ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
16
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Securitisation filter Securitisation
- (-) Remove Transparency filter Transparency
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Corporate Governance filter Corporate Governance
- MiFID - Secondary Markets (94) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (62) Apply MiFID - Investor Protection filter
- Short Selling (35) Apply Short Selling filter
- Post Trading (33) Apply Post Trading filter
- Market Integrity (30) Apply Market Integrity filter
- Fund Management (20) Apply Fund Management filter
- Supervisory convergence (13) Apply Supervisory convergence filter
- Corporate Disclosure (11) Apply Corporate Disclosure filter
- COVID-19 (11) Apply COVID-19 filter
- Market Abuse (9) Apply Market Abuse filter
- CESR Archive (7) Apply CESR Archive filter
- Credit Rating Agencies (7) Apply Credit Rating Agencies filter
- Brexit (6) Apply Brexit filter
- Prospectus (6) Apply Prospectus filter
- Innovation and Products (4) Apply Innovation and Products filter
- Benchmarks (3) Apply Benchmarks filter
- Corporate Information (3) Apply Corporate Information filter
- Corporate Finance (2) Apply Corporate Finance filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Crowdfunding (1) Apply Crowdfunding filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove Opinion filter Opinion
- (-) Remove Technical Standards filter Technical Standards
- Reference (85) Apply Reference filter
- Guidelines & Recommendations (73) Apply Guidelines & Recommendations filter
- Press Release (44) Apply Press Release filter
- Letter (38) Apply Letter filter
- Consultation Paper (37) Apply Consultation Paper filter
- Final Report (33) Apply Final Report filter
- Statement (22) Apply Statement filter
- Report (19) Apply Report filter
- Decision (7) Apply Decision filter
- Speech (5) Apply Speech filter
- Compliance table (4) Apply Compliance table filter
- Annual Report (3) Apply Annual Report filter
- CESR Document (3) Apply CESR Document filter
- Technical Advice (3) Apply Technical Advice filter
- SMSG Advice (2) Apply SMSG Advice filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Audit X Joint Committee X Securitisation X Corporate Governance X Transparency X Trade Repositories X Technical Standards X Q&A X Opinion X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 29/09/2014 | 2014/1187 | Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive | Corporate Disclosure, Transparency | Technical Standards | PDF 810.07 KB |
The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings. | |||
| 25/09/2015 | 2015/1460 | ESMA Final Report on DRAFT RTS on EEAP | Transparency | Technical Standards | PDF 1.62 MB |
||||
| 19/12/2016 | 2016/JCESA QA | Questions and Answers on Big Data | Joint Committee | Q&A | PDF 333.65 KB |
||||
| 18/12/2013 | ESA/2013/035 | Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) | Joint Committee | Opinion | PDF 142.63 KB |
Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) | |||
| 12/05/2016 | ESA/2016/41 | Opinion of the ESAs- ECAI credit assessments | Credit Rating Agencies, Joint Committee | Opinion | PDF 379.79 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 11/04/2019 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 28/05/2020 | ESMA33-128-563 | Questions and answers on the Securitisation Regulation | Securitisation | Q&A | PDF 1.18 MB |
||||
| 31/01/2019 | ESMA33-128-600 | ESMA Opinion on securitisation RTS | Securitisation | Opinion | PDF 4.02 MB |
||||
| 05/09/2018 | ESMA70-151-1651 | On the European Commission’s proposed amendments to SFTR | Securitisation | Opinion | PDF 405.72 KB |
||||
| 09/02/2021 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 0 bytes |
||||
| 06/04/2021 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 327.76 KB |
||||
| 29/07/2013 | JC 2013/01 | Final Draft Regulatory Technical Standards | Joint Committee | Technical Standards | PDF 1.17 MB |
||||
| 26/03/2021 | JC 2021 16 | ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR | Joint Committee, Securitisation | Opinion | PDF 339.91 KB |
||||
| 26/03/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 279.8 KB |
||||
| 23/12/2014 | JC/2014/092 | Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive | Joint Committee | Technical Standards | PDF 819.76 KB |