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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
25/11/2013 2013/1709 Review Panel Methodology Reference PDF
98.29 KB
18/06/2014 2014 Joint ESA Consumer Protection Day- Programme , Reference PDF
229.12 KB
14/09/2015 2015/1381 Annex to the Statement by Steven Maijoor ESAs Joint Committee- ECON Hearing 14 September 2015 , Reference PDF
253.1 KB
11/02/2016 2016/203 2016 Supervisory Convergence Work Programme , Reference PDF
340.61 KB

The European Securities and Markets Authority’s (ESMA) Supervisory Convergence Work Programme for 2016 (2016 SCWP) supplements ESMA’s Annual Work Programme for 2016 (ESMA/2015/1475) by further elaborating the nature and focus of the work ESMA will carry out in order to promote supervisory convergence and how that will contribute to implementing ESMA’s Strategic Orientation for 2016-2020 (ESMA/2015/935).

The 2016 SCWP provides an overview and explanation of the steps ESMA will take in 2016 to promote sound, efficient and consistent supervision in the EU.  It sets out priority areas and how they have been identified and sets them in the context of the wider work programme and environment.

Implementation of the 2016 SCWP will be monitored in the course of 2016 and depending on developments during the year, priorities might be re-adjusted. It will also be used to inform ESMA’s Annual Report and its supervisory convergence work programme for future years which will be risk-based.

04/04/2016 2016/218 ToR Audit Working Group Reference PDF
113.35 KB
04/04/2016 2016/229 ToR SCSC Reference PDF
93.7 KB
15/04/2016 2016/632 Principles- Stakeholder engagement in peer reviews Reference PDF
205.26 KB
19/10/2017 Ares(2017)5008790 European Commission request to ESAs to issue recurrent reports- CMU action , Reference PDF
294.97 KB
02/04/2020 ESMA 70-152-3050 CCSPSA consultation_Response Form , , Reference DOCX
774.63 KB
22/02/2018 ESMA-180219 ESMA’s consultation papers on draft regulatory standards under the securitisation regulation Reference PDF
276.43 KB
16/10/2019 ESMA30-201-535 Response form to consultation on amended PRIIPs KID , Reference DOCX
576.23 KB
19/12/2017 ESMA33-128-107 response form Response form- Consultation Paper on disclosure and operational standards Reference DOCX
771.94 KB
19/12/2017 ESMA33-128-108 response form Response form- Consultation Paper Third-Party Firm STS Verification Application Reference DOCX
766.9 KB
19/12/2017 ESMA33-128-33 response form Response form- Consultation Paper STS notification Reference DOCX
766.04 KB
01/02/2019 ESMA33-128-474 Annex 10 Securitisation ANNEX10_UNDERLYING_EXPOSURES_ADD_ON-NON_PERFORMING_EXPOSURES Reference XLSX
18.39 KB
01/02/2019 ESMA33-128-474 Annex 11 Securitisation ANNEX11_UNDERLYING_EXPOSURES-ABCP Reference XLSX
16.61 KB
01/02/2019 ESMA33-128-474 Annex 12 Securitisation ANNEX12_INVESTOR_REPORT-NON-ABCP_SECURITISATION Reference XLSX
18.29 KB
01/02/2019 ESMA33-128-474 Annex 13 Securitisation ANNEX13_INVESTOR_REPORT-ABCP_SECURITISATION Reference XLSX
13.3 KB
01/02/2019 ESMA33-128-474 Annex 14 Securitisation ANNEX14_INSIDE_INFORMATION-NON-ABCP_SECURITISATION Reference XLSX
32.36 KB
01/02/2019 ESMA33-128-474 Annex 15 Securitisation ANNEX15_INSIDE_INFORMATION-ABCP_SECURITISATION Reference XLSX
21.28 KB

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