network, a permanent working group operating under the auspices of ESMA that promotes exchange of information on practices and application of the Takeover Bids Directive across the European Economic Area, thereby strengthening a common supervisory culture. The Takeover Bids Network is a specialist group composed of the national competent authorities appointed under the Takeover Bids Directive. The competent authorities represented on the ESMA Board of Supervisors are not in all cases appointed as competent authorities within the Takeover Bids Directive. The authorities not represented on the Board of Supervisors but competent within the area of takeovers are the Austrian Takeover Commission, the Irish Takeover Panel, the Oslo Stock Exchange of Norway, the Takeover Panel of Sweden and the Takeover Panel of the United Kingdom. These five authorities have contributed to the public statement and will have regard to it in the same manner as the other members of the Takeover Bids Network when assessing whether shareholders are acting in concert under their national takeover rules. | |||
| 25/11/2013 | 2013/1709 | Review Panel Methodology | Supervisory convergence | Reference | PDF 98.29 KB |
||||
| 11/02/2016 | 2016/203 | 2016 Supervisory Convergence Work Programme | Corporate Information, Supervisory convergence | Reference | PDF 340.61 KB |
The European Securities and Markets Authority’s (ESMA) Supervisory Convergence Work Programme for 2016 (2016 SCWP) supplements ESMA’s Annual Work Programme for 2016 (ESMA/2015/1475) by further elaborating the nature and focus of the work ESMA will carry out in order to promote supervisory convergence and how that will contribute to implementing ESMA’s Strategic Orientation for 2016-2020 (ESMA/2015/935). The 2016 SCWP provides an overview and explanation of the steps ESMA will take in 2016 to promote sound, efficient and consistent supervision in the EU. It sets out priority areas and how they have been identified and sets them in the context of the wider work programme and environment. Implementation of the 2016 SCWP will be monitored in the course of 2016 and depending on developments during the year, priorities might be re-adjusted. It will also be used to inform ESMA’s Annual Report and its supervisory convergence work programme for future years which will be risk-based. |
|||
| 15/02/2016 | 2016/288 RF | Reply Form DP BMR | Market Integrity | Reference | DOCX 796.16 KB |
||||
| 04/04/2016 | 2016/218 | ToR Audit Working Group | Audit | Reference | PDF 113.35 KB |
||||
| 04/04/2016 | 2016/222 | ToR MISC | Market Integrity | Reference | PDF 130.02 KB |
||||
| 04/04/2016 | 2016/229 | ToR SCSC | Supervisory convergence | Reference | PDF 93.7 KB |
||||
| 15/04/2016 | 2016/632 | Principles- Stakeholder engagement in peer reviews | Supervisory convergence | Reference | PDF 205.26 KB |
||||
| 03/06/2016 | 2016/723 RF | Reply form for the Consultation Paper on ESMA technical advice on Benchmarks Regulation | Market Integrity, Benchmarks | Reference | DOCX 784.51 KB |
||||
| 09/02/2017 | ESMA42-397158525-448 | 2017 Supervisory Convergence Work Programme | Supervisory convergence | Reference | PDF 540.81 KB |
||||
| 06/12/2017 | ESMA71-99-669 | ESMA MIFID and MAR Data Systems | Market Abuse, Market Integrity, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Reference | PDF 208.06 KB |
||||
| 19/12/2017 | ESMA33-128-107 response form | Response form- Consultation Paper on disclosure and operational standards | Securitisation | Reference | DOCX 771.94 KB |
||||
| 19/12/2017 | ESMA33-128-33 response form | Response form- Consultation Paper STS notification | Securitisation | Reference | DOCX 766.04 KB |
||||
| 19/12/2017 | ESMA33-128-108 response form | Response form- Consultation Paper Third-Party Firm STS Verification Application | Securitisation | Reference | DOCX 766.9 KB |
||||
| 22/02/2018 | ESMA-180219 | ESMA’s consultation papers on draft regulatory standards under the securitisation regulation | Securitisation | Reference | PDF 276.43 KB |
||||
| 13/04/2018 | ESMA33-128-481 | ESMA_public_hearing_slides_repositories | Securitisation | Reference | PPTX 2.32 MB |
||||
| 18/05/2018 | ESMA42-113-769 | SCSC Terms of Reference | Supervisory convergence | Reference | PDF 153.42 KB |
||||
| 18/05/2018 | ESMA70-144-58 | MISC Terms of Reference | Market Integrity | Reference | PDF 174.55 KB |